Certification Report
Trustwave DbProtect Version 6.4.3
Issued by:
Communications Security Establishment
Certification Body
Canadian Common Criteria Evaluation and Certification Scheme
© Government of Canada, Communications Security Establishment, 2015
Document number: 383-4-308-CR
Version: 1.0
Date: 21 July 2015
Pagination: i to iii, 1 to 9
CCS Certification Report Trustwave Holdings, Inc.
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DISCLAIMER
The Information Technology (IT) product identified in this certification report, and its
associated certificate, has been evaluated at an approved evaluation facility – established
under the Canadian Common Criteria Evaluation and Certification Scheme (CCS) – using the
Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision
4, for conformance to the Common Criteria for Information Technology Security Evaluation,
Version 3.1 Revision 4. This certification report, and its associated certificate, applies only to
the identified version and release of the product in its evaluated configuration. The evaluation
has been conducted in accordance with the provisions of the CCS, and the conclusions of the
evaluation facility in the evaluation report are consistent with the evidence adduced. This
report, and its associated certificate, are not an endorsement of the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, and no warranty for the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, is either expressed or implied.
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FOREWORD
The Canadian Common Criteria Evaluation and Certification Scheme (CCS) provides a
third-party evaluation service for determining the trustworthiness of Information Technology
(IT) security products. Evaluations are performed by a commercial Common Criteria
Evaluation Facility (CCEF) under the oversight of the CCS Certification Body, which is
managed by the Communications Security Establishment.
A CCEF is a commercial facility that has been approved by the CCS Certification Body to
perform Common Criteria evaluations; a significant requirement for such approval is
accreditation to the requirements of ISO/IEC 17025:2005, the General Requirements for the
Competence of Testing and Calibration Laboratories. Accreditation is performed under the
Program for the Accreditation of Laboratories - Canada (PALCAN), administered by the
Standards Council of Canada.
The CCEF that carried out this evaluation is EWA-Canada.
By awarding a Common Criteria certificate, the CCS Certification Body asserts that the
product complies with the security requirements specified in the associated security target. A
security target is a requirements specification document that defines the scope of the
evaluation activities. The consumer of certified IT products should review the security target,
in addition to this certification report, in order to gain an understanding of any assumptions
made during the evaluation, the IT product's intended environment, the evaluated security
functionality, and the testing and analysis conducted by the CCEF.
This certification report is associated with the certificate of product evaluation dated 21 July
2015, and the security target identified in Section 4 of this report.
The certification report, certificate of product evaluation and security target are posted on the
CCS Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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TABLE OF CONTENTS
Disclaimer....................................................................................................................................... i
Foreword........................................................................................................................................ii
Executive Summary...................................................................................................................... 1
1 Identification of Target of Evaluation................................................................................. 2
2 TOE Description ................................................................................................................... 2
3 Security Policy....................................................................................................................... 2
4 Security Target...................................................................................................................... 2
5 Common Criteria Conformance.......................................................................................... 2
6 Assumptions and Clarification of Scope............................................................................. 3
6.1 SECURE USAGE ASSUMPTIONS................................................................................... 3
6.2 ENVIRONMENTAL ASSUMPTIONS ............................................................................... 3
7 Evaluated Configuration...................................................................................................... 4
8 Documentation ...................................................................................................................... 4
9 Evaluation Analysis Activities ............................................................................................. 5
10 ITS Product Testing.............................................................................................................. 6
10.1 ASSESSMENT OF DEVELOPER TESTS .......................................................................... 6
10.2 INDEPENDENT FUNCTIONAL TESTING ........................................................................ 6
10.3 INDEPENDENT PENETRATION TESTING....................................................................... 6
10.4 CONDUCT OF TESTING ............................................................................................... 7
10.5 TESTING RESULTS...................................................................................................... 7
11 Results of the Evaluation...................................................................................................... 7
12 Acronyms, Abbreviations and Initializations..................................................................... 8
13 References.............................................................................................................................. 9
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Executive Summary
Trustwave DbProtect Version 6.4.3 (hereafter referred to as DbProtect Version 6.4.3), from
Trustwave Holdings, Inc., is the Target of Evaluation. The results of this evaluation
demonstrate that DbProtect Version 6.4.3 meets the requirements of Evaluation Assurance
Level (EAL) 2 augmented for the evaluated security functionality.
DbProtect Version 6.4.3 is a database vulnerability assessment and monitoring suite that
helps to identify vulnerable databases residing within the network by scanning for potential
security vulnerabilities within those databases and monitoring activity by users with them.
EWA-Canada is the CCEF that conducted the evaluation. This evaluation was completed on
21 July 2015 and was carried out in accordance with the rules of the Canadian Common
Criteria Evaluation and Certification Scheme (CCS).
The scope of the evaluation is defined by the security target, which identifies assumptions
made during the evaluation, the intended environment for DbProtect Version 6.4.3, and the
security functional/assurance requirements. Consumers are advised to verify that their
operating environment is consistent with that specified in the security target, and to give due
consideration to the comments, observations and recommendations in this certification
report.
Communications Security Establishment, as the CCS Certification Body, declares that the
DbProtect Version 6.4.3 evaluation meets all the conditions of the Arrangement on the
Recognition of Common Criteria Certificates and that the product will be listed on the CCS
Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
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1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this EAL 2+ evaluation is Trustwave DbProtect Version
6.4.3 (hereafter referred to as DbProtect Version 6.4.3), from Trustwave Holdings, Inc..
2 TOE Description
DbProtect Version 6.4.3 scans, and monitors databases for vulnerabilities and suspicious
behavior. Scans are performed to proactively detect vulnerabilities, misconfigurations, and
inappropriate permission settings. Monitoring is performed to react to unusual or suspicious
behavior and alerts may be generated for configured conditions.
The TOE comprises a single management console component, one or more database
scanning engines and one or more sensors. Each of these components is an application
designed to run in the context of a general purpose operating system. The console presents
the administrative interface that centralizes the management of multiple scan engines and
sensors. The console also provides access to the data collected by the scan engines and alerts
generated by the sensors.
3 Security Policy
DbProtect Version 6.4.3 implements a role-based access control policy to control
administrative access to the system. In addition, DbProtect Version 6.4.3 implements policies
pertaining to the following security functional classes:
 Identification and Authentication
 Security Management
 Intrusion Detection
4 Security Target
The ST associated with this Certification Report is identified below:
Trustwave DbProtect Version 6.4.3 Security Target, Version 1.8, July 21, 2015
5 Common Criteria Conformance
The evaluation was conducted using the Common Methodology for Information Technology
Security Evaluation, Version 3.1 Revision 4, for conformance to the Common Criteria for
Information Technology Security Evaluation, Version 3.1 Revision 4.
DbProtect Version 6.4.3 is:
a. EAL 2 augmented, containing all security assurance requirements listed, as well as the
following: ALC_FLR.2 – Flaw Reporting Procedures
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b. Common Criteria Part 2 extended; with functional requirements based upon functional
components in Part 2, except for the following explicitly stated requirements defined in
the ST:
 IDS_SDC.1 – System Data Collection
 IDS_ANL.1 – System Analysis
 IDS_RDR.1 – Restricted Data Review
 IDS_RCT.1 – System React
c. Common Criteria Part 3 conformant, with security assurance requirements based only
upon assurance components in Part 3.
6 Assumptions and Clarification of Scope
Consumers of DbProtect Version 6.4.3 should consider assumptions about usage and
environmental settings as requirements for the product’s installation and its operating
environment. This will ensure the proper and secure operation of the TOE.
6.1 Secure Usage Assumptions
The following Secure Usage Assumptions are listed in the ST:
 The TOE will be managed in a manner that allows it to appropriately address
changes in the database the TOE monitors.
 There will be one or more competent individuals assigned to manage the TOE and the
security of the information it contains.
 The authorized administrators are not careless, willfully negligent, or hostile, and
will follow and abide by the instructions provided by the TOE documentation.
6.2 Environmental Assumptions
The following Environmental Assumptions are listed in the ST:
 The TOE has access to all the database data it needs to perform its functions.
 The processing resources of the TOE will be located within controlled access
facilities, which will prevent unauthorized physical and logical access.
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7 Evaluated Configuration
The evaluated configuration for DbProtect Version 6.4.3 comprises the DbProtect Version
6.4.3 application running on Windows Server 2012. The TOE requires a Microsoft SQL
Server 2012 database in the operational environment for the storage of TOE configuration
and scan results. The TOE performed scans on the following DBMSs:
• Oracle 11gR1, 11gR2;
• Microsoft SQL Server 2012;
• Sybase ASE 15.0, 15.5, 15.7;
• IBM DB2 LUW 9.1, 9.5, 9.7, 10.1;
• MySQL 5.1, 5.5; and
• Hadoop 1.
The publication entitled Trustwave DbProtect V6.4.3 Common Criteria Supplement, Version
1.2, July 10, 2015 describes the procedures necessary to install and operate DbProtect
Version 6.4.3 in its evaluated configuration.
8 Documentation
The Trustwave Holdings, Inc. documents provided to the consumer are as follows:
a. Trustwave DbProtect 6.4 Series User Guide, October 2012;
b. Trustwave DbProtect 6.4 Series Sensor Guide, June 2012;
c. Trustwave DbProtect 6.4.3 Getting Started Guide, December 2013; and
d. Trustwave DbProtect V6.4.3 Common Criteria Supplement, Version 1.2, July 10, 2015
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9 Evaluation Analysis Activities
The evaluation analysis activities involved a structured evaluation of DbProtect Version
6.4.3, including the following areas:
Development: The evaluators analyzed the DbProtect Version 6.4.3 functional specification
and design documentation; they determined that the design completely and accurately
describes the TOE security functionality (TSF) interfaces, the TSF subsystems and how the
TSF implements the security functional requirements (SFRs). The evaluators analyzed the
DbProtect Version 6.4.3 security architectural description and determined that the
initialization process is secure, that the security functions are protected against tamper and
bypass, and that security domains are maintained. The evaluators also independently verified
that the correspondence mappings between the design documents are correct.
Guidance Documents: The evaluators examined the DbProtect Version 6.4.3 preparative
user guidance and operational user guidance and determined that it sufficiently and
unambiguously describes how to securely transform the TOE into its evaluated configuration
and how to use and administer the product. The evaluators examined and tested the
preparative and operational guidance, and determined that they are complete and sufficiently
detailed to result in a secure configuration.
Life-cycle support: An analysis of the DbProtect Version 6.4.3 configuration management
system and associated documentation was performed. The evaluators found that the
DbProtect Version 6.4.3 configuration items were clearly marked.
The evaluators examined the delivery documentation and determined that it described all of
the procedures required to maintain the integrity of DbProtect Version 6.4.3 during
distribution to the consumer.
The evaluators reviewed the flaw remediation procedures used by developer for the
DbProtect Version 6.4.3. During a site visit, the evaluators also examined the evidence
generated by adherence to the procedures. The evaluators concluded that the procedures are
adequate to track and correct security flaws, and distribute the flaw information and
corrections to consumers of the product.
All these evaluation activities resulted in PASS verdicts.
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10 ITS Product Testing
Testing consists of the following three steps: assessing developer tests, performing
independent functional tests, and performing penetration tests.
10.1 Assessment of Developer Tests
The evaluators verified that the developer has met their testing responsibilities by examining
their test evidence, and reviewing their test results, as documented in the ETR1
.
The evaluators analyzed the developer’s test coverage analysis and found it to be complete
and accurate. The correspondence between the tests identified in the developer’s test
documentation and the functional specification was complete.
10.2 Independent Functional Testing
During this evaluation, the evaluator developed independent functional tests by examining
design and guidance documentation.
All testing was planned and documented to a sufficient level of detail to allow repeatability
of the testing procedures and results. Resulting from this test coverage approach is the
following list of test goals:
a. Repeat of Developer's Tests: The objective of this test goal is to repeat a subset of the
developer's tests;
b. Sensor Alert Text File: The objective of this test goal is to confirm that the TOE can log
alert information to a separate text file;
c. Concurrent Users: The objective of this test goal is to confirm that only one concurrent
user can actively run the TOE; and
d. Database Credential Testing: The objective of this test goal is to confirm that only users
with appropriate database credentials can initiate a scan of a database.
10.3 Independent Penetration Testing
Subsequent to the independent review of public domain vulnerability databases and all
evaluation deliverables, limited independent evaluator penetration testing was conducted.
The penetration tests focused on:
a. Use of automated vulnerability scanning tools to discover potential network, platform and
application layer vulnerabilities; and
b. Information Leakage: The objective of this test goal is to attempt to capture packets
between the TOE and the remote scanned databases in an attempt to determine login or
password information.
1
The ETR is a CCS document that contains information proprietary to the developer and/or the evaluator, and
is not releasable for public review.
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The independent penetration testing did not uncover any exploitable vulnerabilities in the
intended operating environment.
10.4 Conduct of Testing
DbProtect Version 6.4.3 was subjected to a comprehensive suite of formally documented,
independent functional and penetration tests. The detailed testing activities, including
configurations, procedures, test cases, expected results and observed results are documented
in a separate Test Results document.
10.5 Testing Results
The developer’s tests and the independent functional tests yielded the expected results,
providing assurance that DbProtect Version 6.4.3 behaves as specified in its ST and
functional specification.
11 Results of the Evaluation
This evaluation has provided the basis for a EAL 2+ level of assurance. The overall verdict
for the evaluation is PASS. These results are supported by evidence in the ETR.
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12 Acronyms, Abbreviations and Initializations
Acronym/Abbreviation/
Initialization
Description
CCEF Common Criteria Evaluation Facility
CCS Canadian Common Criteria Evaluation and
Certification Scheme
CPL Certified Products list
CM Configuration Management
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
IT Information Technology
ITSET Information Technology Security
Evaluation and Testing
PALCAN Program for the Accreditation of
Laboratories - Canada
SFR Security Functional Requirement
ST Security Target
TOE Target of Evaluation
TSF TOE Security Function
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13 References
This section lists all documentation used as source material for this report:
a. CCS Publication #4, Technical Oversight, Version 1.8, October 2010.
b. Common Criteria for Information Technology Security Evaluation, Version 3.1
Revision 4, September 2012.
c. Common Methodology for Information Technology Security Evaluation, CEM,
Version 3.1 Revision 4, September 2012.
d. Trustwave DbProtect Version 6.4.3 Security Target, Version 1.8, July 21, 2015.
e. Evaluation Technical Report for Trustwave Holdings, Inc. DbProtect Version 6.4.3,
Document No. 1860-000-D002, Version 1.0, 21 July 2015.