PREMIER MINISTRE
Secretariat General for National Defence
Central Directorate for Information Systems Security
Certification Report DCSSI-2007/20
MultiApp ID Tachograph 36K card: GEOS
platform and TachographV1.1 application
masked on SLE66CX360PE
Paris, 16th
November 2007,
Courtesy Translation
Certification report DCSSI-2007/20
MultiApp ID Tachograph 36K card: GEOS platform
TachographV1.1 application masked on SLE66CX360PE
Warning
This report is designed to provide sponsors with a document enabling them to assess the
security level of a product under the conditions of use and operation defined in this report for
the evaluated version. It is also designed to provide the potential purchaser of the product with
the conditions under which he may operate or use the product so as to meet the conditions of
use for which the product has been evaluated and certified; that is why this certification report
must be read alongside the evaluated user and administration guidance, as well as with the
product security target, which presents threats, environmental assumptions and the supposed
conditions of use so that the user can judge for himself whether the product meets his needs in
terms of security objectives.
Certification does not, however, constitute a recommendation product from DCSSI (Central
Directorate for Information Systems Security), and does not guarantee that the certified
product is totally free of all exploitable vulnerabilities.
Any correspondence about this report has to be addressed to:
Secrétariat Général de la Défense Nationale
Direction Centrale de la Sécurité des Systèmes d'Information
Centre de certification
51, boulevard de la Tour Maubourg
75700 PARIS cedex 07 SP
France
certification.dcssi@sgdn.pm.gouv.fr
Reproduction of this document without any change or cut is authorised.
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Certification report reference
DCSSI-2007/20
Product name
MultiApp ID Tachograph 36K card: GEOS platform and
TachographV1.1 application masked on SLE66CX360PE
Product reference and version
Ref. T1002264 A7 / version 1.1
Protection profile conformity
BSI-PP-0002-2001 [PP0002]
Evaluation criteria and version
Common Criteria version 2.3
compliant with ISO 15408:2005
Evaluation level
EAL 4 augmented
ADO_IGS.2, ADV_IMP.2, ALC_DVS.2, ATE_DPT.2, AVA_MSU.3, AVA_VLA.4
Developers
GEMALTO
6 rue de la verrerie, 92197 Meudon,
FRANCE
Infineon Technologies AG
Postfach 80 09 49, D-81609 München,
GERMANY
Sponsor
GEMALTO
6 rue de la verrerie 92197 Meudon, FRANCE
Evaluation facility
Serma Technologies
30 avenue Gustave Eiffel, 33608 Pessac, France
Phone: +33 (0)5 57 26 08 75, email : e.francois@serma.com
Recognition arrangements
CCRA
The product is recognised at EAL4 level.
SOG-IS
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Introduction
The Certification
Security certification for information technology products and systems is governed by decree
number 2002-535 dated April, 18th 2002, and published in the "Journal Officiel de la
République Française". This decree stipulates that:
• The central information system security department draws up certification reports.
These reports indicate the features of the proposed security targets. They may include
any warnings that the authors feel the need to mention for security reasons. They may
or may not be transmitted to third parties or made public, as the principals desire
(article 7).
• The certificates issued by the Prime Minister certify that the copies of the products or
systems submitted for evaluation fulfil the specified security features. They also
certify that the evaluations have been carried out in compliance with applicable rules
and standards, with the required degrees of skill and impartiality (article 8).
The procedures are available on the Internet site www.ssi.gouv.fr.
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Content
1. THE PRODUCT........................................................................................................................... 6
1.1. PRESENTATION OF THE PRODUCT........................................................................................... 6
1.2. EVALUATED PRODUCT DESCRIPTION ..................................................................................... 6
1.2.1. Product identification.................................................................................................... 6
1.2.2. Security services............................................................................................................ 7
1.2.3. Architecture................................................................................................................... 7
1.2.4. Life cycle ....................................................................................................................... 9
1.2.5. Evaluated configuration.............................................................................................. 10
2. THE EVALUATION.................................................................................................................. 11
2.1. EVALUATION REFERENTIAL ................................................................................................. 11
2.2. EVALUATION WORK ............................................................................................................. 11
2.3. CRYPTOGRAPHIC MECHANISMS ROBUSTNESS ANALYSIS..................................................... 11
3. CERTIFICATION...................................................................................................................... 12
3.1. CONCLUSION........................................................................................................................ 12
3.2. RESTRICTIONS...................................................................................................................... 12
3.3. RECOGNITION OF THE CERTIFICATE..................................................................................... 13
3.3.1. European recognition (SOG-IS).................................................................................. 13
3.3.2. International common criteria recognition (CCRA)................................................... 13
ANNEX 1. EVALUATION LEVEL OF THE PRODUCT.......................................................... 14
ANNEX 2. EVALUATED PRODUCT REFERENCES .............................................................. 15
ANNEX 3. CERTIFICATION REFERENCES ........................................................................... 16
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1. The product
1.1. Presentation of the product
The evaluated product is « MultiApp ID Tachograph 36K card: GEOS platform and
TachographV1.1 application masked on SLE66CX360PE, Ref. T1002264 A7 / version 1.1 »
developed by GEMALTO and INFINEON.
This product is a smart cart designed to by used in electronic tachographs (recorded
equipment in road transport) or on personal computer (to achieve the control operations of the
vehicle activities).
The main functions of this card are:
- to store card identification and card holder identification data which are used by the
vehicle unit to identify the cardholder, in order to provide accordingly functions and
data access rights, and ensure cardholder accountability for his activities,
- to store cardholder activities data, events and faults data and control activities data,
related to the cardholder.
The functional requirements for a tachograph card are specified in [EEC/A1B].
During the end-usage phase of a tachograph card life cycle (phase 7), only vehicle units may
write user data to the card.
1.2. Evaluated product description
The security target [ST] defines the evaluated product, its evaluated security functionalities
and its operation environment.
The security target is based on [PP/9911].
This security target is compliant to [PP0002] protection profile.
1.2.1. Product identification
The configuration list [CONF] identifies the product’s constituent elements.
The certified version of the product can be identified by bytes T1 to T7 of its his ATR
(Answer To Reset) :
ATR: 3B 97 95 C0 2A 31 FE 35 D0 00 48 01 05 A3 11
T1 to T7 bytes of this ATR have the following meaning:
- T1= Component code (D0)
- T2= Hardmask number on this component (00)
- T3= Hardmask version number (48)
- T4= Softmask number on this hardmask (01)
- T5= Softmask version number (05)
- T6= Applet number on this hardmask (A3)
- T7= Applet version number (11)
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1.2.2. Security services
The product provides mainly the following security services:
- Basic security services:
o self test when starting a work session;
o error Messages and exception management;
o data erasure;
o data integrity;
o data and operation hiding from outside observations;
o protection linked to the card manager;
- Cryptographic related services:
o RSA and 3DES key generation;
o signature creation and verification;
o 3DES encryption and decryption;
o message hashing;
o MAC generation and verification;
o trusted Path;
o PIN management;
- Security management services:
o access Authorization management;
o domain Separation;
- Physical monitoring.
These services are fully described in chapter 6 of the security target [ST].
1.2.3. Architecture
The product consists of :
- the microcontroller SLE66CX360PE/ m1536a13 (version A13) and his cryptographic
libraries RSA2048 (version 1.4) et RMS (version 2.5), developed and produced by
INFINEON;
- the GEOS Operating System, developed by GEMALTO, masked on the ROM’s
microcontroller (reference : S1021079 A7, version : 23);
- the Tachograph application TachographV1.1, version 1.1, developed by GEMALTO,
masked on the ROM’s microcontroller (reference : S1022443 A9, version : 3);
- and bug fix code (softmask) developed by GEMALTO, loaded in EEPROM
(reference : S1025378 A4, version : 12).
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The figure below gives a description of the TOE and its boundaries (the limits of the TOE in
red).
Vehicle Unit
Integrated Circuit
GEOS
IC library
Tachograph Application
Downloading
Unit
Personalization
Vehicle Unit
Integrated Circuit
GEOS
IC library
Tachograph Application
Downloading
Unit
Personalization
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1.2.4. Life cycle
The product’s life cycle is organised as follow:
Phase 1
Phase 2
Phase 3
Phase 4
Phase 5
Phase 6
Phase 7
GEOS development
IC development
IC packaging
Testing
Pre-personalization
Smartcard finishing
process
Smartcard Personalization
Loading of general application
data including card private key,
certificates, cardholder
identification, PIN (workshop card
only)
Usage
End-of-Life
INFINEON
Technologies AG
GEMALTO
Louveciennes
Tachograph Application
development
IC manufacturing
Testing
Mask creation
(Hardmask)
GEMALTO
Orléans Limere
Legend
Trusted delivery and
verification procedures
Delivery in secure area
INFINEON
Technologies AG
(Softmask)
Phase 1
Phase 2
Phase 3
Phase 4
Phase 5
Phase 6
Phase 7
GEOS development
IC development
IC packaging
Testing
Pre-personalization
Smartcard finishing
process
Smartcard Personalization
Loading of general application
data including card private key,
certificates, cardholder
identification, PIN (workshop card
only)
Usage
End-of-Life
INFINEON
Technologies AG
GEMALTO
Louveciennes
Tachograph Application
development
IC manufacturing
Testing
Mask creation
(Hardmask)
IC manufacturing
Testing
Mask creation
(Hardmask)
GEMALTO
Orléans Limere
Legend
Trusted delivery and
verification procedures
Delivery in secure area
INFINEON
Technologies AG
(Softmask)
In the evaluation context, phases 1 to 4 correspond to the evaluated product development, the
delivery is between phases 4 and 5, installation, generation and startup are within phases 4,
and finally, phases 5 to 7 correspond to the evaluated product usage.
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The product has been developed on the following site:
GEMALTO Louveciennes
36-38, route de la Princesse
78431 Louveciennes
France
The IC design and manufacturing are made by Infineon Technologies AG on the following
site:
INFINEON Technologies AG
CCM MTH, Postfach 80 09 49
D-81609 München
Allemagne
The IC packaging is made by Gemalto on the following site:
GEMALTO Limere
Avenue de la Pomme de Pin,
45590 Saint Cyr En Val
France
The user of the product is the cardholder.
The administrator of the product is the personalizer (phase 6). It is recommended to the
personalizer to operate in a secure environment and to use security procedures maintaining
confidentiality and integrity if the evaluated product as well as its manufacturing and test data
(see 3.2, O.TEST_OPERATE).
1.2.5. Evaluated configuration
The product evaluated is the microcontroller with the embedded software identified on § 1.1
The certificate applies to the “locked” configurations of the product (the GlobalPlatform
LOAD, INSTALL and DELETE commands are permanently deactivated).
The certificate applies to the following configurations (which is set on personalization phase):
- driver Card,
- company Card,
- workshop Card,
- control Card.
The product tested by the evaluation facility is typical to final product.
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2. The evaluation
2.1. Evaluation referential
The evaluation has been performed in compliance with Common Criteria version 2.3 [CC],
with the Common Evaluation Methodology [CEM].
For assurance components above EAL4 level, the evaluation facility own evaluation methods,
validated by DCSSI have been used.
In order to meet the specificities of smart cards, the [CCIC] and [CCAP] guides have been
applied.
2.2. Evaluation work
The evaluation has been performed according to the composition scheme as defined in the
guide [COMP] in order to assess that no weakness is introduced from the integration of the
software in the microcontroller already certified.
Therefore, the results of the evaluation of the microcontroller “SLE66CX360PE/m1536a13
with RSA 2048 V1.4 and specifc IC dedicated software” at EAL5 level augmented with
ALC_DVS.2, AVA_MSU.3 and AVA_VLA.4, compliant with the [PP0002] protection
profile1
. This microcontroller has been certified the 14th
September 2005 under the reference
BSI-DSZ-CC-0322-2005.
The microcontroller robustness level gas been confirmed in September and October 2006 in a
surveillance process.
The evaluation relies on the evaluation results of the « Java Card Open Platform (reference
T100921) » product certified the 10th
May 2006 under the reference 2006/08 (see [2006/08]).
The evaluation technical report [ETR], delivered to DCSSI the 9th
November 2007, provides
details on the work performed by the evaluation facility and assesses that all evaluation tasks
are “pass”.
2.3. Cryptographic mechanisms robustness analysis
The robustness of cryptographic mechanisms has not been analysed by DCSSI.
1
Even if the microcontroller’s certificate doesn’t explicitly cover ADO_IGS.2 requirement, it is considered here
that, because this component doesn’t include any application (as a generic IC), it satisfies per default this
assurance requirement. So the composition rules are satisfied in that case.
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3. Certification
3.1. Conclusion
The evaluation was carried out according to the current rules and standards, with the required
competency and impartiality by a licensed evaluation facility. All the work performed permits
the release of a certificate in conformance with the decree 2002-535.
This certificate testifies that the product “MultiApp ID Tachograph 36K card: GEOS platform
and TachographV1.1 application masked on SLE66CX360PE, Ref. T1002264 A7 / version
1.1” submitted for evaluation fulfils the security features specified in its security target [ST]
for the evaluation level EAL 4 augmented.
3.2. Restrictions
This certificate only applies on the product specified in chapter 1.2 of this certification report.
The user of the certified product shall respect the operational environmental security
objectives summarized specified in the security target [ST] and shall respect the
recommendations in the guidance [GUIDES], in particular:
- procedures on phases 5 to 7 shall ensure protection of masked chip
material/information under delivery including the following objectives
(O.DLV_PROTECT):
o non-disclosure of any security relevant information;
o identification of the elements under delivery;
o meet confidentiality rules (confidentiality level, transmittal form, reception
acknowledgement);
o physical protection to prevent external damage;
o secure storage and handling procedures (including rejected masked chips);
o traceability of masked chips during delivery including origin and shipment
details, reception, reception acknowledgement, and location
material/information;
- procedures on phases 5 to 7 shall ensure that corrective actions are taken in case of
improper operation in the delivery process (O.DLV_AUDIT);
- procedures on phases 5 to 7 shall ensure that people involved in the delivery process
have got the required skill, training and knowledge to meet the procedure requirements
(O.DLV_RESP);
- the Application Data must be delivered between phase 5 to 7 through a trusted
delivery and verification procedure that shall maintain the integrity and confidentiality
of the Application Data (O.DLV_DATA);
- appropriate functionality testing of the masked chip shall be used in phases 5 and 6.
During all manufacturing and testing operations, security procedures shall be used
through phases 5 and 6 to maintain confidentiality and integrity of the masked chip
(O.TEST_OPERATE);
- secure communication protocols and procedures shall be used between smartcard and
terminal on phase 7 (O.USE_DIAG);
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- the issuer must ensure that Secret & Private keys, when outside the masked chip, are
handled securely. The disclosure of these keys may give hackers access to the masked
chip. The private keys include the European private key, the Countries’ Private keys
and the vehicle unit private keys The secret keys include VOP TDES keys
(OE.Secret_Private_Keys);
- the issuer must ensure that all certificates used in the Tachograph system are handled
properly inside a reliable PKI. This includes the revocation of a certificate when the
corresponding key is not secure (OE.Qualified certificates).
3.3. Recognition of the certificate
3.3.1. European recognition (SOG-IS)
This certificate is issued in accordance with the provisions of the SOG-IS agreement [SOG-
IS].
The European Recognition Agreement made by SOG-IS in 1999 allows recognition from
Signatory States of the agreement1
, of ITSEC and Common Criteria certificates. The
European recognition is applicable up to ITSEC E6 and CC EAL7 levels. The certificates that
are recognized in the agreement scope are released with the following marking:
3.3.2. International common criteria recognition (CCRA)
This certificate is released in accordance with the provisions of the CCRA [CC RA].
The Common Criteria Recognition Arrangement allows the recognition, by signatory
countries2
, of the Common Criteria certificates. The mutual recognition is applicable up to the
assurance components of CC EAL4 level and also to ALC_FLR family. The certificates that
are recognized in the agreement scope are released with the following marking:
1 The signatory countries of the SOG-IS agreement are: Finland, France, Germany, Greece, Italy, The
Netherlands, Norway, Portugal, Spain, Sweden, Switzerland and United Kingdom.
2 The signatory countries of the CCRA arrangement are: Australia, Austria, Canada, Czech Republic, Denmark,
Finland, France, Germany, Greece, Hungary, India, Israel, Italy, Japan, the Republic of Korea, Malaysia, the
Netherlands, New-Zealand, Norway, Singapore, Spain, Sweden, Turkey, the United Kingdom and the United
States.
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Annex 1. Evaluation level of the product
Components by assurance level Assurance level of the product
Class Family
EAL
1
EAL
2
EAL
3
EAL
4
EAL
5
EAL
6
EAL
7
EAL
4+
Name of the component
ACM_AUT 1 1 2 2 1 Partial CM automation
ACM_CAP 1 2 3 4 4 5 5 4
Configuration support and
acceptance procedures
ACM
Configuration
management
ACM_SCP 1 2 3 3 3 2
Problem tracking CM
coverage
ADO_DEL 1 1 2 2 2 3 2 Detection of modification
ADO
Delivery and
operation ADO_IGS 1 1 1 1 1 1 1 2 Generation log
ADV_FSP 1 1 1 2 3 3 4 2
Fully defined external
interfaces
ADV_HLD 1 2 2 3 4 5 2
Security enforcing high-level
design
ADV_IMP 1 2 3 3 2 Implementation of the TSF
ADV_INT 1 2 3
ADV_LLD 1 1 2 2 1 Descriptive low-level design
ADV_RCR 1 1 1 1 2 2 3 1
Informal correspondence
demonstration
ADV
Development
ADV_SPM 1 3 3 3 1
Informal TOE security policy
model
AGD_ADM 1 1 1 1 1 1 1 1 Administrator guidance
AGD
Guidance AGD_USR 1 1 1 1 1 1 1 1 User guidance
ALC_DVS 1 1 1 2 2 2
Sufficiency of security
measures
ALC_FLR
ALC_LCD 1 2 2 3 1
Developer defined life-cycle
model
ALC
Life-cycle
support
ALC_TAT 1 2 3 3 1
Well-defined development
tools
ATE_COV 1 2 2 2 3 3 2 Analysis of coverage
ATE_DPT 1 1 2 2 3 2 Testing: low-level design
ATE_FUN 1 1 1 1 2 2 1 Functional testing
ATE
Tests
ATE_IND 1 2 2 2 2 2 3 2 Independent testing – sample
AVA_CCA 1 2 2
AVA_MSU 1 2 2 3 3 3
Analysis and testing for
insecure states
AVA_SOF 1 1 1 1 1 1 1
Strength of TOE security
function evaluation
AVA
Vulnerability
assessment
AVA_VLA 1 1 2 3 4 4 4 Highly resistant
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Annex 2. Evaluated product references
[ST] Reference security target for the evaluation:
- PHAESTOS-2 Security Target, reference ST_D1038709,
version 1.2, August 2007
For the needs of publication, the following security target has been
provided and validated in the evaluation:
- MultiApp ID Tachograph 36K: Security Target, reference
ST_D1038709_public, version 1.2, August 2007
[ETR] Evaluation technical report :
- PHAESTOS-2 project - Evaluation Technical Report, reference
Phaestos-2_RTE_v1.2.fm, version 1.2, 9th
November 2007
[CONF] PHAESTOS2: Configuration List, reference LIS_06-000407, version
1.4, September 2007
[GUIDES] Administration guidance:
- PHAESTOS2: Administrator Guide, reference GUI_06-000409,
version 1.0, July 2007
User guidance:
- PHAESTOS2: User Guide, reference GUI_06-000410, version
1.0, July 2007
[PP0002] Protection Profile, Smart card IC Platform Protection Profile Version
1.0 July 2001. Certified by BSI under the reference BSI-PP-0002-2001.
[PP/9911] Protection Profile Smart Card Integrated Circuit With Embedded
Software , version 2.0, June 1999. Certifié par la DCSSI sous la
référence PP/9911.
[2006/08] Rapport de certification 2006/08 - Java Card Open Platform (référence
T100921), 10 mai 2006, SGDN/DCSSI
[EEC/A1B] Council Regulation No 3821/85 on recording equipment in road
transport – Annex 1B Requirements for construction, Installation and
Inspection
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Annex 3. Certification references
Decree number 2002-535 dated 18th
April 2002 related to the security evaluations and
certifications for information technology products and systems.
[CER/P/01] Procedure CER/P/01 - Certification of the security provided by IT
products and systems, SGDN/DCSSI.
[CC] Common Criteria for Information Technology Security Evaluation:
Part 1: Introduction and general model,
August 2005, version 2.3, ref CCMB-2005-08-001;
Part 2: Security functional requirements,
August 2005, version 2.3, ref CCMB-2005-08-002;
Part 3: Security assurance requirements,
August 2005, version 2.3, ref CCMB-2005-08-003.
The content of Common Criteria version 2.3 is identical to the
international ISO/IEC 15408:2005.
[CEM] Common Methodology for Information Technology Security
Evaluation: Evaluation Methodology,
August 2005, version 2.3, ref CCMB-2005-08-004.
The content of CEM version 2.3 is identical to the international ISO/IEC
18045:2005.
[CC IC] Common Criteria Supporting Document - Mandatory Technical
Document - The Application of CC to Integrated Circuits, version 2.0,
April 2006.
[CC AP] Common Criteria Supporting Document - Mandatory Technical
Document - Application of attack potential to smart-cards, version 2.1,
April 2006.
[COMP] Common Criteria Supporting Document - Mandatory Technical
Document - ETR-lite for composition, Version 1.3, April 2006.
[CC RA] Arrangement on the Recognition of Common criteria certificates in the
field of information Technology Security, May 2000.
[SOG-IS] «Mutual Recognition Agreement of Information Technology Security
Evaluation Certificates», version 2.0, April 1999, Management
Committee of Agreement Group.
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