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Reference: 2021-44-INF-4142- v1
Target: Limitada al expediente
Date: 18.09.2023
Created by: CERT11
Revised by: CALIDAD
Approved by: TECNICO
CERTIFICATION REPORT
Dossier # 2021-44
TOE SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4
(SOMA-c007_4)
Applicant IT12845840151 - HID Global
References
[EXT-7199] Certification Request
[EXT-8510] Evaluation Technical Report
Certification report of the product SOMA-c007 Machine Readable Electronic Document EAC-PACE-
AA version 4 (SOMA-c007_4), as requested in [EXT-7199] dated 13/08/2021, and evaluated by
Applus Laboratories, as detailed in the Evaluation Technical Report [EXT-7199] received on
18/05/2023.
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CONTENTS
EXECUTIVE SUMMARY ........................................................................................................................ 3
TOE SUMMARY................................................................................................................................ 4
SECURITY ASSURANCE REQUIREMENTS .......................................................................................... 4
SECURITY FUNCTIONAL REQUIREMENTS......................................................................................... 5
IDENTIFICATION.................................................................................................................................. 5
SECURITY POLICIES.............................................................................................................................. 5
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT ....................................................................... 6
CLARIFICATIONS ON NON-COVERED THREATS................................................................................ 6
OPERATIONAL ENVIRONMENT FUNCTIONALITY ............................................................................. 6
ARCHITECTURE.................................................................................................................................... 6
LOGICAL SCOPE ............................................................................................................................... 6
PHYSICAL SCOPE.............................................................................................................................. 7
DOCUMENTS....................................................................................................................................... 9
PRODUCT TESTING............................................................................................................................ 10
PENETRATION TESTING ................................................................................................................. 10
EVALUATED CONFIGURATION .......................................................................................................... 11
EVALUATION RESULTS ...................................................................................................................... 11
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM ............................................. 12
CERTIFIER RECOMMENDATIONS....................................................................................................... 12
GLOSSARY ......................................................................................................................................... 13
BIBLIOGRAPHY .................................................................................................................................. 13
SECURITY TARGET / SECURITY TARGET LITE...................................................................................... 14
SHARED TECHNICAL AUDIT REPORT (STAR) ...................................................................................... 14
RECOGNITION AGREEMENTS............................................................................................................ 16
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA).................................................... 16
International Recognition of CC – Certificates (CCRA)................................................................... 16
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EXECUTIVE SUMMARY
This document constitutes the Certification Report for the certification file of the product SOMA-
c007 Machine Readable Electronic Document EAC-PACE-AA version 4 (SOMA-c007_4).
Developer/manufacturer: HID Global
Sponsor: HID Global.
Certification Body: Centro Criptológico Nacional (CCN).
ITSEF: Applus Laboratories.
Protection Profile: BSI-CC-PP-0056-V2-2012 Common Criteria Protection Profile Machine Readable
Travel Document with “ICAO Application”, Extended Access Control with PACE (EAC PP), version
1.3.2 05th
December 2012.
BSI-CC-PP-0068-V2-2011-MA-01 Common Criteria Protection Profile Machine Readable Travel
Document using Standard Inspection Procedure with PACE (PACE PP), version 1.01, 22nd
July 2014.
Evaluation Level: Common Criteria version 3.1 R5 - EAL5 + ALC_DVS.2 + AVA_VAN.5.
Evaluation end date: 07/07/2023.
Expiration Date1
: 15/09/2028.
All the assurance components required by the evaluation level EAL5 (augmented with ALC_DVS.2
and AVA_VAN.5) have been assigned a “PASS” verdict. Consequently, the laboratory Applus
Laboratories assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are
satisfied for the EAL5 + ALC_DVS.2 + AVA_VAN.5, as defined by the Common Criteria version 3.1 R5
and the CEM version 3.1 R5.
Considering the obtained evidences during the instruction of the certification request of the
product SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4 (SOMA-
c007_4), a positive resolution is proposed.
1
This date refers to the expiration date of the certificate recognition within the scope of the mutual recognition
arrangements signed by this Certification Body.
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TOE SUMMARY
The TOE is an electronic document representing a contactless/contact smart card programmed
according to the “Password Authenticated Connection Establishment” mechanism described in the
ICAO Doc 9303 8th edition 2021 Part 11 [ICAO-11], which means amongst others according to the
Logical Data Structure (LDS) defined in [ICAO-10], and additionally providing the Extended Access
Control according to the ICAO Doc 9303-11 [ICAO-11] and BSI TR-03110. The communication
between terminal and chip shall be protected by PACE using Standard Inspection Procedure with
PACE (PACE PP), BSI-CC-PP-0068-V2.
The TOE is composed of:
• the circuitry of the dual interface e-Document’s chip M7892 G12,
• the IC Dedicated Software with the parts IC Dedicated Test Software and IC Dedicated
Support Software,
• smart card operating system SOMA-c007 version 4,
• an ICAO application LDS1 compliant with ICAO Doc 9303-10 [ICAO-10] and Doc 9303-11
[ICAO-11] providing the Extended Access Control,
• the associated guidance documentation.
SECURITY ASSURANCE REQUIREMENTS
The product was evaluated with all the evidence required to fulfil the evaluation level EAL5 and the
evidences required by the additional components ALC_DVS.2 and AVA_VAN.5, according to
Common Criteria v3.1 R5.
ASSURANCE CLASS ASSURANCE COMPONENT
ASE ASE_CCL.1
ASE_ECD.1
ASE_INT.1
ASE_OBJ.2
ASE_REQ.2
ASE_SPD.1
ASE.TSS.1
ADV ADV_ARC.1
ADV_FSP.5
ADV_IMP.1
ADV_INT.2
ADV_TDS.4
AGD AGD_OPE.1
AGD_PRE.1
ALC ALC_CMC.4
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ALC_CMS.5
ALC_DEL.1
ALC_DVS.2
ALC_LCD.1
ALC_TAT.2
ATE ATE_COV.2
ATE_DPT.3
ATE_FUN.1
ATE_IND.2
AVA AVA_VAN.5
SECURITY FUNCTIONAL REQUIREMENTS
The product security functionality satisfies the functional requirements, according to Common
Criteria v3.1 R5, Part 2 extended and can be found in section 6 Security Requirements of the [ST].
IDENTIFICATION
Product: SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4 (SOMA-
c007_4)
Security Target: TCAE160002 - Security Target SOMA-c007 Machine Readable Electronic Document
- ICAO Application - EAC-PACE-AA, version 1.15, 09.05.2023.
Protection Profile: BSI-CC-PP-0056-V2-2012 Common Criteria Protection Profile Machine Readable
Travel Document with “ICAO Application”, Extended Access Control with PACE (EAC PP), version
1.3.2 05th
December 2012.
BSI-CC-PP-0068-V2-2011-MA-01 Common Criteria Protection Profile Machine Readable Travel
Document using Standard Inspection Procedure with PACE (PACE PP), version 1.01, 22nd
July 2014.
Evaluation Level: Common Criteria version 3.1 R5 EAL5 + ALC_DVS.2 + AVA_VAN.5.
SECURITY POLICIES
The use of the product SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4
(SOMA-c007_4) shall implement a set of security policies assuring the fulfilment of different
standards and security demands.
The detail of these policies is documented in the Security Target, section 3.4 “Organizational
Security Policies”.
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ASSUMPTIONS AND OPERATIONAL ENVIRONMENT
The following assumptions are constraints to the conditions used to assure the security properties
and functionalities compiled by the security target. These assumptions have been applied during
the evaluation in order to determine if the identified vulnerabilities can be exploited.
In order to assure the secure use of the TOE, it is necessary to start from these assumptions for its
operational environment. If this is not possible and any of them could not be assumed, it would not
be possible to assure the secure operation of the TOE.
The detail of these assumptions is documented in the Security Target, section 3.2 “Assumptions”.
CLARIFICATIONS ON NON-COVERED THREATS
The following threats do not suppose a risk for the product SOMA-c007 Machine Readable
Electronic Document EAC-PACE-AA version 4 (SOMA-c007_4), although the agents implementing
attacks have a High attack potential according to the assurance level of EAL5 + ALC_DVS.2 +
AVA_VAN.5 and always fulfilling the usage assumptions and the proper security policies
satisfaction.
For any other threat not included in this list, the evaluation results of the product security
properties and the associated certificate, do not guarantee any resistance.
The threats covered by the security properties of the TOE are those defined in the Security Target,
section 3.3 “Threats”.
OPERATIONAL ENVIRONMENT FUNCTIONALITY
The product requires the cooperation from its operational environment to fulfil some of the
objectives of the defined security problem.
The security objectives declared for the TOE operational environment are those defined in the
Protection Profile and they are documented in the Security Target, section 4.2 “Security Objectives
for the operational Environment”.
ARCHITECTURE
LOGICAL SCOPE
The SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4 (SOMA-c007_4)
operating system manages all the resources of the integrated circuit that equips the e-Document,
providing secure access to data and functions. Major tasks performed by the operating system are:
• Communication between internal objects
• Communication with external devices
• Data storage in the file system
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• Execution of commands
• Cryptographic operations
• Management of the security policies
In each life cycle phase/step access to functions and data is restricted by means of cryptographic
mechanisms as follows:
• In Step 5 “Initialization” of Phase 2, the Initialization Agent must prove his/her identity by
means of an authentication mechanism based on AES with 256-bit key.
• In Step 6 “Pre-personalization” of Phase 2, the Pre-personalization Agent must prove his/her
identity by means of an authentication mechanism based on Triple-DES with 112-bit keys.
• In Phase 3 “Personalization”, the Personalization Agent must prove his/her identity by
means of an authentication mechanism based on Triple-DES with 112-bit keys.
• In Phase 4 “Operational use”, the user must prove his entitlement to access less sensitive
data, i.e. DG1, DG2 and DG5 to DG16, by means of the PACE mechanism compliant to ICAO
Doc 9303-11 [ICAO-11]. Access to sensitive data, i.e. DG3 and DG4 is allowed after the
genuinity of the IC has been proven by means of the Chip Authentication mechanism
defined in [ICAO-11] and after the user has proven his/her entitlement by means of the
Terminal Authentication mechanism as defined in [TR-03110-1], [TR-03110-3] .
After a successful authentication, the communication between the e-Document and the terminal is
protected by the Secure Messaging mechanism defined in section 6 of the ISO 7816-4 specification
[ISO-7816-4].
The integrity of data stored under the LDS is checked by means of the Passive Authentication
mechanism defined in [ICAO-11]. The Active Authentication mechanism defined in [ICAO-11] may
be used as an alternative technique to prove the genuinity of the chip. However, access to less
sensitive data requires the Chip Authentication mechanism.
PHYSICAL SCOPE
The physical TOE is comprised of the following parts:
• dual-interface integrated circuit chip M7892 G12 equipped with IC Dedicated Software and
Crypto Library (cf. [ST] Appendix A for more details);
• smart card operating system SOMA-c007 version 4;
• an International Civil Aviation Organization (ICAO) application compliant with ICAO Doc 9303
providing the Extended Access Control [ICAO-10] [ICAO-11] [ICAO-12];
• guidance documentation about the initialization of the TOE, the preparation and use of the
ICAO application, composed by:
o the Initialization Guidance;
o the Pre-personalization guidance;
o the Personalization Guidance; and
o the Operational User Guidance.
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The following table describes the format, delivery method, recipients and the hash value of each
TOE components.
Type
TOE
component
Format
Delivery
method
Delivery
recipient
Hash value
(SHA-512)
IC with
Dedicated
Software
and Crypto
Library
M7892 G12
Module
on chip
Secure courier -
Cf. [M7892], section
10
OS and
ICAO
Application
SOMA-c007
version 4
Machine
Readable
Electronic
Document
(TOE
Identification
data: 53h 4Fh
4Dh 41h 2Dh
63h 30h 30h
37h 5Fh 34h)
HEX file
Secure IC
Manufacturer’s
Web
application
Infineon
2328A2C0C731BC0D
C37A63CD7CE80530
FB582E2430684289
0919CFCC1DF8B3C8
23FA9B970250075A
F90AADD55CCF08D5
081865211E3C8C74
B39DE44ED3DCE94C
Document
Initialization
Guidance for
SOMA-c007
Machine
Readable
Electronic
Document
v2.5, ref.
TCAE160012
docx
Encrypted
email message
Initialization
Agent
A67B927BB875030A
DD05FDFDD922D52A
9C01B95A1CA74AAC
2810674EDB1F3626
EC89BC3EB9BE8903
5D34711EB7EF4A42
221E30E4EB02C386
F8493B7F31A012AE
Document
Pre-
personalization
Guidance for
SOMA-c007
Machine
Readable
Electronic
docx
Encrypted
email message
Pre-
personalization
Agent
10A4B86817F57974
DF6126FF6352C492
4C0FF8C0415A2FD1
C60778BCA8855DB7
273BB121208997AD
774A86F62534C834
6215AA1AC4181D62
8A4D8F7FBB72D712
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Document
ICAO
Application
v2.4, ref.
TCAE160016
Document
Personalization
Guidance for
SOMA-c007
Machine
Readable
Electronic
Document
ICAO
Application
v2.4, ref.
TCAE160017
docx
Encrypted
email message
Personalization
Agent
B1B9418A7431FA77
45D6D4B8760FF7C8
0E6B5DD38E5FE65B
E99B6459904ECB93
4B9E40062C7BD339
032FAEEECDFB8886
E5072B6CA236E8E8
1CBA596312F28A1F
Document
Operational
User Guidance
for SOMA-c007
Machine
Readable
Electronic
Document
ICAO
Application
v2.4, ref.
TCAE160018
docx
Encrypted
email message
User
(Inspection
System)
21D8BB15ADEB6B72
2598F8A9555F609F
F1890CB9C745AD3B
63411E1514BE468A
AF929D779AA06BEA
E983F6BEA46B1661
A04A7DBA7D2D2E94
817561E98B411775
The delivery procedure for the TOE is described in detail in Secure Delivery Procedure, ref.
TCAE110027.
DOCUMENTS
The product includes the following documents that shall be distributed and made available
together to the users of the evaluated version.
• Initialization Guidance for SOMA-c007 Machine Readable Electronic Document, version 2.5,
ref. TCAE160012.
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• Pre-personalization Guidance for SOMA-c007 Machine Readable Electronic Document ICAO
Application, version 2.4, ref. TCAE160016.
• Personalization Guidance for SOMA-c007 Machine Readable Electronic Document ICAO
Application, version 2.4, ref. TCAE160017.
• Operational User Guidance for SOMA-c007 Machine Readable Electronic Document ICAO
Application, version 2.4, ref. TCAE160018.
• Secure Delivery Procedure, version 2.5, ref. TCAE110027.
PRODUCT TESTING
The evaluation has been performed according to the Composite Evaluation Scheme as defined in
the guides [JILCOMP] and [JILADVARC] in order to assess that the combination of the TOE with the
underlying platform did not lead to any exploitable vulnerability.
This evaluation has then taken into account the evaluation results and security recommendations
for the platform which is part of the evaluated composite TOE, and was already certified with
certificate BSI-DSZ-CC-0891-V6-2021.
The developer has executed test for all the declared security functions. All the tests have been
performed by the developer in its premises, with a satisfactory result.
During the evaluation process, each test unit has been executed to check that the declared security
functionality has been identified and also to check that the kind of test is appropriate to the
function that is intended to test.
All the tests have been developed using a testing scenario appropriate to the established
architecture in the security target. It has also been checked that the obtained results during the
tests fit or correspond to the previously estimated results.
To verify the results of the developer tests, the evaluation team has applied a sampling strategy and
has concluded that the information is complete and coherent enough to reproduce tests and
identify the functionality tested. Moreover, the evaluation team has planned and executed
additional tests independently of those executed by the developer.
The obtained results have been checked to be conformant to the expected results and in cases
where a deviation relative to the expected results has been detected the evaluator has confirmed
that this variation neither represents any security problem nor a decrease in the functional capacity
of the product.
PENETRATION TESTING
Based on the list of potential vulnerabilities applicable to the TOE in its operational environment,
the evaluation team has devised attack scenarios for penetration tests according to JIL supporting
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documents [JILAAPS] and [JILADVARC]. Within these activities all aspects of the security
architecture which were not covered by functional testing have been considered.
The implementations of the requirements of the provided platform’s ETR for Composition and
guidance, as well as of the security mechanisms of the TOE in general have been verified by the
evaluation team. An appropriate test set was devised to cover these potential vulnerabilities.
The overall test result is that no deviations were found between the expected and the actual test
results. No attack scenario with the High attack potential has been successful in the TOE’s
operational environment as defined in the security target when all measures required by the
developer are applied.
EVALUATED CONFIGURATION
The software and hardware requirements, as well as the referenced options are indicated below.
Therefore, for the operation of the SOMA-c007 Machine Readable Electronic Document EAC-PACE-
AA version 4 (SOMA-c007_4) it is not necessary any additional software or hardware components.
The version of the software may be retrieved by following the procedure in section 4.2 (Retrieval of
TOE, product and chip information) of the “Initialization Guidance for SOMA-c007 Machine
Readable Electronic Document, version 2.5, ref. TCAE160012”.
To identify the TOE is necessary for the initialization agent to execute the “GET DATA (Even INS)”
command with P1 = 01h and P2 = 20h. APDU shall be encoded as follows:
• CLA = E0h
• INS = CAh
• P1 = 01h
• P2 = 20h
• LE = 00h
The e-Document certified under Common Criteria v.3.1 at the EAL5+ security assurance level shall
return SOMA-c007_4 (ASCII codes 53h 4Fh 4Dh 41h 2Dh 63h 30h 30h 37h 5Fh 34h), representing
the TOE Identification Data.
EVALUATION RESULTS
The product SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4 (SOMA-
c007_4) has been evaluated against the Security Target TCAE160002 - Security Target SOMA-c007
Machine Readable Electronic Document - ICAO Application - EAC-PACE-AA, version 1.15,
09.05.2023.
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All the assurance components required by the evaluation level EAL5 + ALC_DVS.2 + AVA_VAN.5
have been assigned a “PASS” verdict. Consequently, the laboratory Applus Laboratories assigns the
“PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for the
evaluation level EAL5 + ALC_DVS.2 + AVA_VAN.5, as defined by the Common Criteria version 3.1 R5
and the CEM version 3.1 R5.
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM
Next, recommendations regarding the secure usage of the TOE are provided. These have been
collected along the evaluation process and are detailed to be considered when using the product.
The evaluation team makes the following security recommendations:
- To follow the security guidance’s of the TOE strictly
- To keep the TOE under personal control and set all other security measures available
from the environment.
- To periodically review the status of the certification of the underlying platform.
CERTIFIER RECOMMENDATIONS
Considering the obtained evidences during the instruction of the certification request of the
product SOMA-c007 Machine Readable Electronic Document EAC-PACE-AA version 4 (SOMA-
c007_4), a positive resolution is proposed.
The certifier strongly recommends to the TOE consumer to strictly follow the security
recommendations that can be found on guidance documents as well as to observe the operational
environment requirements and assumptions defined in the applicable security target.
Some of the key lengths for some of the cryptographic mechanisms defined in the ST are
considered as legacy mechanisms according to [ACM]. Please check [ACM] to consult
recommended dates to sunset the applicable key lengths.
In the context of the product certification the ITSEF assessed the applicable ALC activities for the
claimed assurance level. The certification sponsor asked the ITSEF to produce a STAR (Shared
Technical Audit Report) to allow for the reuse of ALC activities in other product certifications. See
following sections where the scope of the STAR is defined.
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GLOSSARY
CCN Centro Criptológico Nacional
CNI Centro Nacional de Inteligencia
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
OC Organismo de Certificación
TOE Target Of Evaluation
BIBLIOGRAPHY
The following standards and documents have been used for the evaluation of the product:
[ACM] SOG-IS agreed cryptographic mechanisms, version 1.3. SOG-IS crypto working group.
February 2023.
[CC_P1] Common Criteria for Information Technology Security Evaluation Part 1: Introduction and
general model, Version 3.1, R5 Final, April 2017.
[CC_P2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional
components, Version 3.1, R5 Final, April 2017.
[CC_P3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance
components, Version 3.1, R5 Final, April 2017.
[CEM] Common Methodology for Information Technology Security Evaluation: Version 3.1, R5 Final,
April 2017.
[ICAO-10] ICAO: Doc 9303 Machine Readable Travel Documents, Eighth Edition, 2021, Part 10:
Logical Data Structure (LDS) for Storage of Biometrics and Other Data in the Contactless Integrated
Circuit (IC)
[ICAO-11] ICAO: Doc 9303 Machine Readable Travel Documents, Eighth Edition, 2021, Part 11:
Security Mechanisms for MRTDs
[ICAO-12] ICAO: Doc 9303 Machine Readable Travel Documents, Eighth Edition, 2021, Part 12:
Public Key Infrastructure for MRTDs.
[ISO-7816-4] ISO/IEC: International Standard 7816-4:2020. Identification cards - Integrated circuit(s)
cards with contacts – Part 4: Interindustry commands for interchange
[JILAAPS]Joint Interpretation Library. Application of Attack Potential to Smartcards, version 3.2.
Nov.2022.
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[JILADVARC] Joint Interpretation Library. Security Architecture requirements (ADV_ARC) for Smart
Cards and similar devices, version 2.1, Jul, 2021.
[JILCOMP] Joint Interpretation Library. Composite Product evaluation for Smart Cards and similar
devices, version 1.5.1. May 2018.
[M7892] Infineon: Security Target Lite, Common Criteria EAL6 augmented / EAL6+, M7892 Design
Steps D11 and G12, Document version 3.6 as of 2021-10-06.
[TR-03110-1] BSI: Technical Guideline TR-03110-1, Advanced Security Mechanisms for Machine
Readable Travel Documents and eIDAS Token – Part 1: eMRTDs with BAC/PACEv2 and EACv1,
version 2.20, February 2015.
[TR-03110-3] BSI: Technical Guideline TR-03110-3, Advanced Security Mechanisms for Machine
Readable Travel Documents and eIDAS Token – Part 3: Common Specifications, version 2.21,
December 2016.
[ST] TCAE160002 - Security Target SOMA-c007 Machine Readable Electronic Document - ICAO
Application - EAC-PACE-AA, version 1.15, 09.05.2023
SECURITY TARGET / SECURITY TARGET LITE
Along with this certification report, the complete security target of the evaluation is stored and
protected in the Certification Body premises. This document is identified as:
- TCAE160002 - Security Target SOMA-c007 Machine Readable Electronic Document - ICAO
Application - EAC-PACE-AA, version 1.15, 09.05.2023.
The public version of this document constitutes the ST Lite. The ST Lite has also been reviewed for
the needs of publication according to [CCDB-2006-04-004], and it is published along with this
certification report in the Certification Body and CCRA websites. The ST Lite identifier is:
- TCAE160002 - Security Target SOMA-c007 Machine Readable Electronic Document - ICAO
Application - EAC-PACE-AA, version 1.3. 09/05/2023.
SHARED TECHNICAL AUDIT REPORT (STAR)
The ALC evaluation activities carried out in this certification dossier have been summarized in a
Shared Technical Audit Report (STAR). This STAR has been validated by this Certification Body. The
reference of the STAR is:
- Report name: Site technical audit report (STAR) HID Global
- Audited site: HID Global. Viale Remo de Feo 1, 80022, Arzano, Napoli, Italy.
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- Report ID: CCEHID002R1-STAR-M1.
- Version: M1.
- Issue Date: 15/05/2023.
- Issuing ITSEF: Applus Laboratories.
- Site audit dates: 26/01/2023 – 27/01/2023 (on-site).
- Re-use expiration date: 27/07/2025.
The STAR report constitutes an evaluation evidence, therefore according to article 25 of
Presidential Order PRE/2740/2007 which regulates the CCN Certification Body, written
authorization must be requested by Applus Laboratories to the Certification Body to share any
information of this certification dossier (including the STAR report) with third parties.
It is expected that if the applicant HID Global is willing to share the STAR report with any third
party, they may contact Applus Laboratories to perform an authorization request to the CCN
Certification Body to distribute this report.
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RECOGNITION AGREEMENTS
In order to avoid multiple certification of the same product in different countries a mutual
recognition of IT security certificates - as far as such certificates are based on ITSEC or CC - under
certain conditions was agreed.
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)
The SOGIS-Mutual Recognition Agreement (SOGIS-MRA) Version 3 became effective in April 2010. It
defines the recognition of certificates for IT-Products at a basic recognition level and, in addition, at
higher recognition levels for IT-Products related to certain SOGIS Technical Domains only.
The basic recognition level includes Common Criteria (CC) Evaluation Assurance Levels EAL 1 to EAL
4 and ITSEC Evaluation Assurance Levels E1 to E3 (basic). For "Smartcards and similar devices" a
SOGIS Technical Domain is in place. For "HW Devices with Security Boxes" a SOGIS Technical
Domains is in place, too. In addition, certificates issued for Protection Profiles based on Common
Criteria are part of the recognition agreement.
The new agreement has been signed by the national bodies of Austria, Finland, France, Germany,
Italy, The Netherlands, Norway, Spain, Sweden and the United Kingdom. The current list of
signatory nations and approved certification schemes, details on recognition, and the history of the
agreement can be seen on the website at https://www.sogis.eu.
The SOGIS-MRA logo printed on the certificate indicates that it is recognised under the terms of this
agreement by the nations listed above.
The certificate of this TOE is recognized under SOGIS-MRA for all assurance components selected.
International Recognition of CC – Certificates (CCRA)
The international arrangement on the mutual recognition of certificates based on the CC (Common
Criteria Recognition Arrangement, CCRA-2014) has been ratified on 08 September 2014. It covers
CC certificates based on collaborative Protection Profiles (cPP) (exact use), CC certificates based on
assurance components up to and including EAL 2 or the assurance family Flaw Remediation
(ALC_FLR) and CC certificates for Protection Profiles and for collaborative Protection Profiles (cPP).
The CCRA-2014 replaces the old CCRA signed in May 2000 (CCRA-2000). Certificates based on CCRA-
2000, issued before 08 September 2014 are still under recognition according to the rules of CCRA-
2000. For on 08 September 2014 ongoing certification procedures and for Assurance Continuity
(maintenance and re-certification)of old certificates a transition period on the recognition of
certificates according to the rules of CCRA-2000 (i.e. assurance components up to and including EAL
4 or the assurance family Flaw Remediation (ALC_FLR)) is defined until 08 September 2017.
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https://oc.ccn.cni.es
organismo.certificacion@cni.es
As of September 2014 the signatories of the new CCRA-2014 are government representatives from
the following nations: Australia, Austria, Canada, Czech Republic, Denmark, Finland, France,
Germany, Greece, Hungary, India, Israel, Italy, Japan, Malaysia, The Netherlands, New Zealand,
Norway, Pakistan, Republic of Korea, Singapore, Spain, Sweden, Turkey, United Kingdom, and the
United States.
The current list of signatory nations and approved certification schemes can be seen on the
website: http://www.commoncriteriaportal.org.
The Common Criteria Recognition Arrangement logo printed on the certificate indicates that this
certification is recognised under the terms of this agreement by the nations listed above.
The certificate of this TOE is recognized under CCRA for all assurance components up to EAL2 and
ALC_FLR.