PREMIER MINISTRE
Secretariat General for National Defence
Central Directorate for Information Systems Security
Certification Report DCSSI-2008/12
ID-One EPass 64 v2.0 with BAC and AA
Paris, 26th
of May 2008
Courtesy Translation
Certification report DCSSI-2008/12 ID-One EPass 64 v2.0 with BAC and AA
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Warning
This report is designed to provide sponsors with a document enabling them to assess the
security level of a product under the conditions of use and operation defined in this report for
the evaluated version. It is also designed to provide the potential purchaser of the product with
the conditions under which he may operate or use the product so as to meet the conditions of
use for which the product has been evaluated and certified; that is why this certification report
must be read alongside the evaluated user and administration guidance, as well as with the
product security target, which presents threats, environmental assumptions and the supposed
conditions of use so that the user can judge for himself whether the product meets his needs in
terms of security objectives.
Certification does not, however, constitute a recommendation product from DCSSI (Central
Directorate for Information Systems Security), and does not guarantee that the certified
product is totally free of all exploitable vulnerabilities.
Any correspondence about this report has to be addressed to:
Secrétariat Général de la Défense Nationale
Direction Centrale de la Sécurité des Systèmes d'Information
Centre de certification
51, boulevard de la Tour Maubourg
75700 PARIS cedex 07 SP
France
certification.dcssi@sgdn.gouv.fr
Reproduction of this document without any change or cut is authorised.
ID-One EPass 64 v2.0 with BAC and AA Certification report DCSSI-2008/12
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Certification report reference
DCSSI-2008/12
Product name
ID-One EPass 64 v2.0 with BAC and AA
Product reference
Reference of the application: ePass 64k v2 (BAC AA EAC) v2.0 with patch « Optional
Code r3.0 for ID One ePass 64K » v3.0
Reference of the microcontroller with embedded software: P5CD080UA/T0B16100
Protection profile conformity
BSI-PP-0017 version 1.0
Common Criteria Protection Profile - Machine Readable Travel Document with “ICAO
Application”, Basic Access Control
Evaluation criteria and version
Common Criteria version 2.3
compliant with ISO 15408:2005
Evaluation level
EAL 4 augmented
ADV_IMP.2, ALC_DVS.2
Developers
Oberthur Technologies
71-73, Rue des Hautes Pâtures – 92726
Nanterre Cedex, France
NXP Semiconductors GmbH
Box 54 02 40, D-22502 Hamburg,
Germany
Sponsor
Oberthur Technologies
71-73, Rue des Hautes Pâtures – 92726 Nanterre Cedex, France
Evaluation facility
Serma Technologies
30 avenue Gustave Eiffel, 33608 Pessac, France
Tél : +33 (0)5 57 26 08 75, mél : e.francois@serma.com
Recognition arrangements
CCRA
The product is recognised at EAL4 level.
SOG-IS
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Introduction
The Certification
Security certification for information technology products and systems is governed by decree
number 2002-535 dated April, 18th 2002, and published in the "Journal Officiel de la
République Française". This decree stipulates that:
• The central information system security department draws up certification reports.
These reports indicate the features of the proposed security targets. They may include
any warnings that the authors feel the need to mention for security reasons. They may
or may not be transmitted to third parties or made public, as the principals desire
(article 7).
• The certificates issued by the Prime Minister certify that the copies of the products or
systems submitted for evaluation fulfil the specified security features. They also
certify that the evaluations have been carried out in compliance with applicable rules
and standards, with the required degrees of skill and impartiality (article 8).
The procedures are available on the Internet site www.ssi.gouv.fr.
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Content
1. THE PRODUCT........................................................................................................................... 6
1.1. PRESENTATION OF THE PRODUCT........................................................................................... 6
1.2. EVALUATED PRODUCT DESCRIPTION ..................................................................................... 6
1.2.1. Product identification.................................................................................................... 6
1.2.2. Security services............................................................................................................ 7
1.2.3. Architecture................................................................................................................... 7
1.2.4. Life cycle ....................................................................................................................... 8
1.2.5. Evaluated configuration................................................................................................ 9
2. THE EVALUATION.................................................................................................................. 10
2.1. EVALUATION REFERENTIAL ................................................................................................. 10
2.2. EVALUATION WORK ............................................................................................................. 10
2.3. CRYPTOGRAPHIC MECHANISMS ROBUSTNESS ANALYSIS..................................................... 10
3. CERTIFICATION...................................................................................................................... 11
3.1. CONCLUSION........................................................................................................................ 11
3.2. RESTRICTIONS...................................................................................................................... 11
3.3. RECOGNITION OF THE CERTIFICATE..................................................................................... 11
3.3.1. European recognition (SOG-IS).................................................................................. 11
3.3.2. International common criteria recognition (CCRA)................................................... 12
ANNEX 1. EVALUATION LEVEL OF THE PRODUCT.......................................................... 13
ANNEX 2. EVALUATED PRODUCT REFERENCES .............................................................. 14
ANNEX 3. CERTIFICATION REFERENCES ........................................................................... 15
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1. The product
1.1. Presentation of the product
The evaluated product is the application “ID-One EPass 64 v2.0 with BAC and AA”
developed by Oberthur Technologies, embedded on the P5CD080 V0B secure microcontroller
developed and manufactured by NXP Semiconductors.
The evaluated product is a contactless smartcard with its antenna. It implements the travel
document features according to the specifications from the International Civil Aviation
Organization (cf. [ICAO]). The contactless microcontroller with embedded software allows to
check the authenticity of the travel document, and to identify its holder during a border
control, with the support of an inspection system.. In particular, it enables:
- Protection in integrity of the holder’s data stored: issuing state or organization, travel
document number, expire date, holder’s name, nationality, birth date, sex, holder’s
face portrait, other optional data, additional holder’s biometric data and several other
pieces of data for managing the document security;
- Authentication of the travel document holder prior to any border control by the Basic
Access Control mechanism;
- Protection in integrity and confidentiality of data read by the secure messaging;
- Authentication of the genuine chip by the Active Authentication mechanism (if
activated).
The chip and its embedded software are intended to be inserted into the cover page of
traditional passport booklets. They can be integrated into modules, inlay or datapage. The
final product can be a passport, a plastic card etc…
1.2. Evaluated product description
The security target [ST] defines the evaluated product, its evaluated security functionalities
and its operation environment.
The security target is conformant to the protection profile “Machine Readable Travel
Document with ICAO Application, Extended Access Control” (cf. [PP BAC]).
1.2.1. Product identification
The configuration list [CONF] identifies the product’s constituent elements.
The certified version of the product can be identified by the following elements:
- Name and version of the product: ePass 64k v2 (BAC AA EAC) version 2.0;
- Name and version of the patch: Optional Code r3.0 for ID One ePass 64K version 3.0.
These elements can be identified with the command “Read Binary” applied on file
“EF.TOE_Identification” as specified in the administration guidance (cf. [GUIDES]). The
identifiers are:
- ROM Code Identifier: 067511;
- Patch code identified: 067843;
- PP identifier: 17 (for BAC);
- Product identifier: 01.
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1.2.2. Security services
The product provides mainly the following security services:
- Access control in reading;
- Access control in writing;
- BAC mechanism;
- Secure messaging mechanism;
- Personalization agent authentication;
- Active authentication;
- Self tests;
- Safe state management;
- Physical protection;
The security services offered by the microcontroller are:
- Random number generator;
- Triple DES coprocessor;
- AES coprocessor;
- Control of operating conditions;
- Protection against physical manipulation;
- Logical protection;
- Protection of mode control;
- Memory access control;
- Special function register access control.
1.2.3. Architecture
The product consists of the microcontroller, the embedded operating system, the file system
structure (LDS) and the commands for pre-personalization and personalization of the
electronic travel document (Base card). The following picture sums up the product
architecture:
Base card
P5CD080 V0B microcontroller
LDS
Physical and logical boundaries of the evaluation
Operating system
Crypto Memory Security tools Com
Figure 1 – Product architecture
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1.2.4. Life cycle
The product’s life cycle is organised as follow:
Phase 1
Phase 2
Phase 2
Phase 3
Phase 4
Embedded software
development
Development
IC design with its dedicated
software
IC database construction
IC photomask fabrication
Prepersonalization
IC manufacturing
Passport manufacturing
Personalization
Product end-usage
End of life process
Manufacturing Oberthur (Nanterre)
NXP (Hambourg)
cf. BSI-DSZ-CC-0410
Personalization
Operational
use
Legend
Trusted delivery and
verification procedures
Delivery done within
secure environment
Legend
Trusted delivery and
verification procedures
Delivery done within
secure environment
Figure 2 – Product Life-cycle
The product has been developed on the following sites:
Oberthur Technologies
71-73, Rue des Hautes Pâtures
92726 Nanterre Cedex,
France
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The microcontroller is developed and manufactured by:
NXP Semiconductors
GmbHBox 54 02 40,
D-22502 Hamburg,
Germany
The manufacturing phase of the travel document (pre-personalization) can be performed
either by Oberthur Technologies or by a subcontractor. This phase is not in the evaluation
scope and is covered by guidance.
The travel document contains a patch built to bring functional modification of the product.
This patch doesn’t alter any security function or security countermeasure. Moreover, some
mechanisms in the chip allow guarantying that the patch is developed by Oberthur
Technologies and isn’t modified. The patch can be loaded either by NXP in the IC
manufacturing premises, or during the travel document manufacturing phase (pre-
personalization) using the procedure described in the guidance (cf. [GUIDES]).
The phases of inlay and booklet manufacturing are not covered by the evaluation: it is
considered that these phases have no impact on security, the product being self protected
during these stages.
1.2.5. Evaluated configuration
The evaluated product is a generic e-Passport platform that can be personalized under
different configurations. This certification report covers the configuration including the
following mechanisms:
- Basic Access Control;
- Active Authentication.
The antenna and the travel document manufacturing phase (booklet) are not in the scope of
the evaluation.
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2. The evaluation
2.1. Evaluation referential
The evaluation has been performed in compliance with Common Criteria version 2.3 [CC]
and with the Common Evaluation Methodology [CEM].
For assurance components above EAL4 level, the evaluation facility used evaluation methods
consistent with [AIS 34] and validated by DCSSI.
In order to meet the specificities of smart cards, the [CC IC] and [CC AP] guides have been
applied.
2.2. Evaluation work
The evaluation has been performed according to the composition scheme as defined in the
guide [COMP] in order to assess that no weakness is introduced from the integration of the
software in the microcontroller already certified.
Therefore, the results of the evaluation of the microcontroller “P5CD080 V0B” at EAL5 level
augmented with ALC_DVS.2, AVA_MSU.3 and AVA_VLA.4, compliant with the [PP0002]
protection profile, have been used. This microcontroller has been certified the 5th
of July 2007
under the reference BSI-DSZ-CC-0410-2007.
The evaluation technical report [ETR], delivered to DCSSI the 22nd
of May 2008, provides
details on the work performed by the evaluation facility and assesses that all evaluation tasks
are “pass”.
2.3. Cryptographic mechanisms robustness analysis
The robustness of cryptographic mechanisms has not been analysed by DCSSI.
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3. Certification
3.1. Conclusion
The evaluation was carried out according to the current rules and standards, with the required
competency and impartiality for a licensed evaluation facility. All the work performed permits
the release of a certificate in conformance with the decree 2002-535.
This certificate testifies that the product “ID-One EPass 64 v2.0 with BAC and AA”
submitted for evaluation fulfils the security features specified in its security target [ST] for the
evaluation level EAL 4 augmented.
3.2. Restrictions
This certificate only applies on the product specified in chapter 1.2 of this certification report.
The user of the certified product shall respect the operational environmental security
objectives summarized specified in chapter 4 of the security target [ST] and shall respect the
recommendations in the guidance [GUIDES].
3.3. Recognition of the certificate
3.3.1. European recognition (SOG-IS)
This certificate is issued in accordance with the provisions of the SOG-IS agreement [SOG-
IS].
The European Recognition Agreement made by SOG-IS in 1999 allows recognition from
Signatory States of the agreement1
, of ITSEC and Common Criteria certificates. The
European recognition is applicable up to ITSEC E6 and CC EAL7 levels. The certificates that
are recognized in the agreement scope are released with the following marking:
1 The signatory countries of the SOG-IS agreement are: Finland, France, Germany, Greece, Italy, The
Netherlands, Norway, Spain, Sweden and United Kingdom.
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3.3.2. International common criteria recognition (CCRA)
This certificate is released in accordance with the provisions of the CCRA [CC RA].
The Common Criteria Recognition Arrangement allows the recognition, by signatory
countries1
, of the Common Criteria certificates. The mutual recognition is applicable up to the
assurance components of CC EAL4 level and also to ALC_FLR family. The certificates that
are recognized in the agreement scope are released with the following marking:
1 The signatory countries of the CCRA arrangement are: Australia, Austria, Canada, Czech Republic, Denmark,
Finland, France, Germany, Greece, Hungary, India, Israel, Italy, Japan, the Republic of Korea, Malaysia,
Netherlands, New-Zealand, Norway, Singapore, Spain, Sweden, Turkey, the United Kingdom and the United
States of America.
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Annex 1. Evaluation level of the product
Components by assurance level Assurance level of the product
Class Family
EAL
1
EAL
2
EAL
3
EAL
4
EAL
5
EAL
6
EAL
7
EAL
4+
Name of the component
ACM_AUT 1 1 2 2 1 Partial CM automation
ACM_CAP 1 2 3 4 4 5 5 4
Configuration support and
acceptance procedures
ACM
Configuration
management
ACM_SCP 1 2 3 3 3 2
Problem tracking CM
coverage
ADO_DEL 1 1 2 2 2 3 2 Detection of modification
ADO
Delivery and
operation ADO_IGS 1 1 1 1 1 1 1 1
Installation, generation and
start-up procedures
ADV_FSP 1 1 1 2 3 3 4 2
Fully defined external
interfaces
ADV_HLD 1 2 2 3 4 5 2
Security enforcing high-level
design
ADV_IMP 1 2 3 3 2 Implementation of the TSF
ADV_INT 1 2 3
ADV_LLD 1 1 2 2 1 Descriptive low-level design
ADV_RCR 1 1 1 1 2 2 3 1
Informal correspondence
demonstration
ADV
Development
ADV_SPM 1 3 3 3 1
Informal TOE security policy
model
AGD_ADM 1 1 1 1 1 1 1 1 Administrator guidance
AGD
Guidance AGD_USR 1 1 1 1 1 1 1 1 User guidance
ALC_DVS 1 1 1 2 2 2
Sufficiency of security
measures
ALC_FLR
ALC_LCD 1 2 2 3 1
Developer defined life-cycle
model
ALC
Life-cycle
support
ALC_TAT 1 2 3 3 1
Well-defined development
tools
ATE_COV 1 2 2 2 3 3 2 Analysis of coverage
ATE_DPT 1 1 2 2 3 1 Testing: high-level design
ATE_FUN 1 1 1 1 2 2 1 Functional testing
ATE
Tests
ATE_IND 1 2 2 2 2 2 3 2 Independent testing – sample
AVA_CCA 1 2 2
AVA_MSU 1 2 2 3 3 2 Validation of analysis
AVA_SOF 1 1 1 1 1 1 1
Strength of TOE security
function evaluation
AVA
Vulnerability
assessment
AVA_VLA 1 1 2 3 4 4 2
Independent vulnerability
analysis
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Annex 2. Evaluated product references
[ST] Reference security target for the evaluation:
- Access World Security Target,
Reference: 110 4050, edition : 1
Oberthur Technologies
For the needs of publication, the following security target has been
provided and validated in the evaluation:
- ID-OneTM
ePass 64 v2.0 with BAC and AA – Security Target
Lite,
Reference: 110 4053 édition 1
Oberthur Technologies
[ETR] Evaluation Technical Report - Access World project (BAC
configuration),
Reference: AccessWorld_ETR_BAC_v1.1
Serma Technologies
[CONF] Access World configuration list,
Reference: 110 4048 édition 1-AA
Oberthur Technologies
[GUIDES] Access World Administration and User Guidance Document,
Reference: FQR 110 3860 édition 1-AD
Oberthur Technologies
[ICAO] Doc 9303 Part 1 : Machine Readable Passports, volume 2 :
Specifications for Electronically Enabled Passports with Biometric
Identification Capability, reference: part 1, volume 2, Sixth Edition -
2006
[PP0002] Protection Profile, Smart card IC Platform Protection Profile Version
1.0 July 2001. Certified by BSI (Bundesamt für Sicherheit in der
Informationstechnik) under the reference BSI-PP-0002-2001.
[PP BAC] Protection Profile - Machine Readable Travel Document with ICAO
Application, Basic Access Control, version 1.0, 18 August 2005.
Certified by BSI (Bundesamt für Sicherheit in der Informationstechnik)
under the reference BSI-PP-0017
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Annex 3. Certification references
Decree number 2002-535 dated 18th
April 2002 related to the security evaluations and
certifications for information technology products and systems.
[CER/P/01] Procedure CER/P/01 - Certification of the security provided by IT
products and systems, DCSSI.
[CC] Common Criteria for Information Technology Security Evaluation:
Part 1: Introduction and general model,
August 2005, version 2.3, ref CCMB-2005-08-001;
Part 2: Security functional requirements,
August 2005, version 2.3, ref CCMB-2005-08-002;
Part 3: Security assurance requirements,
August 2005, version 2.3, ref CCMB-2005-08-003.
The content of Common Criteria version 2.3 is identical to the
international ISO/IEC 15408:2005.
[CEM] Common Methodology for Information Technology Security
Evaluation: Evaluation Methodology,
August 2005, version 2.3, ref CCMB-2005-08-004.
The content of CEM version 2.3 is identical to the international ISO/IEC
18045:2005.
[CC IC] Common Criteria Supporting Document - Mandatory Technical
Document - The Application of CC to Integrated Circuits, reference
CCDB-2006-04-003 version 2.0, revision 1, April 2006.
[CC AP] Common Criteria Supporting Document - Mandatory Technical
Document - Application of attack potential to smart-cards, reference
CCDB-2007-04-001 version 2.3, revision 1, April 2007.
[COMP] Common Criteria Supporting Document - Mandatory Technical
Document - Composite product evaluation for smart cards and similar
devices, reference CCDB-2007-09-001 version 1.0, revision 1,
September 2007.
[CC RA] Arrangement on the Recognition of Common criteria certificates in the
field of information Technology Security, May 2000.
[SOG-IS] «Mutual Recognition Agreement of Information Technology Security
Evaluation Certificates», version 2.0, April 1999, Management
Committee of Agreement Group.
[REF-CRY] Cryptographic mechanisms - Rules and recommendations about the
choice and parameters sizes of cryptographic mechanisms with standard
robustness level version 1.10, 14th
of September 2007, No.
1904/SGDN/DCSSI/SDS/LCR
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[AIS 34] Application Notes and Interpretation of the Scheme - Evaluation
Methodology for CC Assurance Classes for EAL5+, AIS34, Version
1.00, 01 June 2004, Bundesamt für Sicherheit in der
Informationstechnik