Certification Report
McAfee Enterprise Mobility Management 12.0
Issued by:
Communications Security Establishment
Certification Body
Canadian Common Criteria Evaluation and Certification Scheme
© Government of Canada, Communications Security Establishment, 2014
Document number: 383-4-275-CR
Version: 1.0
Date: 04 September 2014
Pagination: i to iii, 1 to 11
CCS Certification Report McAfee, Inc.
McAfee EMM v12.0
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DISCLAIMER
The Information Technology (IT) product identified in this certification report, and its
associated certificate, has been evaluated at an approved evaluation facility – established
under the Canadian Common Criteria Evaluation and Certification Scheme (CCS) – using the
Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision
4, for conformance to the Common Criteria for Information Technology Security Evaluation,
Version 3.1 Revision 4. This certification report, and its associated certificate, applies only to
the identified version and release of the product in its evaluated configuration. The evaluation
has been conducted in accordance with the provisions of the CCS, and the conclusions of the
evaluation facility in the evaluation report are consistent with the evidence adduced. This
report, and its associated certificate, are not an endorsement of the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, and no warranty for the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, is either expressed or implied.
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FOREWORD
The Canadian Common Criteria Evaluation and Certification Scheme (CCS) provides a
third-party evaluation service for determining the trustworthiness of Information Technology
(IT) security products. Evaluations are performed by a commercial Common Criteria
Evaluation Facility (CCEF) under the oversight of the CCS Certification Body, which is
managed by the Communications Security Establishment.
A CCEF is a commercial facility that has been approved by the CCS Certification Body to
perform Common Criteria evaluations; a significant requirement for such approval is
accreditation to the requirements of ISO/IEC 17025:2005, the General Requirements for the
Competence of Testing and Calibration Laboratories. Accreditation is performed under the
Program for the Accreditation of Laboratories - Canada (PALCAN), administered by the
Standards Council of Canada.
The CCEF that carried out this evaluation is EWA-Canada.
By awarding a Common Criteria certificate, the CCS Certification Body asserts that the
product complies with the security requirements specified in the associated security target. A
security target is a requirements specification document that defines the scope of the
evaluation activities. The consumer of certified IT products should review the security target,
in addition to this certification report, in order to gain an understanding of any assumptions
made during the evaluation, the IT product's intended environment, the evaluated security
functionality, and the testing and analysis conducted by the CCEF.
This certification report is associated with the certificate of product evaluation dated 04
September 2014, and the security target identified in Section 4 of this report.
The certification report, certificate of product evaluation and security target are posted on the
CCS Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
Reproduction of this report is authorized provided the report is reproduced in its entirety.
CCS Certification Report McAfee, Inc.
McAfee EMM v12.0
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TABLE OF CONTENTS
Disclaimer....................................................................................................................................... i
Foreword........................................................................................................................................ii
Executive Summary...................................................................................................................... 1
1 Identification of Target of Evaluation................................................................................. 2
2 TOE Description ................................................................................................................... 2
3 Security Policy....................................................................................................................... 3
4 Security Target...................................................................................................................... 3
5 Common Criteria Conformance.......................................................................................... 3
6 Assumptions and Clarification of Scope............................................................................. 4
6.1 SECURE USAGE ASSUMPTIONS................................................................................... 4
6.2 ENVIRONMENTAL ASSUMPTIONS ............................................................................... 4
6.3 CLARIFICATION OF SCOPE.......................................................................................... 4
7 Evaluated Configuration...................................................................................................... 5
8 Documentation ...................................................................................................................... 6
9 Evaluation Analysis Activities ............................................................................................. 7
10 ITS Product Testing.............................................................................................................. 8
10.1 ASSESSMENT OF DEVELOPER TESTS .......................................................................... 8
10.2 INDEPENDENT FUNCTIONAL TESTING ........................................................................ 8
10.3 INDEPENDENT PENETRATION TESTING....................................................................... 9
10.4 CONDUCT OF TESTING ............................................................................................... 9
10.5 TESTING RESULTS...................................................................................................... 9
11 Results of the Evaluation...................................................................................................... 9
12 Evaluator Comments, Observations and Recommendations ........................................... 9
13 Acronyms, Abbreviations and Initializations................................................................... 10
14 References............................................................................................................................ 11
CCS Certification Report McAfee, Inc.
McAfee EMM v12.0
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Executive Summary
McAfee Enterprise Mobility Management 12.0 (hereafter referred to as McAfee EMM
v12.0), from McAfee, Inc., is the Target of Evaluation. The results of this evaluation
demonstrate that McAfee EMM v12.0 meets the requirements of Evaluation Assurance Level
(EAL) 2 augmented for the evaluated security functionality.
McAfee EMM v12.0 provides secure management of mobile devices, allowing the
integration of smart mobile devices into enterprise networks with the same level of security
protection enabled on laptops and desktops. With McAfee EMM v12.0, System
Administrators have the tools and capabilities needed to secure mobile devices in the
enterprise network, manage them in a scalable architecture, and assist users when problems
arise.
McAfee EMM v12.0 is a web-based solution that helps manage the life cycle of the mobile
device. McAfee EMM’s combination of device management, network control and
compliance reporting delivers a mobile device security solution.
EWA-Canada is the CCEF that conducted the evaluation. This evaluation was completed on
15 August 2014 and was carried out in accordance with the rules of the Canadian Common
Criteria Evaluation and Certification Scheme (CCS).
The scope of the evaluation is defined by the security target, which identifies assumptions
made during the evaluation, the intended environment for McAfee EMM v12.0, and the
security functional/assurance requirements. Consumers are advised to verify that their
operating environment is consistent with that specified in the security target, and to give due
consideration to the comments, observations and recommendations in this certification
report.
Communications Security Establishment, as the CCS Certification Body, declares that the
McAfee EMM v12.0 evaluation meets all the conditions of the Arrangement on the
Recognition of Common Criteria Certificates and that the product will be listed on the CCS
Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
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1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this EAL 2+ evaluation is McAfee Enterprise Mobility
Management 12.0 (hereafter referred to as McAfee EMM v12.0), from McAfee, Inc..
2 TOE Description
McAfee EMM v12.0 provides secure management of mobile devices, allowing the
integration of smart mobile devices into enterprise networks with the same level of security
protection enabled on laptops and desktops. With McAfee EMM v12.0, System
Administrators have the tools and capabilities needed to secure mobile devices in the
enterprise network, manage them in a scalable architecture, and assist users when problems
arise.
McAfee EMM v12.0 is a web-based solution that helps manage the life cycle of the mobile
device. McAfee EMM’s combination of device management, network control and
compliance reporting delivers a mobile device security solution.
A diagram of the McAfee EMM v12.0 architecture is as follows:
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3 Security Policy
McAfee EMM v12.0 implements a role-based access control policy to control administrative
access to the system. In addition, McAfee EMM v12.0 implements policies pertaining to the
following security functional classes:
• Identification and Authentication
• Management
• Audit
• Policy Management
4 Security Target
The ST associated with this Certification Report is identified below:
Security Target: McAfee Enterprise Mobility Management 12.0, v1.16, 20 July 2014
5 Common Criteria Conformance
The evaluation was conducted using the Common Methodology for Information Technology
Security Evaluation, Version 3.1 Revision 4, for conformance to the Common Criteria for
Information Technology Security Evaluation, Version 3.1 Revision 4.
McAfee EMM v12.0 is:
a. EAL 2 augmented, containing all security assurance requirements listed, as well as the
following:
• ALC_FLR.2 – Flaw Reporting Procedures
b. Common Criteria Part 2 conformant; with security functional requirements based only
upon functional components in Part 2;
c. Common Criteria Part 3 conformant, with security assurance requirements based only
upon assurance components in Part 3.
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6 Assumptions and Clarification of Scope
Consumers of McAfee EMM v12.0 should consider assumptions about usage and
environmental settings as requirements for the product’s installation and its operating
environment. This will ensure the proper and secure operation of the TOE.
6.1 Secure Usage Assumptions
The following Secure Usage Assumptions are listed in the ST:
• The TOE has access to all the IT System data it needs to perform its functions;
• Access to the database used by the TOE via mechanisms outside the TOE boundary is
restricted to authorized persons;
• The TOE will be managed in a manner that allows it to appropriately address
changes in the IT System the TOE monitors;
• There will be one or more competent individuals assigned to manage the TOE and the
security of the information it contains;
• The authorized administrators are not careless, willfully negligent, or hostile, and
will follow and abide by the instructions provided by the TOE documentation; and
• A public key infrastructure is in place that allows the TOE to verify the authenticity of
communications with a mail server.
6.2 Environmental Assumptions
The following Environmental Assumptions are listed in the ST:
• Access to the database used by the TOE via mechanisms outside the TOE boundary is
restricted to authorized persons; and
• The TOE software critical to security policy enforcement will be protected from
unauthorized physical modification.
6.3 Clarification of Scope
The scope of the TOE covers the management element only, and does not include the
software on the mobile devices themselves. The security functions of the TOE are limited to
creating and pushing policy to the mobile device client, which is responsible for policy
enforcement.
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7 Evaluated Configuration
The evaluated configuration for McAfee EMM v12.0 comprises:
• EMM Server Version 12.0.780.52882
• McAfee ePO 5.1.0 build 509 with hotfixes 1, 960279-2, 962156 and 973112
• McAfee EMM 12.0 build 12.0.0.1073
• McAfee EMM help 12.0.0.022
Installed on a GPC with the following requirements;
Processor: Dual core CPU
Memory: 4 GB RAM
Free Disk Space: 1 GB
Operating System
• Windows Server 2008 64-bit with Service Pack 2; or
• Windows Server 2008 R2 64-bit with Service Pack 1
DBMS
• Microsoft SQL Server 2005 with Service Pack 3; or
• Microsoft SQL Server 2008 R2 32- and 64-bit with Service Pack 1
Web Browser
Internet Explorer 8.0 ; Firefox 10.0; or Chrome 17
The mobile device to be managed needs to have the following software installed;
• McAfee EMM App (iOS and Android devices) Version 4.9.1
• McAfee EMM Secure Container (Android devices) App Version 2.3.93
The publication entitled Operational User Guidance and Preparative Procedures
Supplement McAfee Enterprise Mobility Management 12.0, Document Version 1.3, June 11,
2014 describes the procedures necessary to install and operate McAfee EMM v12.0 in its
evaluated configuration.
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8 Documentation
The McAfee, Inc. documents provided to the consumer are as follows:
a. Installation Guide McAfee Enterprise Mobility Management 12.0 Software for use with
ePolicy Orchestrator 4.6.7-5.1 Software, 12.0, 2014;
b. Product Guide McAfee Enterprise Mobility Management 12.0 Software for use with
ePolicy Orchestrator 4.6.7-5.1 Software, 12.0, 2014;
c. Product Guide McAfee ePolicy Orchestrator 5.1.0 Software, 5.1.0, 2013; and
d. Installation Guide McAfee ePolicy Orchestrator 5.1.0 Software, 5.1.0, 2013
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9 Evaluation Analysis Activities
The evaluation analysis activities involved a structured evaluation of McAfee EMM v12.0,
including the following areas:
Development: The evaluators analyzed the McAfee EMM v12.0 functional specification and
design documentation; they determined that the design completely and accurately describes
the TOE security functionality (TSF) interfaces, the TSF subsystems and how the TSF
implements the security functional requirements (SFRs). The evaluators analyzed the
McAfee EMM v12.0 security architectural description and determined that the initialization
process is secure, that the security functions are protected against tamper and bypass, and that
security domains are maintained. The evaluators also independently verified that the
correspondence mappings between the design documents are correct.
Guidance Documents: The evaluators examined the McAfee EMM v12.0 preparative user
guidance and operational user guidance and determined that it sufficiently and
unambiguously describes how to securely transform the TOE into its evaluated configuration
and how to use and administer the product. The evaluators examined and tested the
preparative and operational guidance, and determined that they are complete and sufficiently
detailed to result in a secure configuration.
Life-cycle support: An analysis of the McAfee EMM v12.0 configuration management
system and associated documentation was performed. The evaluators found that the McAfee
EMM v12.0 configuration items were clearly marked.
The evaluators examined the delivery documentation and determined that it described all of
the procedures required to maintain the integrity of McAfee EMM v12.0 during distribution
to the consumer.
The evaluators reviewed the flaw remediation procedures used by developer for the McAfee
EMM v12.0. During a site visit, the evaluators also examined the evidence generated by
adherence to the procedures. The evaluators concluded that the procedures are adequate to
track and correct security flaws, and distribute the flaw information and corrections to
consumers of the product.
All these evaluation activities resulted in PASS verdicts.
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10 ITS Product Testing
Testing consists of the following three steps: assessing developer tests, performing
independent functional tests, and performing penetration tests.
10.1 Assessment of Developer Tests
The evaluators verified that the developer has met their testing responsibilities by examining
their test evidence, and reviewing their test results, as documented in the ETR1
.
The evaluators analyzed the developer’s test coverage analysis and found it to be complete
and accurate. The correspondence between the tests identified in the developer’s test
documentation and the functional specification was complete.
10.2 Independent Functional Testing
During this evaluation, the evaluator developed independent functional tests by examining
design and guidance documentation.
All testing was planned and documented to a sufficient level of detail to allow repeatability
of the testing procedures and results. Resulting from this test coverage approach is the
following list of test goals:
a. Repeat of Developer's Tests: The objective of this test goal is to repeat a subset of the
developer's tests;
b. Portal User Attributes: The objective of this test goal is to verify that the TOE maintains
portal user attributes such as user name and locked status;
c. User permissions: The objective of this test goal is to confirm that the TOE enforces
system administrator and report viewer, permissions;
d. Lock Non-Compliant Device: The objective of this test goal is confirm that the TOE can
request that a non-compliant device be locked;
e. Removal and wipe: The objective of this test goal is to confirm that the TOE can request
the removal of EMM profiles from a device and/or wipe corporate/all information on a
device; and
f. Unlock device: The objective of this test goal is to confirm that the TOE can unlock
users and request devices to be unlocked.
1
The ETR is a CCS document that contains information proprietary to the developer and/or the evaluator, and
is not releasable for public review.
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10.3 Independent Penetration Testing
Subsequent to the independent review of public domain vulnerability databases and all
evaluation deliverables, limited independent evaluator penetration testing was conducted.
The penetration tests focused on:
a. Use of automated vulnerability scanning tools to discover potential network, platform and
application layer vulnerabilities.
b. Information leakage verification: The objective of this test goal is to monitor the TOE for
leakage during start-up, shutdown, login, and other scenarios using a packet sniffer; and
c. Concurrent logins: The objective of this test goal is to attempt to compromise the TOE
by having multiple administrator logins.
The independent penetration testing did not uncover any exploitable vulnerabilities in the
intended operating environment.
10.4 Conduct of Testing
McAfee EMM v12.0 was subjected to a comprehensive suite of formally documented,
independent functional and penetration tests. The testing took place at EWA-Canada. The
CCS Certification Body witnessed a portion of the independent testing. The detailed testing
activities, including configurations, procedures, test cases, expected results and observed
results are documented in a separate Test Results document.
10.5 Testing Results
The developer’s tests and the independent functional tests yielded the expected results,
providing assurance that McAfee EMM v12.0 behaves as specified in its ST and functional
specification.
11 Results of the Evaluation
This evaluation has provided the basis for a EAL 2+ level of assurance. The overall verdict
for the evaluation is PASS. These results are supported by evidence in the ETR.
12 Evaluator Comments, Observations and Recommendations
In order to avoid unintentional loss of functionality, implementers of McAfee EMM 12.0
must ensure that the effects of the security policy are fully understood for all end user
platforms.
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13 Acronyms, Abbreviations and Initializations
Acronym/Abbreviation/
Initialization
Description
CCEF Common Criteria Evaluation Facility
CCS Canadian Common Criteria Evaluation and
Certification Scheme
CPL Certified Products list
CM Configuration Management
EAL Evaluation Assurance Level
ePO ePolicy Orchestrator
ETR Evaluation Technical Report
IT Information Technology
ITSET Information Technology Security
Evaluation and Testing
MePO Mobile ePO
PALCAN Program for the Accreditation of
Laboratories - Canada
SFR Security Functional Requirement
ST Security Target
TOE Target of Evaluation
TSF TOE Security Function
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14 References
This section lists all documentation used as source material for this report:
a. CCS Publication #4, Technical Oversight, Version 1.8, October 2010.
b. Common Criteria for Information Technology Security Evaluation, Version 3.1
Revision 4, September 2012.
c. Common Methodology for Information Technology Security Evaluation, CEM,
Version 3.1 Revision 4, September 2012.
d. Security Target: McAfee Enterprise Mobility Management 12.0, v1.16, 20 July 2014
e. Evaluation Technical Report for EAL 2+ Common Criteria Evaluation of McAfee,
Inc. McAfee Enterprise Mobility Management 12.0, Version 0.3, 15 August 2014.