Emerson Secure KVM Validation Report, Version 1.0
National Information Assurance Partnership
Common Criteria Evaluation and Validation Scheme
Validation Report
Emerson Secure KVM
(identified 2, 4, 8, 16 port models)
Report Number: CCEVS-VR-VID10705-2016
Dated: March 24, 2016
Version: 1.0
National Institute of Standards and Technology Department of Defense
Information Technology Laboratory National Security Agency
100 Bureau Drive 9800 Savage Road
Gaithersburg, MD 20899 Fort Meade, MD 20755-6940
®
TM
Emerson Secure KVM Validation Report, Version 1.0
ACKNOWLEDGEMENTS
Validation Team
Chris Thorpe
Daniel Faigin
Ken Stutterheim
Tony Chew
Brad O’Neill
Common Criteria Testing Laboratory
CSC Global Cybersecurity, Computer Sciences Corporation
7459A Candlewood Drive
Hanover, Maryland 21076
Emerson Secure KVM Validation Report, Version 1.0
1. EXECUTIVE SUMMARY
This report is intended to assist the end-user of this product and any security certification
Agent for the end-user with determining the suitability of this Information Technology
(IT) product in their environment. End-users should review both the Security Target
(ST), which is where specific security claims are made, in conjunction with this
Validation Report (VR), which describes how those security claims were evaluated.
This report documents the assessment by the National Information Assurance Partnership
(NIAP) validation team of the evaluation of the Emerson Secure KVM Combiner, the
Target of Evaluation (TOE), performed by CSC Global Cybersecurity, Security Testing
& Certification Lab. It presents the evaluation results, their justifications, and the
conformance results. This report is not an endorsement of the TOE by any agency of the
U.S. government, and no warranty is either expressed or implied.
The evaluation was performed by CSC Global Cybersecurity, Security Testing &
Certification Lab of Hanover, MD in accordance with the United States evaluation
scheme and completed on February 26, 2016. The information in this report is largely
derived from the ST, the Evaluation Technical Report (ETR) and the functional testing
report. The evaluation was performed to conform to the requirements of the Common
Criteria for Information Technology Security Evaluation, Version 3.1, Revision 4, dated
September 2012; the Common Evaluation Methodology for IT Security Evaluation
(CEM), Version 3.1, Revision 4, September 2012; and the NIAP Peripheral Sharing
Switch (PSS) Protection Profile (PSSPP) version 3.0.
The Emerson Secure Peripheral Sharing Switches (PSS) allows the secure sharing of a
single set of peripheral components such as keyboard, Video Display and Mouse/Pointing
devices among multiple computers through standard USB, DVI, HDMI, and DisplayPort
interfaces.
The Evaluation Team performed an analysis of the NIAP Technical Decisions and
determined that Technical Decisions TD0083 and TD0086 apply to this TOE or PP.
The TOE is also compliant with all International interpretations with effective dates on or
before April 28, 2015.
Emerson Secure KVM Validation Report, Version 1.0
2. IDENTIFICATION
The CCEVS is a joint National Security Agency (NSA) and National Institute of
Standards and Technology (NIST) effort to establish commercial facilities to perform
trusted product evaluations. Under this program, commercial testing laboratories called
Common Criteria Testing Laboratories (CCTLs) using the Common Evaluation
Methodology (CEM) and NIAP approved Protection Profiles in accordance with National
Voluntary Laboratory Assessment Program (NVLAP) accreditation conduct security
evaluations.
The NIAP Validation Body assigns Validators to monitor the CCTLs to ensure quality
and consistency across evaluations. Developers of IT products desiring a security
evaluation contract with a CCTL and pay a fee for their product’s evaluation. Upon
successful completion of the evaluation, the product is added to NIAP’s Validated
Products List.
Table 1 provides information needed to completely identify the product, including:
 The Target of Evaluation (TOE): the fully qualified identifier of the product as
evaluated;
 The Security Target (ST), describing the security features, claims, and assurances
of the product;
 The conformance result of the evaluation;
 Any Protection Profile to which the product is conformant;
 The organizations participating in the evaluation.
Emerson Secure KVM Validation Report, Version 1.0
Table 1: Evaluation Identifiers
Item Identifier
Evaluation Scheme United States NIAP Common Criteria Evaluation and Validation Scheme
Target of Evaluation Emerson Secure KVM, selected 2, 4, 8 and 16 port models
Protection Profile
NIAP Peripheral Sharing Switch for Human Interface Devices Protection
Profile, Version 3.0, February 13, 2015
Security Target
Emerson. Emerson Network Power Secure KVM and Matrix Security Target,
Document Number HDC11602, Rev 3.18, January 28, 2016
Dates of evaluation April 28, 2015 – February 26, 2016
Evaluation Technical Report
Emerson Evaluation Technical Report: Emerson Secure KVM Switch,
Document version 1.0, February 17, 2016
Assurance Activity Report
Assurance Activity Report: Emerson Network Power Secure KVM and
Matrix, Document Version 1.0, February 26, 2016
Conformance Result
This evaluation has the following CC conformance claims:
 Part 2 extended
 Part 3 conformant
Common Criteria version Common Criteria for Information Technology Security Evaluation Version
3.1, Revision 4, September 2012:
1. Common Criteria for Information Technology Security Evaluation,
Part 1: Introduction and General Model, CCMB-2012-09-001,
Version 3.1 Revision 4, September 2012.
2. Common Criteria for Information Technology Security Evaluation,
Part 2: Security Functional Components, CCMB-2012-09-002,
Version 3.1 Revision 4, September 2012.
3. Common Criteria for Information Technology Security Evaluation,
Part 3: Security Assurance Components, CCMB-2012-09-003,
Version 3.1 Revision 4, September 2012.
Common Evaluation
Methodology (CEM) version
Common Methodology for Information Technology Security Evaluation,
Evaluation Methodology, CCMB-2012-09-004, Version 3.1, Revision 4,
September 2012.
Sponsor Emerson Network Power
Developer Emerson Network Power
Evaluators
CSC Global Cybersecurity, Security Testing & Certification Lab : Brian
Pleffner, John F. Daniels, Cheryl Dugan, Brittany Conti
Validation Team
The Aerospace Corporation: Daniel Faigin, Tony Chew, Kenneth Stutterheim
The MITRE Corporation: Chris Thorpe, Brad O’Neill
Emerson Secure KVM Validation Report, Version 1.0
3. SECURITY POLICY
The TOE implements the Data Separation Security Function Policy (SFP) as outlined in
Section 4 of the claimed Protection Profile. Isolated USB device emulators are used for
the keyboard and mouse. There is one USB device emulator per each connected
computer. The use of isolated USB device emulators assures that connected computers
will not interact electrically or logically with shared TOE or peripheral resources. Data
exchange from computer emulators to device emulators is uses a proprietary protocol
called UNIDIR. The UNIDIR protocol is limited to basic HID transactions. No other data
may flow between emulators as it is not supported by the limited protocol. Keyboard and
mouse data flows are not combined or connected to any other TOE data flow. The
keyboard and mouse functions are completely isolated from all other functions (audio,
video etc.). There are no shared microcontrollers or any other electronic components. No
other external interfaces are coupled to the keyboard and mouse data flow paths.
a. Wireless keyboards are not allowed per applicable user guidance.
b. Wireless mice are not allowed per applicable user guidance.
c. TOE Keyboard and mouse USB console ports are interchangeable.
Emerson Secure KVM Validation Report, Version 1.0
4. ARCHITECTURAL INFORMATION
4.1. Logical Scope and Boundary
Secure KVMs are used to enable a single user having a single set of peripherals to
operate in an environment having multiple isolated computers. KVM switches keyboard,
mouse, display, audio, and other peripheral devices to one user selected computer.
The following subsections summarize the various KVM TOE features and services that
were verified in the current evaluation.
4.1.1. Keyboard and mouse security
Isolated keyboard and mouse USB device emulators per connected computer to prevent
direct interface between the TOE shared peripheral devices and connected computers.
TOE uses host (computer) emulators to interface with connected keyboard and mouse
peripheral devices, thus isolating external peripherals from TOE internal circuitry and
from connected computers.
Keyboard user data is not stored on TOE non-volatile memory. All USB stacks are
implemented in the TOE using SRAM (Static Random Access Memory) – a volatile
memory that clears data once TOE is powered down.
4.1.2. TOE external interface security
The TOE supports only the following external interfaces protocols:
• USB keyboard and mouse;
• Analog audio output;
• User authentication device or other assigned USB devices (TOE model specific);
• Power (AC or DC); and
• Video (VGA, DVI, HDMI, DisplayPort or MHL video only).
4.1.3. Audio Subsystem security
The TOE audio data flow path is electrically isolated from all other functions and
interfaces to prevent signaling data leakages to and from the audio paths.
4.1.4. Video subsystem security
Video input interfaces are isolated from one another. Isolation is achieved through the use
of different power and ground planes, different electronic components and different
emulated EDID chips per channel.
TOE supports Display Port 1.1, 1.2 and 1.3. TOE video function filters the AUX channel
by converting it to I2C EDID only. DisplayPort video is converted into HDMI video
stream.
Emerson Secure KVM Validation Report, Version 1.0
4.1.5. User authentication device subsystem security
TOE supports User Authentication Device function (called DPP). These products are
configured by default as FDF (Fixed Device Filtration) with filter set to qualify only the
following devices:
• Standard smart-card reader USB token or biometric authentication device having
USB smart-card class interface complying with USB Organization standard CCID
Revision 1.1 or ICCID Revision 1.0.
• An administrator after successfully logging-in to the TOE administrative function
may switch the TOE to CDF (Configurable Device Filtration) mode through
loading any white-list/black-list or traffic rules.
Note that device must be bus powered.
4.1.6. User control and monitoring security
TOE is controlled and monitored by the user through front panel illuminated push-
buttons and switches. These controls and indications are coupled to the TOE system
controller function.
4.1.7. Tampering protection
Always-on anti-tampering system mechanically coupled to the TOE enclosure to detect
and attempt to access the TOE internal circuitry.
TOE is equipped with special holographic Tampering Evident Labels that located in
critical location on the TOE enclosure.
4.1.8. Self-testing and Log
TOE is equipped with self testing function that operating at TOE power up prior to
normal use. The self-test function is running independently at each one of the TOE
microcontrollers following power up.
TOE is equipped with event log non-volatile memory that stores information about
abnormal security related events.
4.2. Administrative and User configuration of the KVM TOE
The KVM TOE enable user configuration of various operational parameters. This access
may be performed using one of the following methods (as further explained in the
relevant TOE user guidance):
1. Using predefined keyboard shortcuts;
2. Using connected computer and text editor application; and
3. Using special USB configuration loading cable and special configuration utility
software.
Emerson Secure KVM Validation Report, Version 1.0
The Combiner KVM TOE enable administrator configuration of various operational and
security parameters. Access requires password authentication. This access may be
performed using one of the following methods (as further explained in the relevant TOE
administrator guidance):
1. Using connected computer and text editor application; and
2. Using special USB configuration loading cable and special configuration utility
software.
4.3. Physical Scope and Boundary
The TOE is a peripheral sharing switch configured as a KVM or Mini-Matrix.
The physical boundary of the TOE consists of:
• One EMERSON Secure KVM Switch or Matrix, typically consisting of a system
controller board and video board;
• The firmware embedded inside the TOE that is permanently programmed into the
TOE multiple microcontrollers;
• The log, state and settings data stored in the TOE;
• The TOE power supply that is shipped with the product (or integrated inside some
of the products having 4 ports or more);
• The TOE computer interface cables that are shipped with the product.
The TOE also includes the user documentation identified elsewhere in this ST. The latest
version of the documentation may be found at the Emerson website:
http://www.emersonnetworkpower.com/en-US/Support/Warranty/Infrastructure-
Management/Hardware-Support/Pages/Cybex-Supporting-Documentation.aspx .
The evaluated TOE configuration does not include any peripherals or computer
components, but do include supplied computer interface cables attached to the TOE.
It should be noted that some TOE models support multiple instances of the same
peripheral for example Dual Head KVM and Matrix TOE models that support two or
more instances of user displays.
It also should be noted that some TOE models support only a partial set of peripheral
devices. For example some TOE models do not support user authentication device
function (parts are not populated on the board).
4.3.1. Evaluated Environment
This table identifies hardware components and indicates whether or not each component
is in the TOE or Environment.
Evaluated TOE and Environment Components
TOE /
Environment
Component Description
Emerson Secure KVM Validation Report, Version 1.0
TOE Selectable product from the Evaluated KVM Products table. TOE Hardware
Environment Standard USB or PS/2 Mouse Console USB
user mouse port
Environment Standard USB or PS/2 keyboard Console USB
user keyboard
port
Environment Standard USB User Authentication Device.
Any other predefined USB device based on the Configurable Device
Filtration (CDF) settings.
Console user
authentication
device interface
Environment Standard computer display (VGA, DVI, HDMI, DisplayPort depending
on TOE product)
Console user
display interface
TOE Emerson KVM Cables (as needed):
P/N Description
CWR05117 KVM Cable short (1.8 m), USB Type-A to USB
Type-B, Black
CWR05116 KVM Cable short (1.8 m), Audio out, DPP, Black
CWR05205 KVM Cable short (1.8 m), DVI-A to VGA, USB,
Black
CWR05114 KVM Cable short (1.8 m), DVI-D to DVI-D
Single-Link, USB, Black
CWR05115 KVM Cable short (1.8 m), DVI-D to DVI-D Dual-
Link, USB, Black
HWR08154 KVM Cable short (1.8m), HDMI to HDMI, USB,
Black
CWR05113 KVM Cable short (1.8 m), DVI-D to DVI-D
Single-Link, USB, Audio out, DPP, Black
CWR06011 Cable Ethernet CAT 5-E, Blue, 1.8m
CWR06246 KVM Cable short (1.8 m), DP to DP, USB A to
USB B, Black
Cables for
connection of
computers to
TOE computers
TOE Special Administrator Programming Cable (as needed):
P/N Description
HWR06579 USB Type-A to USB Type-A Configuration
loading Cable, 1.8m, Black
USB-A to USB-
A Conf. Loading
Cable
Environment Standard amplified stereo speakers or analog headphones Audio output
console port
Emerson Secure KVM Validation Report, Version 1.0
Environment Standard PC, Server, portable computer , tablet, thin-client or zero-
client running any operating system; or KVM extender connected to
remote platform.
Connected
computers
Typical TOE Deployment
4.3.2. KVM TOE details
Evaluated KVM Products
No Model
P/N
MPN
Description
Eval.
Version
2-Port
1. SC820
CGA08547
520-933-501
Emerson Network Power SC 820, 2-port DVI-I Secure KVM,
PP 3.0
33303-C4C4
2. SC820D
CGA08565
520-934-501
Emerson Network Power SC 820D, 2-port DisplayPort
Secure KVM, PP 3.0
33303-C4C4
3. SC820H
CGA08588
520-932-501
Emerson Network Power SC 820H, 2-port HDMI Secure
KVM, PP 3.0
33303-C4C4
4. SCM120
CGA08580
520-224-501
Emerson Network Power SC M120, 2-Port Secure Mini-
Matrix, PP 3.0
33303-C4C4
5. SCM120H CGA09692 Emerson Network Power SC M120H, 2-port HDMI Mini- 33303-C4C4
Emerson Secure KVM Validation Report, Version 1.0
520-225-501 Matrix Secure KVM, PP 3.0
6. SC920H
CGA09695
520-232-501
Emerson Network Power SC 920H, 2-port HDMI Dual-Head
Secure KVM, PP 3.0
33303-C4C4
7. SC920D
CGA09696
520-233-501
Emerson Network Power SC 920D, 2-port DP Dual-Head
Secure KVM, PP 3.0
33303-C4C4
8. SC920
CGA08562
520-939-501
Emerson Network Power SC 920, SC 920 - 2P DVI-I DH
SKVM Switch, PP 3.0
33303-C4C4
9. SC920XD
CGA09699
520-226-501
Emerson Network Power SC 920XD, Secure 2-port
DP+DVI-I Dual-Head Secure KVM, PP 3.0
33303-C4C4
4-Port
10. SC840
CGA08548
520-935-501
Emerson Network Power SC 840, 4-port DVI-I Secure KVM,
PP 3.0
33303-C4C4
11. SC845
CGA08549
520-956-501
Emerson Network Power SC 845, 4-port DVI-I Secure KVM
+ DPP (2), PP 3.0
33333-C4C4
12. SC945
CGA08551
520-958-501
Emerson Network Power SC 945, 4-port DVI-I Dual-Head
Secure KVM + DPP, PP 3.0
33333-C4C4
13. SC940
CGA08591
520-936-501
Emerson Network Power SC 940, 4-port DVI-I Dual-Head
Secure KVM, PP 3.0
33303-C4C4
14. SC840D
CGA08566
520-940-501
Emerson Network Power SC 840D, 4-port DisplayPort
Secure KVM, PP 3.0
33303-C4C4
15. SC845D
CGA08567
520-919-501
Emerson Network Power SC 845D, 4-port DP Secure KVM
+ DPP, PP 3.0
33333-C4C4
16. SC940D
CGA08568
520-941-501
Emerson Network Power SC 940D, 4-port DisplayPort Dual
Head Secure KVM, PP 3.0
33303-C4C4
17. SC945D
CGA08569
520-906-501
Emerson Network Power SC 945D, 4-port Dual-head
DisplayPort Secure KVM + DPP, PP 3.0
33333-C4C4
18. SC840H
CGA08589
520-949-501
Emerson Network Power SC 840H, 4-port HDMI Secure
KVM, PP 3.0
33303-C4C4
19. SC845H
CGA08590
520-954-501
Emerson Network Power SC 845H, 4-port HDMI Secure
KVM + DPP, PP 3.0
33333-C4C4
20. SC940H
CGA08594
520-950-501
Emerson Network Power SC 940H, 4-port HDMI Dual-Head
Secure KVM, PP 3.0
33303-C4C4
Emerson Secure KVM Validation Report, Version 1.0
21. SC945H
CGA08592
520-955-501
Emerson Network Power SC 945H, 4-port HDMI Dual-Head
Secure KVM + DPP, PP 3.0
33333-C4C4
22. SC945XD
CGA09861
520-229-501
Emerson Network Power SC 945XD, 4-Port Dual-head DVI-
I + DP Secure KVM + DPP, PP 3.0
33333-C4C4
23. SCM145
CGA08581
520-943-501
Emerson Network Power SCM 145, Secure 4-Port DVI-I
Mini-Matrix, PP 3.0
33333-C4C4
24. SCM145H
CGA09741
520-230-501
Emerson Network Power SC M145H, 4-Port HDMI Secure
Mini-Matrix w/audio + DPP, PP 3.0
33333-C4C4
25. SC1045XD
CGA09708
520-235-501
Emerson Network Power SC 1045XD, 4-port 2xDP + DVI
Triple-Head Secure KVM + DPP, PP 3.0
33333-C4C4
8/16-Port
26. SC885
CGA08550
520-961-501
Emerson Network Power SC 885, 8-port DVI-I Secure KVM
+ DPP, PP 3.0
33333-C4C4
27. SC985
CGA08552
520-962-501
Emerson Network Power SC 985, 8-port DVI-I Dual-Head
Secure KVM + DPP, PP 3.0
33333-C4C4
28. SC8165
CGA08553
520-963-501
Emerson Network Power SC 985, 16-port DVI-I Secure
KVM + DPP, PP 3.0
33333-C4C4
Emerson Secure KVM Validation Report, Version 1.0
5. ASSUMPTIONS AND CLARIFICATION OF SCOPE
5.1. Assumptions
The ST identified the following security assumptions:
Table: Secure Usage Assumptions
Assumption Definition
A.NO_TEMPEST It is assumed that the computers and peripheral devices
connected to the TOE are not TEMPEST approved.
A.NO_SPECIAL_ANALOG_CAPABILITIES It is assumed that the computers connected to the TOE
are not equipped with special analog data collection
cards or peripherals such as: Analog to digital
interface, high performance audio interface, Digital
Signal Processing function, and analog video capture
function.
A.PHYSICAL Physical security, commensurate with the value of the
TOE and the data it contains, is assumed to be
provided by the environment.
A.TRUSTED_ADMIN TOE Administrators and users are trusted to follow and
apply all guidance in a trusted manner.
A.TRUSTED_CONFIG Personnel configuring the TOE and its operational
environment will follow the applicable security
configuration guidance.
5.2. Threats
The ST identified the following threats addressed by the TOE:
Table: Threats
Threat Definition
T.DATA_LEAK A connection via the PSS between computers may
allow unauthorized data flow through the PSS or its
connected peripherals.
T.SIGNAL_LEAK A connection via the PSS between computers may
allow unauthorized data flow through bit-by-bit
signaling.
T.RESIDUAL_LEAK A PSS may leak (partial, residual, or echo) user data
between the intended connected computer and another
unintended connected computer. More specifically, a
PSS may leak user keyboard entries to a PSS-
connected computer other than the selected computer
Emerson Secure KVM Validation Report, Version 1.0
in real-time or at a later time.
T.UNINTENDED_SWITCHING A threat in which the user is connected to a computer
other than the one to which they intended to be
connected.
T.UNAUTHORIZED_DEVICES The use of an unauthorized peripheral device with a
specific PSS peripheral port may allow unauthorized
data flows between connected devices or enable an
attack on the PSS or its connected computers.
T.AUTHORIZED_BUT_UNTRUSTED_
DEVICES
The use of an authorized peripheral device with the
PSS may still cause unauthorized data flows between
connected devices or enable an attack on the PSS or
its connected computers. Such threats are possible due
to known or unknown device vulnerabilities or due to
additional functions within the authorized peripheral
device.
T.MICROPHONE_USE
Microphone connected to the TOE used for audio
eavesdropping or to transfer data across an air-gap
through audio signaling.
T.AUDIO_REVERSED
Audio output device used by an attacker as a low-gain
microphone for audio eavesdropping. This threat is an
abuse of the computer and TOE audio output path to
reverse the analog data flow from the headphones to
the computer. The computer then amplifies and filters
the weak signal, and then digitizes and streams it to
another location.
T.LOGICAL_TAMPER An attached device (computer or peripheral) with
malware, or otherwise under the control of a malicious
user, could modify or overwrite code embedded in the
TOE’s volatile or non-volatile memory to allow
unauthorized information flows between connected
devices.
T.PHYSICAL_TAMPER A malicious human agent could physically tamper
with or modify the TOE to allow unauthorized
information flows between connected devices.
T.REPLACEMENT A malicious human agent could replace the TOE
during shipping, storage, or use with an alternate
device that does not enforce the TOE security policies.
T.FAILED Detectable failure of a PSS may cause an unauthorized
information flow, weakening of PSS security
functions, or unintended switching.
5.3. Organizational Security Policies
The Protection Profile claimed identifies no Organizational Security Policies (OSPs) to
which the TOE must comply.
Emerson Secure KVM Validation Report, Version 1.0
5.4. Security Objectives
The following table, Security Objectives for the TOE, identifies the security objectives of
the TOE. These security objectives reflect the stated intent to counter identified threats
and/or comply with any security policies identified.
Security Objective Definition as applied to KVM type TOE
O.COMPUTER_INTERFACE_ISOLATION The TOE must prevent unauthorized data flow to assure that
the TOE and/or its connected peripheral devices would not be
exploited in an attempt to leak data. The TOE computer
interface shall be isolated from all other TOE computer
interfaces while TOE is powered.
O.COMPUTER_INTERFACE_ISOLATION_
TOE_UNPOWERED
The same level of isolation defined in the dataflow objectives
must be maintained at all times, including periods while TOE
is unpowered.
O.USER_DATA_ISOLATION User data such as keyboard entries should be switched (i.e.,
routed) by the TOE only to the computer selected by the user.
The TOE must provide isolation between the data flowing from
the peripheral device to the selected computer and any non-
selected computer.
O.NO_USER_DATA_RETENTION The TOE shall not retain user data after it is powered down.
O.PURGE_TOE_KB_DATA_WHILE_
SWITCHING
The TOE shall purge all user keyboard data from computer
interfaces following channel switching and before interacting
with the new connected computer.
O.NO_DOCKING_PROTOCOLS The use of docking protocols such as DockPort, USB docking,
Thunderbolt etc. is not allowed in the TOE.
O.NO_OTHER_EXTERNAL_INTERFACES The TOE may not have any wired or wireless external interface
with external entities (external entity is an entity outside the
TOE evaluated system, its connected computers and peripheral
devices).
O.NO_ANALOG_AUDIO_INPUT Shared audio input peripheral functions (i.e., analog audio
microphone input or line input) are not allowed in the TOE.
O.UNIDIRECTIONAL_AUDIO_OUT TOE shall be designed to assure that reverse audio signal
attenuation will be at least 30 dBv measured with 200 mV and
2V input pure sinus wave at the extended audio frequency
range including negative swing signal. The level of the reverse
audio signal received by the selected computer shall be
minimal to assure that the signal level generated by
headphones will be well under the noise floor level.
O.COMPUTER_TO_AUDIO_ISOLATION TOE audio dataflow shall be isolated from all other TOE
functions. Signal attenuation between any TOE computer
interface and any TOE audio interface shall be at least 45 dBv
measured with 2V input pure sinus wave at the extended audio
Emerson Secure KVM Validation Report, Version 1.0
frequency range including negative swing signal.
O.USER_AUTHENTICATION_ISOLATION The user authentication function shall be isolated from all other
TOE functions.
O.USER_AUTHENTICATION_RESET Upon switching computers, the TOE shall reset (turn off and
then turn on) the power supplied to the user authentication
device for at least 1 second
O.USER_AUTHENTICATION_ADMIN TOE CDF configuration may only performed by an
administrator.
O.AUTHORIZED_SWITCHING The TOE shall allow only authorized switching mechanisms to
switch between connected computers and shall explicitly
prohibit or ignore unauthorized switching mechanisms.
O.NO_AMBIGUOUS_CONTROL Only one switching method shall be operative at any given
time to prevent ambiguous commands.
O.CONTINUOUS_INDICATION The TOE shall provide continuous visual indication of the
computer to which the user is currently connected.
O.KEYBOARD_AND_MOUSE_TIED The TOE shall ensure that the keyboard and mouse devices are
always switched together
O.NO_CONNECTED_COMPUTER_
CONTROL
The TOE shall not allow TOE control through a connected
computer.
O.PERIPHERAL_PORTS_ISOLATION The TOE shall prevent data flow between peripheral devices of
different SPFs and the TOE peripheral device ports of different
SPFs shall be isolated.
O.DISABLE_UNAUTHORIZED_
PERIPHERAL
The TOE shall only allow authorized peripheral device types
(See Annex C) per peripheral device port; all other devices
shall be identified and then rejected or ignored by the TOE.
O.DISABLE_UNAUTHORIZED_
ENDPOINTS
The TOE shall reject unauthorized peripheral devices
connected via a USB hub. Alternatively, the TOE may reject
all USB hubs.
O.KEYBOARD_MOUSE_EMULATED The TOE keyboard and pointing device functions shall be
emulated (i.e., no electrical connection other than the common
ground is allowed between peripheral devices and connected
computers).
O.KEYBOARD_MOUSE_
UNIDIRECTIONAL
The TOE keyboard and pointing device data shall be forced to
unidirectional flow from the peripheral device to the switched
computer only.
O.UNIDIRECTIONAL_VIDEO The TOE shall force native video peripheral data (i.e., red,
green, blue, and TMDS lines) to unidirectional flow from the
switched computer to the connected display device.
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O.UNIDIRERCTIONAL_EDID The TOE shall force the display EDID peripheral data channel
to unidirectional flow and only copy once from the display to
each one of the appropriate computer interfaces during the
TOE power up or reboot sequence. The TOE must prevent any
EDID channel write transactions initiated by connected
computers.
O.TAMPER_EVIDENT_LABEL The TOE shall be identifiable as authentic by the user and the
user must be made aware of any procedures or other such
information to accomplish authentication. This feature must be
available upon receipt of the TOE and continue to be available
during the TOE deployment.
The TOE shall be labeled with at least one visible and one
invisible unique identifying tamper-evident marking that can
be used to authenticate the device. The TOE manufacturer
must maintain complete list of manufactured TOE articles and
their respective identification markings’ unique identifiers.
O.ANTI_TAMPERING The TOE shall be physically enclosed so that any attempts to
open or otherwise access the internals or modify the
connections of the TOE would be evident. This shall be
accomplished through the use of an always-on active anti-
tampering system that serves to permanently disable the TOE
should its enclosure be opened. The TOE shall use an always-
on active anti-tampering system to permanently disable the
TOE in case physical tampering is detected.
O.ANTI_TAMPERING_BACKUP_POWER The anti-tampering system must have a backup power source
to enable tamper detection while the TOE is unpowered.
O.ANTI_TAMPERING_BACKUP_FAIL_
TRIGGER
A failure or depletion of the anti-tampering system backup
power source shall trigger TOE to enter tampered state.
O.ANTI_TAMPERING_INDICATION The TOE shall have clear user indications when tampering is
detected.
O.ANTI_TAMPERING_PERMANENTLY_
DISABLE_TOE
Once the TOE anti-tampering is triggered, the TOE shall
become permanently disabled. No peripheral-to-computer data
flows shall be allowed.
O.NO_TOE_ACCESS The TOE shall be designed so that access to the TOE firmware,
software, or its memory via its accessible ports is prevented.
O.SELF_TEST The TOE shall perform self-tests following power up or
powered reset.
O.SELF_TEST_FAIL_TOE_DISABLE Upon critical failure detection the TOE shall disable normal
operation of the whole TOE or the respective failed
component.
O.SELF_TEST_FAIL_INDICATION The TOE shall provide clear and visible user indications in the
case of a self-test failure.
Emerson Secure KVM Validation Report, Version 1.0
Notes:
1. Objective O.USER_AUTHENTICATION_TERMINATION is not applicable for
the models covered by this security target in accordance with the referenced PP,
as they do not support emulated user authentication device function.
2. O.DISPLAYPORT_AUX_FILTERING is not applicable for the models covered
by this security target in accordance with the referenced PP, as they do not
support DisplayPort display (Native DisplayPort format video).
5.5. Security Objectives for the IT Environment
The following IT security objectives for the environment are to be addressed by the
Operational Environment by technical means.
Environment Security Objective Definition
OE. NO_TEMPEST The operational environment will not require the use
of TEMPEST approved equipment.
OE. NO_SPECIAL_ANALOG_
CAPABILITIES
The operational environment will not require special
analog data collection cards or peripherals such as:
Analog to digital interface, high performance audio
interface, Digital Signal Processing function, and
analog video capture function.
OE.PHYSICAL The operational environment will provide physical
security, commensurate with the value of the TOE and
the data it contains.
OE.TRUSTED_ADMIN The operational environment will ensure that
appropriately trained and trusted TOE Administrators
and users are available to administer, configure and
use the TOE.
5.6. Clarification of Scope
All evaluations (and all products) have limitations, as well as potential misconceptions
that need clarifying. This text covers some of the more important limitations and
clarifications of this evaluation. Note that:
1. As with any evaluation, this evaluation only shows that the evaluated
configuration meets the security claims made, with a certain level of assurance.
The level of assurance for this evaluation is defined within the Protection Profile
for Peripheral Sharing Switches.
2. Consistent with the expectations of the Protection Profile, this evaluation did not
specifically search for, nor seriously attempt to counter, vulnerabilities that were
not “obvious” or vulnerabilities to objectives not claimed in the ST. The CEM
Emerson Secure KVM Validation Report, Version 1.0
defines an “obvious” vulnerability as one that is easily exploited with a minimum
of understanding of the TOE, technical sophistication and resources.
3. The evaluation of security functionality of the product was limited to the
functionality specified in the claimed PPs. Any additional security related
functional capabilities included in the product were not covered by this
evaluation.
4. The evaluated configuration of the TOE includes the products identified in
Section 4.3.2 using the identified version in the same section for each product.
The TOE includes all the code that enforces the policies identified.
Emerson Secure KVM Validation Report, Version 1.0
6. DOCUMENTATION
The following guidance documents are provided with the TOE upon delivery in
accordance with the PP:
1. Emerson Network Power. Secure KVM Switch 2-Port, Dual-Head User Manual,
Document Number HDC10365 Rev E. August 13, 2015.
2. Emerson Network Power. Secure KVM Switch 2-Port, Single-Head User Manual,
Document Number HDC10366 Rev E. August 13, 2015.
3. Emerson Network Power. Secure KVM Switch 4-Port, Dual-Head, User Manual,
Document Number HDC10367 Rev E. August 13, 2015.
4. Emerson Network Power. Secure KVM Switch 4-Port, Single-Head, User
Manual, Document Number HDC10368 Rev E. August 13, 2015.
5. Emerson Network Power. User Manual: 2-Port Secure KVM Mini-Matrix,
Document Number HDC10369 Rev E. August 13, 2015.
6. Emerson Network Power. User Manual: 4-Port Secure KVM Mini-Matrix,
Document Number HDC10370 Rev E. August 13, 2015.
7. Emerson Network Power. 2-Port Dual-Head Mixed Secure KVM User Manual,
Document Number HDC10371 Rev E. August 13, 2015.
8. Emerson Network Power. Secure KVM Switch 4-Port, Mixed Dual-Head, User
Manual, Document Number HDC10372 Rev E. August 13, 2015.
9. Emerson Network Power. Secure KVM Switch 8-16 ports User Manual,
Document Number HDC11598 Rev E. August 13, 2015.
10. Emerson Network Power. Secure KVM Switch 4-Port, Mixed Triple-Head, User
Manual, Document Number HDC10373 Rev E. August 13, 2015.
11. Emerson Network Power. Emerson DPP Configuration Utility Manual,
Document Number HDC10955 Rev C. January 28, 2016
12. Emerson Network Power. EMERSON Administrator Guide, Document Number
HDC10958 Rev C, August 13, 2016
All documentation delivered with the product is relevant to and within the scope of the
TOE. The accompanying User Guidance and Administrator Guidance can be downloaded
from Emerson website: http://www.emersonnetworkpower.com/en-
US/Support/Warranty/Infrastructure-Management/Hardware-Support/Pages/Cybex-
Supporting-Documentation.aspx at any time.
Emerson Secure KVM Validation Report, Version 1.0
7. IT PRODUCT TESTING
This section describes the testing efforts of the evaluation team.
7.1. Evaluation team independent testing
The evaluation team conducted independent testing at the Emerson facilities in
Huntsville, Alabama. The evaluation team installed and configured the TOE according to
vendor installation instructions and the evaluated configuration as identified in the
Security Target. The testing configuration and the testing results were documented in the
Assurance Activity Report (AAR) and the Test Report (TR) identified in the
Bibliography.
The evaluation team confirmed the technical accuracy of the setup and installation guide
during installation of the TOE. The evaluation team confirmed that the TOE version
delivered for testing was identical to the version identified in the ST.
The evaluation team used the Protection Profile test procedures as a basis for creating
each of the Independent tests as required by the Assurance Activities.
Each Assurance Activity was tested as required by the conformant Protection Profiles and
the evaluation team verified that each test passed.
7.2. Vulnerability analysis
The evaluation team performed a vulnerability analysis of the TOE evidence and a search
of publicly available information to identify potential vulnerabilities in the TOE. Based
on the results of this effort, there were no identifiable vulnerabilities found at the time of
certification.
Emerson Secure KVM Validation Report, Version 1.0
8. RESULTS OF THE EVALUATION
The evaluation was carried out in accordance with the Common Criteria Evaluation and
Validation Scheme (CCEVS) processes and procedures. The TOE was evaluated against
the criteria contained in the Common Criteria for Information Technology Security
Evaluation, Version 3.1R4. The evaluation methodology used by the evaluation team to
conduct the evaluation is the Common Methodology for Information Technology
Security Evaluation, Version 3.1R4.
Computer Sciences Corporation (CSC) has determined that the product meets the security
criteria in the Security Target, which specifies conformance to the NIAP Peripheral
Sharing Switch for Human Interface Devices Protection Profile, Version 3.0, February
13, 2015. A team of Validators, on behalf of the CCEVS Validation Body, monitored the
evaluation. The evaluation effort was finished on February 26, 2016.
Emerson Secure KVM Validation Report, Version 1.0
9. VALIDATOR COMMENTS
This evaluation was one of the first evaluations performed against the updated Peripheral
Sharing Switch (PSS) Protection Profile (PP) version 3.0. The updates to the protection
profile required some significant changes to the document. During the initial evaluation
and validation processes for this updated PP, several issues necessitated review by the
PSS Technical Rapid Response Team (TRRT). The TRRT has formally posted two
technical decisions related to the PSS PP (TD0083 and TD0086) and they are posted on
the NIAP website. It should be noted that the nature of a PSS presents challenges when
reviewing validation evidence against detailed assurance activities. Since most of the
evidence is pictorial in nature several iterations, between the validators and the lab, were
required to agree the appropriateness of presentation of the evidence.
In addition to the items mentioned above some additional product administration and
usability features are worth considering:
 An administrator mode is supported in the product, but its usability and features
are limited. The administrator should make sure they enable multiple users and
change default passwords.
 An audit feature is supported, but is of a limited nature given the product.
Emerson Secure KVM Validation Report, Version 1.0
10. ANNEXES
None
Emerson Secure KVM Validation Report, Version 1.0
11. SECURITY TARGET
Emerson. Emerson Network Power Secure KVM and Matrix Security Target, Document
Number HDC11602, Rev 3.18, January 28, 2016
Emerson Secure KVM Validation Report, Version 1.0
12. GLOSSARY
 Common Criteria Testing Laboratory (CCTL): An IT security evaluation facility
accredited by the National Voluntary Laboratory Accreditation Program (NVLAP)
and approved by the CCEVS Validation Body to conduct Common Criteria-based
evaluations.
 Evaluation: The assessment of an IT product against the Common Criteria using the
Common Criteria Evaluation Methodology to determine whether or not the claims
made are justified; or the assessment of a protection profile against the Common
Criteria using the Common Evaluation Methodology to determine if the Profile is
complete, consistent, technically sound and hence suitable for use as a statement of
requirements for one or more TOEs that may be evaluated.
 Evaluation Evidence: Any tangible resource (information) required from the
sponsor or developer by the evaluator to perform one or more evaluation activities.
 Target of Evaluation (TOE): A group of IT products configured as an IT system, or
an IT product, and associated documentation that is the subject of a security
evaluation under the CC.
 Threat: Means through which the ability or intent of a threat agent to adversely
affect the primary functionality of the TOE, facility that contains the TOE, or
malicious operation directed towards the TOE. A potential violation of security.
 Validation: The process carried out by the CCEVS Validation Body leading to the
issue of a Common Criteria certificate.
 Validation Body: A governmental organization responsible for carrying out
validation and for overseeing the day-to-day operation of the NIAP Common Criteria
Evaluation and Validation Scheme.
 Vulnerabilities: A vulnerability is a hardware, firmware, or software flaw that
leaves an Automated Information System (AIS) open for potential exploitation. A
weakness in automated system security procedures, administrative controls, physical
layout, internal controls, and so forth, which could be exploited by a threat to gain
unauthorized access to information or disrupt critical processing.
Emerson Secure KVM Validation Report, Version 1.0
13. BIBLIOGRAPHY
1. Common Criteria for Information Technology Security Evaluation, Part 1:
Introduction and General Model, CCMB-2012-09-001, Version 3.1 Revision 4,
September 2012.
2. Common Criteria for Information Technology Security Evaluation, Part 2:
Security Functional Components, CCMB-2012-09-002, Version 3.1 Revision 4,
September 2012.
3. Common Criteria for Information Technology Security Evaluation, Part 3:
Security Assurance Components, CCMB-2012-09-003, Version 3.1 Revision 4,
September 2012.
4. Common Methodology for Information Technology Security Evaluation,
Evaluation Methodology, CCMB-2012-09-004, Version 3.1, Revision 4,
September 2012.
5. Emerson. Emerson Network Power Secure KVM and Matrix Security Target,
Document Number HDC11602, Rev 3.18, January 28, 2016
6. CSC Global Cybersecurity & Certification Lab. Assurance Activity Report:
Emerson Network Power Secure KVM and Matrix, Document Version 1.0,
February 26, 2016
7. CSC Global Cybersecurity & Certification Lab. Tests Results: Emerson Secure
KVM and Matrix, Document Version 1.2c, January 28, 2016
8. CSC Global Cybersecurity & Certification Lab. Emerson Evaluation Technical
Report: Emerson Secure KVM Switch, Document version 1.0, February 17, 2016.