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Reference: 2018-61-INF-2795-v2
Target: Público
Date: 04.07.2019
Created by: CERT10
Revised by: CALIDAD
Approved by: TECNICO
CERTIFICATION REPORT
Dossier # 2018-61
TOE Windows 10 and Windows Server 2019 version 1809
Applicant 600413485 - Microsoft Corporation
References
[EXT-4994] ETR v1.0
Certification report of the product Windows 10 and Windows Server 2019 version 1809, as
requested in [EXT-4490] dated 26/11/2018, and evaluated by Epoche & Espri S.L.U., as detailed in
the Evaluation Technical Report [EXT-4994] received on 30/05/2019.
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CONTENTS
EXECUTIVE SUMMARY...........................................................................................................................3
TOE SUMMARY...................................................................................................................................4
SECURITY ASSURANCE REQUIREMENTS ............................................................................................6
SECURITY FUNCTIONAL REQUIREMENTS...........................................................................................6
IDENTIFICATION.....................................................................................................................................9
SECURITY POLICIES...............................................................................................................................10
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT .......................................................................10
CLARIFICATIONS ON NON-COVERED THREATS................................................................................10
OPERATIONAL ENVIRONMENT FUNCTIONALITY .............................................................................10
ARCHITECTURE.....................................................................................................................................10
LOGICAL ARCHITECTURE ..................................................................................................................10
PHYSICAL ARCHITECTURE.................................................................................................................11
DOCUMENTS........................................................................................................................................11
PRODUCT TESTING...............................................................................................................................12
PENETRATION TESTING....................................................................................................................12
EVALUATED CONFIGURATION .............................................................................................................12
EVALUATION RESULTS .........................................................................................................................14
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM...............................................14
CERTIFIER RECOMMENDATIONS .........................................................................................................14
GLOSSARY.............................................................................................................................................15
BIBLIOGRAPHY .....................................................................................................................................15
SECURITY TARGET ................................................................................................................................15
RECOGNITION AGREEMENTS...............................................................................................................17
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)......................................................17
International Recognition of CC – Certificates (CCRA).....................................................................17
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EXECUTIVE SUMMARY
This document constitutes the Certification Report for the certification file of the product:
Windows Operating Systems (OS):
 Microsoft Windows 10 Home edition (October 2018 Update) (32-bit and 64-bit versions)
 Microsoft Windows 10 Pro edition (October 2018 Update) (64-bit version)
 Microsoft Windows 10 Enterprise edition (October 2018 Update) (64-bit version)
 Microsoft Windows Server 2019 Standard edition, version 1809
 Microsoft Windows Server 2019 Datacenter edition, version 1809
TOE Versions:
 Windows 10: build 10.0. 17763 (also known as version 1809)
 Windows Server 2019: build 10.0 17763 (also known as version 1809)
The following security updates must be applied for:
 Windows 10 and Windows Server 2019: all critical updates as of November 30, 2018
Developer/manufacturer: Microsoft Corporation
Sponsor: Microsoft Corporation
Certification Body: Centro Criptológico Nacional (CCN) del Centro Nacional de Inteligencia (CNI).
ITSEF: Epoche & Espri S.L.U.
Protection Profiles:
Windows 10 editions:
 General Purpose Operating Systems Protection Profile, Version 4.2.1, April 22, 2019
([GPOSPP]).
 General Purpose Operating Systems Protection Profile/ Mobile Device Fundamentals
Protection Profile Extended Package (EP) Wireless Local Area Network (WLAN) Clients,
version 1.0, February 8, 2016 ([GPOSPP-WLAN-EP]).
Windows Server 2019 editions:
 General Purpose Operating Systems Protection Profile, Version 4.2.1, April 22, 2019
([GPOSPP]).
Evaluation Level: Common Criteria version 3.1 release 5 (assurance packages according to the
[GPOSPP] and [GPOSPP-WLAN-EP].
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Evaluation end date: 30/05/2019.
All the assurance components required by the evaluation level of the [GPOSPP] and [GPOSPP-
WLAN-EP] have been assigned a “PASS” verdict. Consequently, the laboratory assigns the “PASS”
VERDICT to the whole evaluation due all the evaluator actions are satisfied for the [GPOSPP] and
[GPOSPP-WLAN-EP] assurance level packages, as defined by the Common Criteria version 3.1
release 5, the [GPOSPP], the [GPOSPP-WLAN-EP] and the Common Criteria Evaluation Methodology
version 3.1 release 5.
Considering the obtained evidences during the instruction of the certification request of the
product Windows 10 and Windows Server 2019 version 1809, a positive resolution is proposed.
TOE SUMMARY
All Windows 10 and Windows Server editions, collectively called “Windows”, are preemptive
multitasking, multiprocessor, and multi-user operating systems. In general, operating systems
provide users with a convenient interface to manage underlying hardware. They control the
allocation and manage computing resources such as processors, memory, and Input/Output (I/O)
devices. Windows expands these basic operating system capabilities to controlling the allocation
and managing higher level IT resources such as security principals (user or machine accounts), files,
printing objects, services, window station, desktops, cryptographic keys, network ports traffic,
directory objects, and web content. Multi-user operating systems such as Windows keep track of
which user is using which resource, grant resource requests, account for resource usage, and
mediate conflicting requests from different programs and users.
TOE major security features
 Security Audit: Windows has the ability to collect audit data, review audit logs, protect audit
logs from overflow, and restrict access to audit logs. Audit information generated by the
system includes the date and time of the event, the user identity that caused the event to
be generated, and other event specific data. Authorized administrators can review audit
logs and have the ability to search and sort audit records. Authorized Administrators can
also configure the audit system to include or exclude potentially auditable events to be
audited based on a wide range of characteristics. In the context of this evaluation, the
protection profile requirements cover generating audit events, selecting which events
should be audited, and providing secure storage for audit event entries.
 Cryptographic Support: Windows provides FIPS 140-2 CAVP validated cryptographic
functions that support encryption/decryption, cryptographic signatures, cryptographic
hashing, cryptographic key agreement, and random number generation. The TOE
additionally provides support for public keys, credential management and certificate
validation functions and provides support for the National Security Agency’s Suite B
cryptographic algorithms. Windows also provides extensive auditing support of
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cryptographic operations, the ability to replace cryptographic functions and random number
generators with alternative implementations, and a key isolation service designed to limit
the potential exposure of secret and private keys. In addition to using cryptography for its
own security functions, Windows offers access to the cryptographic support functions for
user-mode and kernel-mode programs. Public key certificates generated and used by
Windows authenticate users and machines as well as protect both user and system data in
transit.
 User Data Protection: In the context of this evaluation Windows protects user data and
provides virtual private networking capabilities.
 Identification and Authentication Each Windows user must be identified and authenticated
based on administrator-defined policy prior to performing any TSF-mediated functions. An
interactive user invokes a trusted path in order to protect his I&A information. Windows
maintains databases of accounts including their identities, authentication information,
group associations, and privilege and logon rights associations. Windows account policy
functions include the ability to define the minimum password length, the number of failed
logon attempts, the duration of lockout, and password age.
 Protection of the TOE Security Functions: Windows provides a number of features to ensure
the protection of TOE security functions. Windows protects against unauthorized data
disclosure and modification by using a suite of Internet standard protocols including IPsec,
IKE, and ISAKMP. Windows ensures process isolation security for all processes through
private virtual address spaces, execution context, and security context. The Windows data
structures defining process address space, execution context, memory protection, and
security context are stored in protected kernel-mode memory. Windows includes self-
testing features that ensure the integrity of executable program images and its
cryptographic functions. Finally, Windows provides a trusted update mechanism to update
Windows binaries itself.
 Session Locking: Windows provides the ability for a user to lock their session either
immediately or after a defined interval. Windows constantly monitors the mouse, keyboard,
and touch display for activity and locks the computer after a set period of inactivity.
 TOE Access: Windows allows an authorized administrator to configure the system to display
a logon banner before the logon dialog.
 Trusted Path for Communications: Windows uses TLS, HTTPS, DTLS, and EAP-TLS to provide
a trusted path for communications.
 Security Management: Windows includes several functions to manage security policies.
Policy management is controlled through a combination of access control, membership in
administrator groups, and privileges
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SECURITY ASSURANCE REQUIREMENTS
The product was evaluated with all the evidence required to fulfil the assurance packages defined
in [GPOSPP], according to Common Criteria v3.1 release 5. The TOE meet the following SARs:
Requirement Class Requirement Component
Security Target (ASE) ST Introduction (ASE_INT.1)
Conformance Claims (ASE_CCL.1)
Security Objectives (ASE_OBJ.2)
Extended Components Definition (ASE_ECD.1)
Stated Security Requirements (ASE_REQ.1)
Security Problem Definition (ASE_SPD.1)
TOE Summary Specification (ASE_TSS.1)
Design (ADV) Basic Functional Specification (ADV_FSP.1)
Guidance (AGD) Operational User Guidance (AGD_OPE.1)
Preparative Procedures (AGD_PRE.1)
Lifecycle (ALC) Labeling of the TOE (ALC_CMC.1)
TOE CM Coverage (ALC_CMS.1)
Timely Security Updates (ALC_TSU_EXT.1)
Testing (ATE) Independent Testing – Conformance (ATE_IND.1)
Vulnerability
Assessment (AVA)
Vulnerability Survey (AVA_VAN.1)
The detailed specification of the SARs can be found in the Security Target, section 5.2.
SECURITY FUNCTIONAL REQUIREMENTS
The product security functionality satisfies the following functional requirements, according to the
Common Criteria v3.1 release 5:
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Requirement Class Requirement Component
Security Audit (FAU) Audit Data Generation (FAU_GEN.1)
Audit Data Generation (FAU_GEN.1 (WLAN))
Cryptographic
Support (FCS)
Cryptographic Key Generation for (FCS_CKM.1)
Cryptographic Key Generation for WPA2 Connections (FCS_CKM.1(WLAN))
Cryptographic Key Establishment (FCS_CKM.2)
Cryptographic Key Distribution for GTK (FCS_CKM.2(WLAN))
Cryptographic Key Destruction (FCS_CKM_EXT.4)
Cryptographic Operation for Data Encryption/Decryption (FCS_COP.1(SYM))
Cryptographic Operation for Hashing (FCS_COP.1(HASH))
Cryptographic Operation for Signing (FCS_COP.1(SIGN))
Cryptographic Operation for Keyed Hash Algorithms (FCS_COP.1(HMAC))
Random Bit Generation (FCS_RBG_EXT.1)
Storage of Sensitive Data (FCS_STO_EXT.1)
TLS Client Protocol (FCS_TLSC_EXT.1)
Extended: Extensible Authentication Protocol-Transport Layer Security
(FCS_TLSC_EXT.1(WLAN))
TLS Client Protocol (FCS_TLSC_EXT.2)
Extended: TLS Client Protocol (FCS_TLSC_EXT.2(WLAN))
TLS Client Protocol (FCS_TLSC_EXT.3)
TLS Client Protocol (FCS_TLSC_EXT.4)
DTLS Implementation (FCS_DTLS_EXT.1)
User Data Protection
(FDP)
Access Controls for Protecting User Data (FDP_ACF_EXT.1)
Information Flow Control (FDP_IFC_EXT.1)
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Identification &
Authentication (FIA)
Authorization Failure Handling (FIA_AFL.1)
Extended: Port Access Entity Authentication (FIA_PAE_EXT.1)
Multiple Authentication Mechanisms (FIA_UAU.5)
X.509 Certification Validation (FIA_X509_EXT.1)
X.509 Certificate Authentication (FIA_X509_EXT.2)
Extended: X.509 Certificate Authentication (EAP-TLS)
(FIA_X509_EXT.2(WLAN))
Extended: Certificate Storage and Management (FIA_X509_EXT.4)
Security
Management (FMT)
Management of Security Functions Behavior (FMT_MOF_EXT.1)
Specification of Management Functions (FMT_SMF_EXT.1)
Extended: Specification of Management Functions (FMT_SMF_EXT.1(WLAN))
Protection of the TSF
(FPT)
Access Controls (FPT_ACF_EXT.1)
Address Space Layout Randomization (FPT_ASLR_EXT.1)
Stack Buffer Overflow Protection (FPT_SBOP_EXT.1)
Software Restriction Policies (FPT_SRP_EXT.1)
Boot Integrity (FPT_TST_EXT.1)
Extended: TSF Cryptographic Functionality Testing (FPT_TST_EXT.1 (WLAN))
Trusted Update (FPT_TUD_EXT.1)
Trusted Update for Application Software (FPT_TUD_EXT.2)
TOE Access (FTA) Default TOE Access Banners (FTA_TAB.1)
Extended: Wireless Network Access (FTA_WSE_EXT.1)
Trusted
Path/Channels (FTP)
Trusted Path (FTP_TRP.1)
Trusted Channel Communication (FTP_ITC_EXT.1(TLS))
Trusted Channel Communication (FTP_ITC_EXT.1(DTLS))
Extended: Trusted Channel Communication (FTP_ITC_EXT.1 (WLAN))
The detailed specification of the SFRs can be found in the Security Target, section 5.1.
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IDENTIFICATION
Product:
Windows Operating Systems (OS):
 Microsoft Windows 10 Home edition (October 2018 Update) (32-bit and 64-bit versions)
 Microsoft Windows 10 Pro edition (October 2018 Update) (64-bit version)
 Microsoft Windows 10 Enterprise edition (October 2018 Update) (64-bit version)
 Microsoft Windows Server 2019 Standard edition, version 1809
 Microsoft Windows Server 2019 Datacenter edition, version 1809
TOE Versions:
 Windows 10: build 10.0. 17763 (also known as version 1809)
 Windows Server 2019: build 10.0 17763 (also known as version 1809)
The following security updates must be applied for:
 Windows 10 and Windows Server 2019: all critical updates as of November 30, 2018
Security Target: Microsoft Windows 10, Windows Server 2019 (October 2018 Update) Security
Target. Version 0.04, May 6, 2019.
Protection Profile:
Windows 10 editions:
 General Purpose Operating Systems Protection Profile, Version 4.2.1, April 22, 2019
([GPOSPP]).
 General Purpose Operating Systems Protection Profile/ Mobile Device Fundamentals
Protection Profile Extended Package (EP) Wireless Local Area Network (WLAN) Clients,
version 1.0, February 8, 2016 ([GPOSPP-WLAN-EP]).
Windows Server 2019 editions:
 General Purpose Operating Systems Protection Profile, Version 4.2.1, April 22, 2019
([GPOSPP]).
Evaluation Level: Common Criteria version 3.1 release 5 (assurance packages according to the
[GPOSPP] and [GPOSPP-WLAN-EP].
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SECURITY POLICIES
There are no Organizational Security Policies for the protection profile or extended package.
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT
The assumptions are constraints to the conditions used to assure the security properties and
functionalities compiled by the security target. These assumptions have been applied during the
evaluation in order to determine if the identified vulnerabilities can be exploited.
In order to assure the secure use of the TOE, it is necessary to start from these assumptions for its
operational environment. If this is not possible and any of them could not be assumed, it would not
be possible to assure the secure operation of the TOE.
The complete list of assumptions can be found in the Security Target, section 3.3.
CLARIFICATIONS ON NON-COVERED THREATS
The threats to the IT assets against which protection is required by the TOE or by the security
environment as defined in the protection profiles [GPOSPP] and [GPOSPP-WLAN-EP] and included
in the Security Target. They can be foun in the Security Target, section 3.1
The threats covered by the security properties of the TOE are categorized in the Security Target,
section 3.1.
OPERATIONAL ENVIRONMENT FUNCTIONALITY
The product requires the cooperation from its operational environment to fulfil some of the
objectives of the defined security problem.
The security objectives declared for the TOE operational environment are categorized in the
Security Target, in the section 4.2.
ARCHITECTURE
LOGICAL ARCHITECTURE
Conceptually the Windows TOE can be thought of as a collection of the following security services:
 Security Audit
 Cryptographic Support
 User Data Protection
 Identification and Authentication
 Security Management
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 Protection of the TOE Security Functions
 Access to the TOE
 Trusted Path and Channels
These services are primarily provided by Windows components:
 The Boot Manager, which is invoked by the computer’s bootstrapping code.
 The Windows Loader which loads the operating system into the computer’s memory.
 The Windows Kernel which contains device drivers for the Windows NT File System, full
volume encryption, the crash dump filter, and the kernel-mode cryptographic library.
 The IPv4 / IPv6 network stack in the kernel.
 The Windows Trusted Installer which installs updates to the Windows operating system.
 The Local Security Authority Subsystem which identifies and authenticates users prior to log
on and generates events for the security audit log.
 FIPS-Approved cryptographic algorithms to protect user and system data.
 The Key Isolation Service which protects secret and private keys.
 Local and remote administrative interfaces for security management.
 Windows Explorer which can be used to manage the OS and check the integrity of Windows
files and updates.
PHYSICAL ARCHITECTURE
Each instance of the general purpose OS TOE runs on a tablet, convertible, workstation or server
computer. The TOE executes on processors from Intel (x86 and x64) or AMD (x86 and x64) along
with peripherals for input/output (keyboard, mouse, display, and network).
The TOE does not include any hardware or network infrastructure components between the
computers that comprise the distributed TOE. The security target assumes that any network
connections, equipment, peripherals and cables are appropriately protected in the TOE security
environment.
DOCUMENTS
The product includes the following documents that shall be distributed and made available
together to the users of the evaluated version.
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 Microsoft Windows 10 and Windows Server 2019 (version 1809) Operational and
Administrative Guidance v3.0, along with all the documents referenced therein.
PRODUCT TESTING
The tests performed by the evaluator are based on the assurance activities defined for the ATE
activity in the [GPOSPP] and [GPOSPP-WLAN-EP] for each SFR that is included in the [ST].
The evaluator has performed an installation and configuration of the TOEs and their operational
environment following the steps included in the installation and operation manual. The TOE
configuration used to execute the independent tests is consistent with the evaluated configuration
according to security target [ST].
The independent testing has covered 100% of SFRs of the [ST] and assurance activities defined in
the [GPOSPP] and [GPOSPP-WLAN-EP] for each SFR. There has not been any deviation from the
expected results under the environment defined in security target [ST].
PENETRATION TESTING
According to the [GPOSPP] and [GPOSPP-WLAN-EP], the vulnerability analysis scope has taken into
account the public vulnerabilities affecting to all the operating system versions. The lab has
performed a search on public sources to discover known vulnerabilities of the TOE belonging to the
period from November 30, 2018 to May 15, 2019.
The lab has checked that all the public vulnerabilities previously published have been fixed as the
TOE has been configured with all critical updates until November 30, 2018.
EVALUATED CONFIGURATION
The TOE under evaluation includes five product variants of Windows (build 10.0.17763):
 Microsoft Windows 10 Home Edition (October 2018 Update) (32-bit and 64-bit versions).
 Microsoft Windows 10 Pro Edition (October 2018 Update) (64-bit version).
 Microsoft Windows 10 Enterprise Edition (October 2018 Update) (64-bit version).
 Microsoft Windows Server 2019 Standard Edition, version 1809.
 Microsoft Windows Server 2019 Datacenter Edition, version 1809.
The build tested for all Windows 10 and Windows Server 2019 editions has been version
10.0.17763 (a.k.a. 1809). They have been tested in the following evaluated platforms:
 Microsoft Surface Go
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 Microsoft Surface Book 2
 Microsoft Surface Pro LTE
 Microsoft Surface Laptop
 Microsoft Windows Server 2019 Hyper-V
 Microsoft Windows Server 2016 Hyper-V
 Dell Latitude 5290
 Dell Latitude 12 Rugged Tablet.
 Dell PowerEdge R7401
 Samsung Galaxy Book 10.6”
 Samsung Galaxy Book 12”
 HP Elite x2 1013 G3 Tablet
 HP EliteBook x360 1030 G2
Based on the rationale provided by the vendor, the evaluator has only considered the canonical
hardware platform (Dell PowerEdge R740) for vulnerability analysis purpose.
The next list summarizes the combination between hardware platforms and operating system
editions used for the vulnerability analysis:
 Microsoft Surface Book 2 with Windows 10 Enterprise Edition x64 October 2018 Update
 Microsoft Surface Laptop with Windows 10 Pro Edition x64 October 2018 Update
 Microsoft Surface Pro LTE with Windows 10 Enterprise Edition x64 October 2018 Update
 Microsoft Surface Go with Windows 10 Enterprise Edition x64 October 2018 Update
 Dell Latitude 5290 with Windows 10 Pro Edition x64 October 2018 Update
 Dell Latitude 12 Rugged Tablet with Windows 10 Home Edition x86 October 2018 Update
 Samsung Galaxy Book 10.6” with Windows 10 Home Edition x64 October 2018 Update
 Samsung Galaxy Book 12” with Windows 10 Pro Edition x64 October2018 Update
 HP Elite x2 1013 G3 Tablet with Windows 10 Enterprise Edition x64 October 2018 Update
 HP EliteBook x360 1030 G2 with Windows 10 Pro Edition x64 October 2018 Update
 Microsoft Windows Hyper-V Server 2016 with Windows 10 Home Edition x86 October 2018
Update
 Microsoft Windows Hyper-V Server 2019 with Windows Server 2019 Standard Edition
 Dell PowerEdge R740 with Windows Server 2019 Datacenter Edition
1
The Dell PowerEdge R440, R540, R640, R740XD, T440, T640, R940, R940xa, R840, M640, M640p, FC640, MX740c,
MX840c, C6420, C4140, XR2, and Dell Precision 7920 Rack all use the same processor, memory, chipset, and TPM and
could be considered equivalent.
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EVALUATION RESULTS
The product Windows 10 and Windows Server 2019 version 1809 has been evaluated against the
Security Target: Microsoft Windows 10, Windows Server 2019 (October 2018 Update) Security
Target. Version 0.04, May 6, 2019.
All the assurance components defined in the [GPOSPP] and [GPOSPP-WLAN-EP] have been assigned
a “PASS” verdict. Consequently, the laboratory Epoche & Espri S.L.U. assigns the “PASS” VERDICT to
the whole evaluation due all the evaluator actions are satisfied for the assurances packages defined
in the [GPOSPP] and [GPOSPP-WLAN-EP] and included in the [ST], as defined by the Common
Criteria v3.1 release 5, the [GPOSPP], [GPOSPP-WLAN-EP] and the CEM v3.1 release 5.
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM
Next, recommendations regarding the secure usage of the TOE are provided. These have been
collected along the evaluation process and are detailed to be considered when using the product.
 It is mandatory to strictly follow the steps indicated in the installation documentation in
order to download and install the correct version of the TOE in a proper manner.
 The user guidance must be read and understood in order to operate the TOE in an adequate
manner according to the security target.
CERTIFIER RECOMMENDATIONS
Considering the obtained evidences during the instruction of the certification request [EXT-4490], a
positive resolution is proposed for the product:
Windows Operating Systems (OS):
 Microsoft Windows 10 Home edition (October 2018 Update) (32-bit and 64-bit versions)
 Microsoft Windows 10 Pro edition (October 2018 Update) (64-bit versions)
 Microsoft Windows 10 Enterprise edition (October 2018 Update) (64-bit versions)
 Microsoft Windows Server 2019 Standard edition, version 1809
 Microsoft Windows Server 2019 Datacenter edition, version 1809
TOE Versions:
 Windows 10: build 10.0. 17763 (also known as version 1809)
 Windows Server 2019: build 10.0 17763 (also known as version 1809)
The following security updates must be applied for:
 Windows 10 and Windows Server 2019: all critical updates as of November 30, 2018,
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GLOSSARY
CCN Centro Criptológico Nacional
CNI Centro Nacional de Inteligencia
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
OC Organismo de Certificación
ST Security Target
TOE Target Of Evaluation
BIBLIOGRAPHY
The following standards and documents have been used for the evaluation of the product:
[CC_P1] Common Criteria for Information Technology Security Evaluation Part 1: Introduction and
general model, Version 3.1, R5 Final, April 2017.
[CC_P2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional
components, Version 3.1, R5 Final, April 2017.
[CC_P3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance
components, Version 3.1, R5 Final, April 2017.
[CEM] Common Methodology for Information Technology Security Evaluation: Version 3.1, R5 Final,
April 2017.
[GPOSPP] General Purpose Operating Systems Protection Profile, Version 4.2.1, April 22, 2019.
[GPOSPP-WLAN-EP] General Purpose Operating Systems Protection Profile / Mobile Device
Fundamentals Protection Profile Extended Package (EP) Wireless Local Area Network (WLAN)
Clients, version 1.0, February 8, 2016.
[ST] Microsoft Windows 10, Windows Server 2019 (October 2018 Update) Security Target. Version
0.04, May 6, 2019.
SECURITY TARGET
Along with this certification report, the complete security target of the evaluation is stored and
protected in the Certification Body premises. This document is identified as:
- Microsoft Windows 10, Windows Server 2019 (October 2018 Update) Security Target.
Version 0.04, May 6, 2019.
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The public version of this document constitutes the ST Lite. The ST Lite has also been reviewed for
the needs of publication according to [CCDB-2006-04-004], and it is published along with this
certification report in the Certification Body and CCRA websites. The ST Lite identifier is:
- Microsoft Windows 10, Windows Server 2019 (October 2018 Update) Security Target.
Version 0.05, June 18, 2019.
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RECOGNITION AGREEMENTS
In order to avoid multiple certification of the same product in different countries a mutual
recognition of IT security certificates - as far as such certificates are based on ITSEC or CC - under
certain conditions was agreed.
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)
The SOGIS-Mutual Recognition Agreement (SOGIS-MRA) Version 3 became effective in April 2010. It
defines the recognition of certificates for IT-Products at a basic recognition level and, in addition, at
higher recognition levels for IT-Products related to certain SOGIS Technical Domains only.
The basic recognition level includes Common Criteria (CC) Evaluation Assurance Levels EAL 1 to EAL
4 and ITSEC Evaluation Assurance Levels E1 to E3 (basic). For "Smartcards and similar devices" a
SOGIS Technical Domain is in place. For "HW Devices with Security Boxes" a SOGIS Technical
Domains is in place, too. In addition, certificates issued for Protection Profiles based on Common
Criteria are part of the recognition agreement.
The new agreement has been signed by the national bodies of Austria, Finland, France, Germany,
Italy, The Netherlands, Norway, Spain, Sweden and the United Kingdom. The current list of
signatory nations and approved certification schemes, details on recognition, and the history of the
agreement can be seen on the website at https://www.sogis.eu.
The SOGIS-MRA logo printed on the certificate indicates that it is recognised under the terms of this
agreement by the nations listed above.
The certificate of this TOE is recognized under SOGIS-MRA for all assurance components selected.
International Recognition of CC – Certificates (CCRA)
The international arrangement on the mutual recognition of certificates based on the CC (Common
Criteria Recognition Arrangement, CCRA-2014) has been ratified on 08 September 2014. It covers
CC certificates based on collaborative Protection Profiles (cPP) (exact use), CC certificates based on
assurance components up to and including EAL 2 or the assurance family Flaw Remediation
(ALC_FLR) and CC certificates for Protection Profiles and for collaborative Protection Profiles (cPP).
The CCRA-2014 replaces the old CCRA signed in May 2000 (CCRA-2000). Certificates based on CCRA-
2000, issued before 08 September 2014 are still under recognition according to the rules of CCRA-
2000. For on 08 September 2014 ongoing certification procedures and for Assurance Continuity
(maintenance and re-certification)of old certificates a transition period on the recognition of
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certificates according to the rules of CCRA-2000 (i.e. assurance components up to and including EAL
4 or the assurance family Flaw Remediation (ALC_FLR)) is defined until 08 September 2017.
As of September 2014 the signatories of the new CCRA-2014 are government representatives from
the following nations: Australia, Austria, Canada, Czech Republic, Denmark, Finland, France,
Germany, Greece, Hungary, India, Israel, Italy, Japan, Malaysia, The Netherlands, New Zealand,
Norway, Pakistan, Republic of Korea, Singapore, Spain, Sweden, Turkey, United Kingdom, and the
United States of America.
The current list of signatory nations and approved certification schemes can be seen on the
website: http://www.commoncriteriaportal.org.
The Common Criteria Recognition Arrangement logo printed on the certificate indicates that this
certification is recognised under the terms of this agreement by the nations listed above.
The certificate of this TOE is recognized under CCRA for all assurance components selected.