KECS-CR-20-56 MagicDBPlus v2.0 Certification Report Certification No.: KECS-CISS-1042-2020 2020. 9. 8. IT Security Certification Center Certification Report Page 2 History of Creation and Revision No. Date Revised Pages Description 00 2020.09.08. - Certification report for MagicDBPlus v2.0 - First documentation Certification Report Page 3 This document is the certification report for MagicDBPlus v2.0 for Dreamsecurity Co., LTD. The Certification Body IT Security Certification Center The Evaluation Facility Korea System Assurance (KoSyAs) Certification Report Page 4 Table of Contents 1. Executive Summary.............................................................................................5 2. Identification.........................................................................................................8 3. Security Policy .....................................................................................................9 4. Assumptions and Clarification of Scope..........................................................10 5. Architectural Information ..................................................................................10 6. Documentation................................................................................................... 11 7. TOE Testing........................................................................................................12 8. Evaluated Configuration....................................................................................12 9. Results of the Evaluation ..................................................................................13 9.1 Security Target Evaluation (ASE)............................................................13 9.2 Life Cycle Support Evaluation (ALC) ......................................................13 9.3 Guidance Documents Evaluation (AGD).................................................14 9.4 Development Evaluation (ADV) ..............................................................14 9.5 Test Evaluation (ATE).............................................................................14 9.6 Vulnerability Assessment (AVA)..............................................................15 9.7 Evaluation Result Summary ...................................................................15 10. Recommendations.............................................................................................16 11. Security Target ...................................................................................................16 12. Acronyms and Glossary....................................................................................17 13. Bibliography.......................................................................................................18 Certification Report Page 5 1. Executive Summary This report describes the certification result drawn by the evaluation facility on the results of the MagicDBPlus v2.0 developed by Dreamsecurity Co., Ltd. with reference to the Common Criteria for Information Technology Security Evaluation (“CC” hereinafter)[1]. It describes the evaluation result and its soundness and conformity. The Target of Evaluation (“TOE” hereinafter) is database encryption software to prevent unauthorized exposure of the information from DBMS. Also, the TOE shall provide a variety of security features: security audit, cryptographic operation using cryptographic module, the user identification and authentication including mutual authentication between TOE components, security management, the TOE access session management, and the TSF protection function, etc.. The evaluation of the TOE has been carried out by Korea System Assurance (KOSYAS) and completed on July 29, 2020. The ST claims strict conformance to the Korean National Protection Profile for Database Encryption V1.1[3]. All Security Assurance Requirements (SARs) in the ST are based only upon assurance component in CC Part 3, and the TOE satisfies the SARs. Therefore, the ST and the resulting TOE is CC Part 3 conformant. The Security Functional Requirements (SFRs) are based upon both functional components in CC Part 2 and a newly defined component in the Extended Component Definition chapter of the PP, therefor the ST, and the TOE satisfies the SFRs in the ST. Therefore, the ST and the resulting TOE is CC Part 2 extended. As shown in [Figure 1], the operational environment is comprised of MagicDBPlus v2.0 Server(“Management Server”), MagicDBPlus v2.0 Admin(“Administrative Tool”), MagicDBPlus v2.0 Agent(“Agent”). Installed as a plug-in to the DBMS which has to be protected, the Agent receives TSF data from the Management Server and performs encryption/decryption of user data upon the request from the Application Server. In addition, the authorized administrator manages the scope and policies of encryption befitting security policy required in the organization via the Management Server, using the Administrative Tool. Upon the request of Application Service Users, the Application Server makes a request to the Database Server while the Agent encrypts/decrypts user data, if necessary, and deliver them to Certification Report Page 6 Application Service Users. Moreover, if a critical events(e.g., reaching to audit data threshold, etc.) arises in the Management Server, a mail is sent to a user designated by the authorized administrator via a mail server. [Figure 1] Plug-in type operational environment of the TOE (Agent, Management Server separate type) Communications among TOE components, which rely on a self-implemented protocol, carry out cryptographic communication, using an approved algorithm of the validated cryptographic module (MagicCrypto V2.2.0). The requirements for hardware, software and operating system to install the TOE are shown in [Table 1]. Component Requirement MagicDBPlus v2.0 Server (Management Server) HW CPU Intel(R) Core (TM) i3 CPU @ 2.27 GHz or higher Memory 4 GB or higher HDD Space required for installation of TOE 100 GB or higher Certification Report Page 7 NIC 100/1000 Mbps Ethernet Port 1 unit or higher SW OS CentOS 7.8 (Linux Kernel 3.10.0) 64 bit MagicDBPlus v2.0 Admin (Administrative Tool) HW CPU Intel(R) Core (TM) i5 CPU @ 2.50GHz or higher Memory 4 GB or higher HDD Space required for installation of TOE 500 MB or higher NIC 100/1000 Mbps Ethernet Port 1 unit or higher SW OS Windows 10 Pro 64 bit MagicDBPlus v2.0 Agent (Agent) HW CPU Intel(R) Core (TM) i5 CPU @ 2.30GHz or higher Memory 4 GB or higher HDD Space required for installation of TOE 500 MB or higher NIC 100/1000 Mbps Ethernet Port 1 unit or higher SW OS CentOS 7.8 (Linux Kernel 3.10.0) 64 bit DBMS to be protected Oracle 12.2.0.1.0 64 bit [Table 1] TOE Hardware and Software specifications Certification Validity: The certificate is not an endorsement of the IT product by the government of Republic of Korea or by any other organization that recognizes or gives effect to this certificate, and no warranty of the IT product by the government of Republic of Korea or by any other organization recognizes or gives effect to the certificate, is either expressed or implied. Certification Report Page 8 2. Identification The TOE is software consisting of the following software components and related guidance documents. TOE MagicDBPlus v2.0 Version v2.0.3.0 TOE Components MagicDBPlus v2.0 Server (Management Server) MagicDBPlus v2.0 Server v2.0.3.0 (MagicDBPlus_v2.0_Server_v2.0.3.0.sh) MagidDBPlus v2.0 Admin (Administrative Tool) MagicDBPlus v2.0 Admin v2.0.3.0 (MagicDBPlus_v2.0_Admin_v2.0.3.0.exe) MagicDBPlus v2.0 Agent (Agent) MagicDBPlus v2.0 Agent v2.0.3.0 (MagicDBPlus_v2.0_Agent_v2.0.3.0.sh) Guidance Document MagicDBPlus v2.0 Installation Guide v1.2 (MagicDBPlus_v2.0_PRE_v1.2.pdf) MagicDBPlus v2.0 Operational Guidance v1.2 (MagicDBPlus_v2.0_OPE_v1.2.pdf) [Table 2] TOE identification Note that the TOE is delivered contained in a CD-ROM. [Table 3] summarizes additional information for scheme, developer, sponsor, evaluation, facility, certification body, etc. Scheme Korea Evaluation and Certification Guidelines for IT Security (August 24, 2017) Korea Evaluation and Certification Regulation for IT Security (September 12, 2017) TOE MagicDBPlus v2.0 Certification Report Page 9 Common Criteria Common Criteria for Information Technology Security Evaluation, Version 3.1 Revision 5, CCMB-2017-04-001 ~ CCMB-2017-04-003, April 2017 Protection Profile Korean National Protection Profile for Database Encryption V1.1 Developer Dreamsecurity Co., LTD. Sponsor Dreamsecurity Co., LTD. Evaluation Facility Korea System Assurance (KOSYAS) Completion Date of Evaluation July 29, 2020 Certification Body IT Security Certification Center [Table 3] Additional identification information 3. Security Policy The ST [4] for the TOE claims strict to the Korean National PP for Database Encryption V1.1 [3], and complies security policies defined in the PP by security requirements. Thus, the TOE provides security features defined in the PP as follows:  Security audit: The TOE generates audit records of security relevant events such as the start-up/shutdown of the audit functions, integrity violation, self-test failures, and stores them in the DBMS.  Cryptographic support: The TOE performs cryptographic key management such as key generation, distribution, and destruction, and cryptographic operations such as encryption and decryption using the cryptographic modules (MagicCrypto V2.2.0) validated under the KCMVP.  User data protection: The TOE provides encryption and decryption for the user data in a column of a database.  Identification and authentication: The TOE identifies and authenticates the administrators using their ID/password and mutually authenticates TOE components.  Security management: The TOE allows only an authorized administrator to access the management interface provided by the TOE.  Protection of the TSF: The TOE implements secure communications between Certification Report Page 10 the TOE components to protect the transmitted data. The TOE encrypts the stored TSF data to protect them from unauthorized exposure and modification. The TOE performs self-tests on the TOE components, which includes the self- test on the validated cryptographic module.  TOE access: The TOE manages authorized administrators’ sessions based on access IP addresses and administrator rights, and terminates the sessions after predefined time interval of inactivity. 4. Assumptions and Clarification of Scope There is no explicit Security Problem Definition chapter, therefore no Assumptions secti on in the low assurance ST. Some security aspects of the operational environment are added to those of the PP [3] in which the TOE will be used or is intended to be used (For the detailed and precise definition of the security objectives of the operational envir- onment, refer to the ST [4], chapter 3.). 5. Architectural Information The TOE is software consisting of the following components:  Agent (MagicDBPlus v2.0 Agent)  Management Server (MagicDBPlus v2.0 Server)  Administrative Tool (MagicDBPlus v2.0 Admin) In [Figure 2], the three components perform the same functionalities of audit data generation, cryptographic key management, cryptographic operations, protection of TSF data, and mutual authentication between the components. For the detailed description on the architectural information, refer to the ST [4]. Certification Report Page 11 [Figure 2] Logical scope of the TOE 6. Documentation The following documentation is evaluated and provided with the TOE by the developer to the customer. Identification Date MagicDBPlus v2.0 Installation Guide v1.2 (MagicDBPlus_v2.0_PRE_v1.2.pdf) July 10, 2020 MagicDBPlus v2.0 Operational Guidance v1.2 (MagicDBPlus_v2.0_OPE_v1.2.pdf) July 10, 2020 [Table 4] Documentations Certification Report Page 12 7. TOE Testing The developer took a testing approach based on the security services provided by each TOE components based on the operational environment of the TOE. Each test case includes the following information:  Test no. and conductor: Identifier of each test case and its conductor  Test Purpose: Includes the security functions and modules to be tested  Test Configuration: Details about the test configuration  Test Procedure detail: Detailed procedures for testing each security function  Expected result: Result expected from testing  Actual result: Result obtained by performing testing  Test result compared to the expected result: Comparison between the expected and actual result The developer correctly performed and documented the tests according to the assurance component ATE_FUN.1. The evaluator installed and prepared the TOE in accordance to the preparative procedures, and conducted independent testing based upon test cases devised by the evaluator. The TOE and test configuration are identical to the developer’s tests. Also, the evaluator conducted vulnerability analysis and penetration testing based upon test cases devised by the evaluator resulting from the independent search for potential vulnerabilities. The evaluator’s testing effort, the testing approach, configuration, depth, and results are summarized in the ETR [5]. 8. Evaluated Configuration The TOE is software consisting of the following components: TOE: MagicDBPlus v2.0 (v2.0.3.0)  MagicDBPlus v2.0 Server v2.0.3.0  MagicDBPlus v2.0 Admin v2.0.3.0  MagicDBPlus v2.0 Agent v2.0.3.0 Certification Report Page 13 The Administrator can identify the complete TOE reference after installation using the product’s Info check menu. And the guidance documents listed in this report chapter 6 were evaluated with the TOE. 9. Results of the Evaluation The evaluation facility provided the evaluation result in the ETR [5] which references Single Evaluation Reports for each assurance requirement and Observation Reports. The evaluation result was based on the CC [1] and CEM [2]. As a result of the evaluation, the verdict PASS is assigned to all assurance components. 9.1 Security Target Evaluation (ASE) The ST Introduction correctly identifies the ST and the TOE, and describes the TOE in a narrative way at three levels of abstraction (TOE reference, TOE overview and TOE description), and these three descriptions are consistent with each other. Therefore, the verdict PASS is assigned to ASE_INT.1. The Conformance Claim properly describes how the ST and the TOE conform to the CC and how the ST conforms to PPs and packages. Therefore, the verdict PASS is assigned to ASE_CCL.1. The Security Objectives for the operational environment are clearly defined. Therefore, the verdict PASS is assigned to ASE_OBJ.1. The Extended Components Definition has been clearly and unambiguously defined, and it is necessary. Therefore, the verdict PASS is assigned to ASE_ECD.1. The Security Requirements is defined clearly and unambiguously, and they are internally consistent. Therefore, the verdict PASS is assigned to ASE_REQ.1. The TOE Summary Specification addresses all SFRs, and it is consistent with other narrative descriptions of the TOE. Therefore, the verdict PASS is assigned to ASE_TSS.1. Thus, the ST is sound and internally consistent, and suitable to be used as the basis for the TOE evaluation. The verdict PASS is assigned to the assurance class ASE. 9.2 Life Cycle Support Evaluation (ALC) The developer has clearly identified the TOE. Therefore, the verdict PASS is assigned to ALC_CMC.1. Certification Report Page 14 The configuration management document verifies that the configuration list includes the TOE and the evaluation evidence. Therefore, the verdict PASS is assigned to ALC_CMS.1. Also, the evaluator confirmed that the correct version of the software is installed in device. The verdict PASS is assigned to the assurance class ALC. 9.3 Guidance Documents Evaluation (AGD) The procedures and steps for the secure preparation of the TOE have been documented and result in a secure configuration. Therefore, the verdict PASS is assigned to AGD_PRE.1. The operational user guidance describes for each user role the security functionality and interfaces provided by the TSF, provides instructions and guidelines for the secure use of the TOE, addresses secure procedures for all modes of operation, facilitates prevention and detection of insecure TOE states, or it is misleading or unreasonable. Therefore, the verdict PASS is assigned to AGD_OPE.1. Thus, the guidance documents are adequately describing the user can handle the TOE in a secure manner. The guidance documents take into account the various types of users (e.g. those who accept, install, administrate or operate the TOE) whose incorrect actions could adversely affect the security of the TOE or of their own data. The verdict PASS is assigned to the assurance class AGD. 9.4 Development Evaluation (ADV) The functional specification specifies a high-level description of the SFR-enforcing and SFR-supporting TSFIs, in terms of descriptions of their parameters. Therefore, the verdict PASS is assigned to ADV_FSP.1. The verdict PASS is assigned to the assurance class ADV. 9.5 Test Evaluation (ATE) The developer correctly performed and documented the tests in the test documentation. Therefore, the verdict PASS is assigned to ATE_FUN.1. By independently testing a subset of the TSFI, the evaluator confirmed that the TOE behaves as specified in the functional specification and guidance documentation. Therefore, the verdict PASS is assigned to ATE_IND.1. Thus, the TOE behaves as described in the ST and as specified in the evaluation evidence (described in the ADV class). Certification Report Page 15 The verdict PASS is assigned to the assurance class ATE. 9.6 Vulnerability Assessment (AVA) By penetration testing, the evaluator confirmed that there are no exploitable vulnerabilities by attackers possessing basic attack potential in the operational environment of the TOE. Therefore, the verdict PASS is assigned to AVA_VAN.1. Thus, potential vulnerabilities identified, during the evaluation of the development and anticipated operation of the TOE or by other methods (e.g. by flaw hypotheses), don’t allow attackers possessing basic attack potential to violate the SFRs. The verdict PASS is assigned to the assurance class AVA. 9.7 Evaluation Result Summary Assurance Class Assurance Component Evaluator Action Elements Verdict Evaluator Action Elements Assurance Component Assurance Class ASE ASE_INT.1 ASE_INT.1.1E PASS PASS PASS ASE_INT.1.2E PASS ASE_CCL.1 ASE_CCL.1.1E PASS PASS ASE_OBJ.1 ASE_OBJ.1.1E PASS PASS ASE_ECD.1 ASE_ECD.1.1E PASS PASS ASE_ECD.1.2E PASS ASE_REQ.1 ASE_REQ.1.1E PASS PASS ASE_TSS.1 ASE_TSS.1.1E PASS PASS ASE_TSS.1.2E PASS ALC ALC_CMS.1 ALC_CMS.1.1E PASS PASS PASS ALC_CMC.1 ALC_CMC.1.1E PASS PASS AGD AGD_PRE.1 AGD_PRE.1.1E PASS PASS PASS AGD_PRE.1.2E PASS PASS AGD_OPE.1 AGD_OPE.1.1E PASS PASS ADV ADV_FSP.1 ADV_FSP.1.1E PASS PASS PASS ADV_FSP.1.2E PASS PASS ATE ATE_FUN.1 ATE_FUN.1.1E PASS PASS PASS ATE_IND.1 ATE_IND.1.1E PASS PASS Certification Report Page 16 Assurance Class Assurance Component Evaluator Action Elements Verdict Evaluator Action Elements Assurance Component Assurance Class ATE_IND.1.2E PASS AVA AVA_VAN.1 AVA_VAN.1.1E PASS PASS PASS AVA_VAN.1.2E PASS AVA_VAN.1.3E PASS [Table 5] Evaluation Result Summary 10. Recommendations The TOE security functionality can be ensured only in the evaluated TOE operational environment with the evaluated TOE configuration, thus the TOE shall be operated by complying with the followings:  The TOE must be installed and operated in a physically secure environment accessible only by authorized administrators and should not allow remote management from outside.  The administrator shall maintain a safe state such as application of the latest security patches, eliminating unnecessary service, change of the default ID/password, etc., of the operating system and DBMS in the TOE operation.  The administrator should periodically check a spare space of audit data storage in case of the audit data loss, and carries out the audit data backup to prevent audit data loss.  The developer who uses the TOE to interoperate with the user identification and authentication function in the operational environment of the business system shall ensure that the security functions of the TOE are securely applied in accordance with the requirements of the manual provided with the TOE. 11. Security Target MagicDBPlus v2.0 Security Target v1.3 [4] is included in this report for reference. Certification Report Page 17 12. Acronyms and Glossary CC Common Criteria EAL Evaluation Assurance Level PP Protection Profile SAR Security Assurance Requirement SFR Security Functional Requirement ST Security Target TOE Target of Evaluation TSF TOE Security Functionality TSFI TSF Interface Critical Security Parameter (CSP) Information related to security that can erode the security of the encryption module if exposed or changed (e.g., verification data such as secret key/private key, password, or Personal Identification Number). Management Console Application program such as GUI (Graphical User Interface) or CLI (Command Line Interface) provided to an administrator for management and configuration of a system / It is also used as a synonym with the Administrative Tool in this document. Secret Key Cryptographic key that is used along with a secret key cryptographic algorithm and can be uniquely combined with an entity or more / It shall not be made public. Self-test Pre-operational or conditional test executed by the cryptographic module Validated Cryptographic Module A cryptographic module that is validated and given a validation number by validation authority Certification Report Page 18 13. Bibliography The certification body has used following documents to produce this report. [1] Common Criteria for Information Technology Security Evaluation, Version 3.1 Revision 5, CCMB-2017-04-001 ~ CCMB-2017-04-003, April, 2017 [2] Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision 5, CCMB-2017-04-004, April, 2017 [3] Korean National Protection Profile for Database Encryption V1.1, KECS-PP- 0820a-2017, December 11, 2019 [4] MagicDBPlus v2.0 Security Target v1.3, July 10, 2020 [5] MagicDBPlus v2.0 Evaluation Technical Report(ETR) Lite V1.00, July 29, 2020