National Information Assurance Partnership Common Criteria Evaluation and Validation Scheme Validation Report for IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) Report Number: CCEVS-VR-11047-2020 Dated: May 1, 2020 Version: 1.1 National Institute of Standards and Technology National Security Agency Information Technology Laboratory Information Assurance Directorate 100 Bureau Drive 9800 Savage Road STE 6940 Gaithersburg, MD 20899 Fort George G. Meade, MD 20755-6940 ® TM VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) ii ACKNOWLEDGEMENTS Validation Team Daniel Faigin The Aerospace Corporation John Butterworth Patrick Mallett, PhD Paul Bicknell The MITRE Corporation Common Criteria Testing Laboratory Leidos Columbia, MD VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) iii Table of Contents 1 Executive Summary...................................................................................................................1 2 Identification..............................................................................................................................4 2.1 Threats...............................................................................................................................4 2.2 Organizational Security Policies.......................................................................................4 3 Architectural Information ..........................................................................................................5 4 Assumptions...............................................................................................................................8 4.1 Clarification of Scope .......................................................................................................8 5 Security Policy...........................................................................................................................9 5.1 Security Audit...................................................................................................................9 5.2 User Data Protection.........................................................................................................9 5.3 Identification and Authentication ...................................................................................10 5.4 Security Management .....................................................................................................10 5.5 Protection of the TSF......................................................................................................10 5.6 TOE Access ....................................................................................................................10 6 Documentation.........................................................................................................................11 7 Independent Testing.................................................................................................................12 7.1 Evaluation team independent testing ..............................................................................12 7.2 Vulnerability Survey.......................................................................................................12 8 Evaluated Configuration ..........................................................................................................14 9 Results of the Evaluation .........................................................................................................15 10 Validator Comments/Recommendations .................................................................................16 11 Annexes....................................................................................................................................16 12 Security Target.........................................................................................................................18 13 Abbreviations and Acronyms ..................................................................................................19 14 Bibliography ............................................................................................................................21 VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) iv List of Figures Figure 1 Simplified block diagram of a 2-Port KVM TOE............................................................ 6 VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) v List of Tables Table 1: IOGEAR Secure KVM Switch Series TOE Models ........................................................ 2 Table 2: Evaluation Details............................................................................................................. 3 Table 3: TOE Security Assurance Requirements ......................................................................... 15 Table 4: Security Target Identification......................................................................................... 18 VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 1 1 Executive Summary This report is intended to assist the end-user of this product and any security certification agent for that end-user to determine the suitability of this Information Technology (IT) product in their environment. End-users should review the Security Target (ST) [5]1 , (which is where specific security claims are made) as well as this Validation Report (VR) (which describes how those security claims were evaluated, tested, and any restrictions that may be imposed upon the evaluated configuration) to help in that determination. Prospective users should carefully read the Assumptions and Clarification of Scope in section 4 and the Validator Comments in section 10, where any restrictions on the evaluated configuration are highlighted. This report documents the National Information Assurance Partnership (NIAP) assessment of the evaluation of the IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) of peripheral sharing switches. It presents the evaluation results, their justifications, and the conformance results. This VR is not an endorsement of the Target of Evaluation (TOE) by any agency of the U.S. Government and no warranty of the TOE is either expressed or implied. This VR applies only to the specific version and configuration of the product as evaluated and as documented in the ST. The evaluation of the IOGEAR Secure KVM Switch Series of peripheral sharing switches was performed by Leidos Common Criteria Testing Laboratory (CCTL) in Columbia, Maryland, in the United States and was completed in May 2020. The evaluation was conducted in accordance with the requirements of the Common Criteria and Common Methodology for IT Security Evaluation (CEM), version 3.1, revision 4 [4] and the assurance activities specified in the Protection Profile for Peripheral Sharing Switch, Version 3.0 [5]. Leidos performed an analysis of the NIAP Technical Decisions (https://www.niap- ccevs.org/Documents_and_Guidance/view_tds.cfm). Leidos determined Technical Decisions TD0083, TD0086, TD0136, TD0144, TD0251, TD0298, and TD0421 applied to this evaluation. The evaluation was consistent with NIAP Common Criteria Evaluation and Validation Scheme (CCEVS) policies and practices as described on their web site (www.niap-ccevs.org). The Leidos evaluation team determined that the IOGEAR Secure KVM Switch Series of peripheral sharing switches is conformant to the claimed Protection Profile (PP) and, when installed, configured and operated as specified in the evaluated guidance documentation, satisfied all of the security functional requirements stated in the ST. The information in this VR is largely derived from the publicly available Assurance Activities Report (AAR) [7] and the associated proprietary test report [8] produced by the Leidos evaluation team. 1 See section 14 Bibliography. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 2 Each device in the IOGEAR Secure KVM Switch series is a peripheral sharing switch that allows for securely sharing one set of peripherals between multiple computers. A user may connect a mouse, keyboard, user authentication device (for example, CAC reader), speaker, and one or two video displays to a Secure KVM Switch. The user may switch the set of peripherals between connected computers. The maximum number of connected computers is two, four, or eight depending on model. The user can switch the peripherals between any of the connected computers while preventing unauthorized data flows or leakage between computers. The TOE is the following models of the IOGEAR Secure KVM Switch Series. The firmware version for all models is v1.1.101. Table 1: IOGEAR Secure KVM Switch Series TOE Models Configuration 2-Port 4-Port 8-Port DisplayPort Single Head GCS1412TAA3 GCS1414TAA3 GCS1418TAA3 Dual Head GCS1422TAA3 GCS1424TAA3 GCS1428TAA3 HDMI Single Head GCS1312TAA3 GCS1314TAA3 GCS1318TAA3 Dual Head GCS1322TAA3 GCS1324TAA3 GCS1328TAA3 DVI Single Head GCS1212TAA3 GCS1214TAA3 GCS1218TAA3 Dual Head GCS1222TAA3 GCS1224TAA3 GCS1228TAA3 In Table 1, DisplayPort and HDMI configurations support HDMI monitor peripherals. DVI configurations support DVI monitors. All TOE devices support both USB and PS/2 keyboards and mice. The validation team monitored the activities of the evaluation team, examined evaluation evidence, provided guidance on technical issues and evaluation processes, and reviewed the evaluation results produced by the evaluation team. The validation team found that the evaluation results showed that all assurance activities specified in the claimed PP had been completed successfully and that the product satisfied all of the security functional and assurance requirements as stated in the ST. Therefore the validation team concludes that the testing laboratory’s findings are accurate, the conclusions justified, and the conformance results are correct. The conclusions of the testing laboratory in the evaluation technical report are consistent with the evidence produced. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 3 The products, when configured as specified in the guidance documentation, satisfy all of the security functional requirements stated in the IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) Security Target. Item Identifier Evaluated Product IOGEAR Secure KVM Switches Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) Sponsor & Developer IOGEAR 15365 Barranca Pkwy, Irvine, CA 92618 CCTL Leidos Common Criteria Testing Laboratory 6841 Benjamin Franklin Drive Columbia, MD 21046 Completion Date May 1, 2020 CC Common Criteria for Information Technology Security Evaluation, Version 3.1, Revision 4, September 2012 Interpretations There were no applicable interpretations used for this evaluation. CEM Common Methodology for Information Technology Security Evaluation: Version 3.1, Revision 4, September 2012 PP Protection Profile for Peripheral Sharing Switch, Version 3.0 Disclaimer The information contained in this Validation Report is not an endorsement of the IOGEAR Secure KVM Switch Series by any agency of the U.S. Government and no warranty of the IOGEAR Secure KVM Switch Series is either expressed or implied. Evaluation Personnel Gregory Beaver Justin Fisher Allen Sant Furukh Siddique Kevin Steiner Validation Personnel John Butterworth, Lead Validator Patrick Mallett, ECR Team, Paul Bicknell, Senior Validator Daniel Faigin, Senior Validator Table 2: Evaluation Details VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 4 2 Identification The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards and Technology (NIST) effort to establish commercial facilities to perform trusted product evaluations. Under this program, security evaluations are conducted by commercial testing laboratories called Common Criteria Testing Laboratories (CCTLs) in accordance with National Voluntary Laboratory Assessment Program (NVLAP) accreditation. The NIAP Validation Body assigns validators to monitor the CCTLs to ensure quality and consistency across evaluations. Developers of information technology products desiring a security evaluation contract with a CCTL and pay a fee for their product’s evaluation. Upon successful completion of the evaluation, the product is added to NIAP’s Product Compliant List (PCL) (https://www.niap-ccevs.org/Product/). The following table identifies the evaluated Security Target and TOE. Name Description ST Title IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) Security Target ST Version v1.0 Publication Date March 6, 2020 Vendor and ST Author IOGEAR TOE Reference IOGEAR Secure KVM Switch Series identified in Table 1 TOE Software Version Firmware version v1.1.101 Keywords KVM Switch, Peripheral Sharing Switch 2.1 Threats The Threats addressed by the TOE are those contained in the Protection Profile for Peripheral Sharing Switch [5]. 2.2 Organizational Security Policies There are no Organizational Security Policies for the Protection Profile for Peripheral Sharing Switch [5]. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 5 3 Architectural Information The IOGEAR Secure KVM Switch series are keyboard, video, mouse (KVM) switches with the following characteristics:  2/4/8 port USB HDMI single and dual display for DisplayPort (6 devices)  2/4/8 port USB HDMI single and dual display for HDMI (6 devices)  2/4/8 port USB DVI single and dual display for DVI (6 devices). IOGEAR Secure KVM Switch series devices allow for the connection of a mouse, keyboard, user authentication device such as smart card or CAC reader (optional), speaker (optional), and one or two video displays (depending on specific model) to the Secure KVM Switch console ports. The Secure KVM Switch computer ports are then connected to up to 2, 4, or 8 separate computers (depending on specific model). The user can then switch the peripherals that are connected to the console ports between any of computers connected to the computer ports using a push button on the front of the device. The selected computer is always identifiable by a bright orange LED associated with the applicable selection button. The Secure KVM Switch products support analog audio output and USB connections for the keyboard, mouse, and user authentication device for the computer ports. Depending on model, they support DisplayPort, DVI-I, or HDMI for the computer video display interface. The switched peripherals on the console side are analog audio output, USB or PS/2 keyboard and mouse, USB user authentication device, and HDMI or DVI-I video output (depending on model). Separate USB cables are used to connect the keyboard/mouse combination and the user authentication device to the connected computers. Models that support DisplayPort video on the computer sider convert the DisplayPort video signal to HDMI for output to the connected display(s) on the console port(s). IOGEAR Secure KVM Switch series devices also support audio output connections from the computers to a connected audio output device. Only speaker connections are supported and the use of an analog microphone or line-in audio device is prohibited. IOGEAR Secure KVM Switch series devices implement a secure isolation design for all 2/4/8- Port and DVI/HDMI/DisplayPort models to share a single set of peripheral components. Each peripheral has its own dedicated data path. USB keyboard and mouse peripherals are filtered and emulated. The USB authentication device connection is on a separate circuit from the keyboard and mouse and, after filtering for qualification, has a direct connection path to the selected computer. The TOE does not emulate the user authentication device function. DisplayPort video from the selected computer is converted to HDMI for communication with the connected video display and the AUX channel is monitored and converted to video. IOGEAR Secure KVM Switch series devices are designed to enforce the allowed and disallowed data flows between user peripheral devices and connected computers as specified in [5]. Data leakage is prevented across the TOE to avoid compromise of the user's information. Modern KVM security approaches address the risk of TOE local user data leakage through remote attacks to coupled networks in addition to protecting user information passing through the TOE. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 6 IOGEAR Secure KVM Switch series devices automatically clear the internal TOE keyboard and mouse buffers. The following figure shows the data path design using a 2-Port KVM as an example. Figure 1 Simplified block diagram of a 2-Port KVM TOE The data flow of USB and PS/2 keyboard/mouse is controlled by two types of host controller for console human interface device (HID) keyboard and pointing devices: USB host controller and PS/2 host controller. Details of the data flow architecture are provided in the proprietary IOGEAR Secure KVM Switch Isolation Document. All keyboard and mouse connections are filtered first, and only authorized devices will be allowed. The TOE emulates data from authorized USB or PS/2 keyboard and mouse to USB data for computer sources. The TOEs proprietary design ensures there is no possibility of data leakage from a user’s peripheral output device to the input device; ensures that no unauthorized data flows from the monitor to a connected computer; and unidirectional buffers ensure that the audio data can travel only from the selected computer to the audio device. There is no possibility of data leakage between computers or from a peripheral device connected to a console port to a non-selected computer. Each connected computer has its own independent Device Controller, power circuit, and EEPROM. Additionally, keyboard and mouse are always switched together. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 7 All IOGEAR Secure KVM Switch series devices feature hardware security mechanisms including tamper-evident labels, always active chassis-intrusion detection, and tamper-proof hardware construction. Software security includes restricted USB connectivity (non-HID are ignored when switching), an isolated channel per port that makes it impossible for data to be communicated between computers, and automatic clearing of the keyboard and mouse buffer. IOGEAR Secure KVM Switch series devices are compatible with standard personal/portable computers, servers or thin-clients. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 8 4 Assumptions The Assumptions that exist for the TOE are those contained in the Protection Profile for Peripheral Sharing Switch [5]. 4.1 Clarification of Scope All evaluations (and all products) have limitations, as well as potential misconceptions that need clarification. This text covers some of the more important limitations and clarifications of this evaluation. Note that: 1. As with any evaluation, this evaluation only shows that the evaluated configuration meets the security claims made, with a certain level of assurance (the assurance activities specified in the claimed PPs and performed by the evaluation team). 2. This evaluation covers only the specific hardware products, and firmware versions identified in this document, and not any earlier or later versions released or in process. 3. The evaluation of security functionality of the product was limited to the functionality specified in the claimed PPs. Any additional security related functional capabilities of the product were not covered by this evaluation. Any additional non-security related functional capabilities of the product, even those described in the ST, were not covered by this evaluation. 4. This evaluation did not specifically search for, nor attempt to exploit, vulnerabilities that were not “obvious” or vulnerabilities to objectives not claimed in the ST. The CEM [4] defines an “obvious” vulnerability as one that is easily exploited with a minimum of understanding of the TOE, technical sophistication and resources. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 9 5 Security Policy IOGEAR Secure KVM Switch series devices enforce the following TOE security functional policies as specified in the ST. 5.1 Security Audit The TOE generates audit records for the authorized administrator actions. Each audit record records a standard set of information such as date and time of the event, type of event, and the outcome (success or failure) of the event. 5.2 User Data Protection The TOE controls and isolates information flowing between the peripheral device interfaces and a computer interface. The peripheral devices supported include:  USB keyboard,  USB mouse,  PS/2 keyboard,  PS/2 mouse,  USB authentication device (CAC reader or smart card reader),  Audio output, and  DVI or HDMI video (depending on device type). Some TOE models accept DisplayPort signals at the computer interface and convert the signals to HDMI signals at the console interface. The TOE only supports USB keyboard/mouse at the computer interface. The TOE authorizes peripheral device connections with the TOE console ports based on the peripheral device type. The TOE ensures that any previous information content of a resource is made unavailable upon the deallocation of the resource from a TOE computer interface immediately after the TOE switch to another selected computer and on start-up of the TOE. The TOE provides a Reset to Factory Default function allowing authenticated authorized Administrators to remove all settings previously configured by the Administrator (such as USB device whitelist/blacklist). Once the Reset to Factory Default function has been completed, the Secure KVM will terminate the Administrator Logon mode, purge keyboard/mouse buffer, and power cycle the Secure KVM automatically. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 10 5.3 Identification and Authentication The TOE provides an identification and authentication function for the administrative user to perform administrative functions such as configuring the user authentication device filtering whitelist and blacklist (configurable device filtration). The authorized administrator must logon by providing a valid password. 5.4 Security Management The TOE supports configurable device filtration (CDF). This function is restricted to the authorized administrator and allows the TOE to be configured to accept or reject specific USB devices using CDF whitelist and blacklist parameters. Additionally, the TOE provides security management functions to reset to factory default and to change the administrator password. 5.5 Protection of the TSF The TOE runs a suite of self-tests during initial startup and after activating the reset button. The suite includes:  Test of the basic TOE hardware and firmware integrity,  Test of the basic computer-to-computer isolation, and  Test of critical security functions (i.e., user control and anti-tampering). The TOE provides users with the capability to verify the integrity of the TSF and the TSF functionality. The TOE resists physical attacks on the TOE enclosure for the purpose of gaining access to the internal components or to damage the anti-tampering battery by becoming permanently disabled when tampering is detected. The TOE preserves a secure state by disabling the TOE when there is a failure of the power on self-test or a failure of the anti-tampering function. The TOE provides unambiguous detection of physical tampering that might compromise the TSF. The TSF provides the capability to determine whether physical tampering with the TSF's devices or TSF's elements has occurred. 5.6 TOE Access The TOE displays a continuous visual indication of the computer to which the user is currently connected, including on power up, and on reset. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 11 6 Documentation The guidance documentation examined during the course of the evaluation and delivered with the TOE is as follows:  IOGEAR 2/4/8-Port USB DVI/HDMI/DisplayPort, Single/Dual View Secure KVM Switch Administrator’s Guide v1.06, 06 March 2020  IOGEAR 2/4/8-Port USB DVI/HDMI/DisplayPort, Single/Dual View Secure KVM Switch User Manual v1.07, 06 March 2020  IOGEAR 2/4/8-Port USB DVI/HDMI/DisplayPort, Single/Dual View Secure KVM Switch Port Authentication Utility Guide v1.06, 06 March 2020  IOGEAR 2/4/8-Port USB DVI/HDMI/DisplayPort, Single/Dual View Secure KVM Switch Admin Log Audit Code, IOGEAR Proprietary Document v1.06, 06 March 2020 o Note: The Administrator’s Guide, Port Authentication Utility Guide, and Admin Log Audit Code documents are provided only to registered customers. The above documents are considered to be part of the evaluated TOE. The documentation is available by download from www.iogear.com. Any additional customer documentation delivered with the TOE or made available through electronic downloads should not be relied upon for using the TOE in its evaluated configuration. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 12 7 Independent Testing 7.1 Evaluation team independent testing This section describes the testing efforts of the evaluation team. It is derived from information contained in the following proprietary document:  IOGEAR Secure KVM Switch Series Common Criteria Test Report and Procedures, Version 1.1, April 24, 2020 [8] A non-proprietary summary of the test configuration, test tools, and tests performed may be found in:  Assurance Activities Report For IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3), Version 1.0, April 24, 2020 [7] The purpose of the testing activity was to confirm the TOE behaves in accordance with the TOE security functional requirements as specified in the ST for a product claiming conformance to Protection Profile for Peripheral Sharing Switch [5]. The evaluation team devised a Test Plan based on the Testing Assurance Activities specified in Protection Profile for Peripheral Sharing Switch, [5]. The Test Plan described how each test activity was to be instantiated within the TOE test environment. The evaluation team executed the tests specified in the Test Plan and documented the results in the team test report listed above. Independent testing took place at the Leidos facility in Columbia, Maryland from January 6, 2020 to February 28, 2020. The evaluators received the TOE in the form that normal customers would receive it, installed and configured the TOE in accordance with the provided guidance, and exercised the Team Test Plan on equipment configured in the testing laboratory. Given the complete set of test results from the test procedures exercised by the evaluators, the testing requirements for Protection Profile for Peripheral Sharing Switch [5] were fulfilled. 7.2 Vulnerability Survey Searches of public domain sources for potential vulnerabilities in the TOE were conducted periodically throughout the evaluation. An initial search was conducted on November 21, 2019, and a second search was conducted on March 3, 2020. The results of these searches are documented in [VA]. The product vendor does not publish vulnerability information on its web site, so the vulnerability search was limited to Google search and the National Vulnerability Database. A VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 13 Google search of the product did not identify any vulnerabilities specific to the TOE (results were found for IOGEAR IP-based KVM switches but the TOE does not include any such model). Vulnerability searches were performed using the terms listed below for the rationale listed below: Search Term Search Type Rationale aten Advanced: Vendor TOE vendor belkin Advanced: Vendor Comparable vendor black box Advanced: Vendor Comparable vendor blackbox Advanced: Vendor Comparable vendor iogear Advanced: Vendor TOE vendor (OEM) ipgard Advanced: Vendor Comparable vendor kvm Basic: Keyword General type kvm switch Basic: Keyword TOE type peripheral switch Basic: Keyword TOE type raritan Advanced: Vendor TOE vendor (OEM) smartavi Advanced: Vendor Comparable vendor tripplite Advanced: Vendor Comparable vendor While some results were returned, no results applied to the specific TOE models or to the technology used by the TOE (for example, “kvm” returns results for the Linux Kernel-based Virtual Machine technology which is not applicable to the TOE). In the absence of public vulnerabilities, the evaluation team determined that the test assurance activities prescribed by the claimed PP, specifically related to unintended switching, connectivity of unauthorized peripherals, attempts to reverse audio signal, and attempts to breach the physical boundary of the TOE demonstrate sufficient resilience of the TOE to an attacker of Basic attack potential. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 14 8 Evaluated Configuration The evaluated version of the TOE consists of the IOGEAR Secure KVM Switch series devices identified in Table 1. The TOE must be deployed as described in section 4 Assumptions of this document and be configured in accordance with the documentation identified in Section 6. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 15 9 Results of the Evaluation The evaluation was conducted based upon the assurance activities specified in Protection Profile for Peripheral Sharing Switch [5] in conjunction with version 3.1 revision 4 of the CC and the CEM ([1], [2], [3], and [4]). A verdict for an assurance component is determined by the resulting verdicts assigned to the corresponding evaluator action elements. The validation team’s assessment of the evidence provided by the evaluation team is that the evidence demonstrates the evaluation team performed the assurance activities in the claimed PPs, and correctly verified that the product meets the claims in the ST. The details of the evaluation are recorded in the Evaluation Technical Report (ETR) [9], which is controlled by the Leidos CCTL. The security assurance requirements are listed in the following table. Table 3: TOE Security Assurance Requirements Assurance Component ID Assurance Component Name ADV_FSP.1 Basic function specification AGD_OPE.1 Operational user guidance AGD_PRE.1 Preparative procedures ALC_CMC.1 Labeling of the TOE ALC_CMS.1 TOE CM coverage ATE_IND.1 Independent testing – conformance AVA_VAN.1 Vulnerability survey VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 16 10 Validator Comments/Recommendations The validation team notes that the evaluated configuration is dependent upon the TOE being configured per the evaluated configuration instructions in the documents listed in Section 6. No versions of the TOE and software, either earlier or later were evaluated. Please note that the functionality evaluated is scoped exclusively to the security functional requirements specified in the Security Target. Other functionality included in the product was not assessed as part of this evaluation. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 17 11 Annexes Not applicable. VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 18 12 Security Target Table 4: Security Target Identification Name Description ST Title IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) Security Target ST Version v1.0 Publication Date March 6, 2020 VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 19 13 Abbreviations and Acronyms AAR Assurance Activity Report AUX Auxiliary (Channel) CAC Common Access Card CC Common Criteria CCEVS Common Criteria Evaluation and Validation Scheme CCTL Common Criteria Test Lab CDF Configurable Device Filtration CEM Common Evaluation Methodology DP DisplayPort DVI Digital Visual Interface EEPROM Electrically Erasable Programmable Read-Only Memory ETR Evaluation Technical Report HDMI High Definition Multimedia Interface HID Human Interface Device IT Information Technology KVM Keyboard, Video and Mouse LED Light-Emitting Diode NIAP National Information Assurance Partnership NIST National Institute of Standards and Technology NSA National Security Agency NVLAP National Voluntary Laboratory Assessment Program PC Personal Computer PCL Product Compliant List PP Protection Profile PSS Peripheral Sharing Switch ST Security Target TOE Target of Evaluation VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 20 TSF TOE Security Functions USB Universal Serial Bus VR Validation Report VALIDATION REPORT IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) 21 14 Bibliography The Validation Team used the following documents to produce this Validation Report: [1] Common Criteria for Information Technology Security Evaluation Part 1: Introduction, Version 3.1, Revision 4, September 2012. [2] Common Criteria for Information Technology Security Evaluation Part 2: Security Functional Requirements, Version 3.1 Revision 4, September 2012. [3] Common Criteria for Information Technology Security Evaluation Part 3: Security Assurance Components, Version 3.1 Revision 4, September 2012. [4] Common Methodology for Information Technology Security Evaluation, Evaluation Methodology, Version 3.1, Revision 4, September 2012. [5] Protection Profile for Peripheral Sharing Switch (PSS), Version 3.0, 13 February 2015 [6] IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3) Security Target, Version 1.0, March 6, 2020 [7] Assurance Activities Report for IOGEAR Secure KVM Switch Series (models GCS12xxTAA3, GCS13xxTAA3, and GCS14xxTAA3), Version 1.0, April 24, 2020 [8] IOGEAR Secure KVM Switch Series Common Criteria Test Report and Procedures, Version 1.1, April 24, 2020 [9] Evaluation Technical Report for IOGEAR Secure KVM Switch, Version 1.0, April 24, 2020