TÜV Rheinland Nederland B.V. Head Office: Westervoortsedijk 73 NL-6827 AV Arnhem P.O. Box 2220 NL-6802 CE Arnhem The Netherlands Location Leek: Eiberkamp 10 NL-9351 VT Leek P.O. Box 37 NL-9350 AA Leek The Netherlands info@nl.tuv.com www.tuv.com/nl Tel. +31 (0)88 888 7 888 Fax +31 (0)88 888 7 879 TÜV Rheinland Nederland B.V. is a registered company at the Netherlands Chamber of Commerce (KVK), under number 27288788. VAT number: NL815820380B01 IBAN: NL61DEUT0265155096 Version 2021-05 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Certification Report Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE- FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100 Sponsor and developer: Huawei Technologies Co., Ltd. Huawei Industrial Base, Bantian, Longgang, Shenzhen 518129 People’s Republic of China Evaluation facility: SGS Brightsight B.V. Brassersplein 2 2612 CT Delft The Netherlands Report number: NSCIB-CC-0351632-CR Report version: 1 Project number: 0351632 Author(s): Kjartan Jæger Kvassnes Date: 20 September 2021 Number of pages: 12 Number of appendices: 0 Reproduction of this report is authorised only if the report is reproduced in its entirety. Page: 2/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. CONTENTS Foreword 3 Recognition of the Certificate 4 International recognition 4 European recognition 4 1 Executive Summary 5 2 Certification Results 6 2.1 Identification of Target of Evaluation 6 2.2 Security Policy 6 2.3 Assumptions and Clarification of Scope 6 2.3.1 Assumptions 6 2.3.2 Clarification of scope 7 2.4 Architectural Information 7 2.5 Documentation 8 2.6 IT Product Testing 8 2.6.1 Testing approach and depth 8 2.6.2 Independent penetration testing 8 2.6.3 Test configuration 9 2.6.4 Test results 9 2.7 Reused Evaluation Results 9 2.8 Evaluated Configuration 9 2.9 Evaluation Results 9 2.10 Comments/Recommendations 9 3 Security Target 11 4 Definitions 11 5 Bibliography 12 Page: 3/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Foreword The Netherlands Scheme for Certification in the Area of IT Security (NSCIB) provides a third-party evaluation and certification service for determining the trustworthiness of Information Technology (IT) security products. Under this NSCIB, TÜV Rheinland Nederland B.V. has the task of issuing certificates for IT security products, as well as for protection profiles and sites. Part of the procedure is the technical examination (evaluation) of the product, protection profile or site according to the Common Criteria assessment guidelines published by the NSCIB. Evaluations are performed by an IT Security Evaluation Facility (ITSEF) under the oversight of the NSCIB Certification Body, which is operated by TÜV Rheinland Nederland B.V. in cooperation with the Ministry of the Interior and Kingdom Relations. An ITSEF in the Netherlands is a commercial facility that has been licensed by TÜV Rheinland Nederland B.V. to perform Common Criteria evaluations; a significant requirement for such a licence is accreditation to the requirements of ISO Standard 17025 “General requirements for the accreditation of calibration and testing laboratories”. By awarding a Common Criteria certificate, TÜV Rheinland Nederland B.V. asserts that the product or site complies with the security requirements specified in the associated (site) security target, or that the protection profile (PP) complies with the requirements for PP evaluation specified in the Common Criteria for Information Security Evaluation. A (site) security target is a requirements specification document that defines the scope of the evaluation activities. The consumer should review the (site) security target or protection profile, in addition to this certification report, to gain an understanding of any assumptions made during the evaluation, the IT product's intended environment, its security requirements, and the level of confidence (i.e., the evaluation assurance level) that the product or site satisfies the security requirements stated in the (site) security target. Reproduction of this report is authorised only if the report is reproduced in its entirety. Page: 4/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Recognition of the Certificate The presence of the Common Criteria Recognition Arrangement (CCRA) and the SOG-IS logos on the certificate indicates that this certificate is issued in accordance with the provisions of the CCRA and the SOG-IS Mutual Recognition Agreement (SOG-IS MRA) and will be recognised by the participating nations. International recognition The CCRA was signed by the Netherlands in May 2000 and provides mutual recognition of certificates based on the Common Criteria (CC). Since September 2014 the CCRA has been updated to provide mutual recognition of certificates based on cPPs (exact use) or STs with evaluation assurance components up to and including EAL2+ALC_FLR. For details of the current list of signatory nations and approved certification schemes, see http://www.commoncriteriaportal.org. European recognition The SOG-IS MRA Version 3, effective since April 2010, provides mutual recognition in Europe of Common Criteria and ITSEC certificates at a basic evaluation level for all products. A higher recognition level for evaluation levels beyond EAL4 (respectively E3-basic) is provided for products related to specific technical domains. This agreement was signed initially by Finland, France, Germany, The Netherlands, Norway, Spain, Sweden and the United Kingdom. Italy joined the SOG-IS MRA in December 2010. For details of the current list of signatory nations, approved certification schemes and the list of technical domains for which the higher recognition applies, see https://www.sogis.eu. Page: 5/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 1 Executive Summary This Certification Report states the outcome of the Common Criteria security evaluation of the Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100. The developer of the Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100 is Huawei Technologies Co., Ltd. located in Shenzhen, China and they also act as the sponsor of the evaluation and certification. A Certification Report is intended to assist prospective consumers when judging the suitability of the IT security properties of the product for their particular requirements. The TOE is a network cloud engine developed by Huawei. Positioned as the brain of future cloud- based networks, NCE integrates functions such as network management, service control, and network analysis. It is the core enablement system for network resource pooling, network connection automation and self-optimization, and O&M automation. The TOE manages and controls IP network devices on data centre networks. It can be deployed to suite the intended environment. Even though there are multiple deployment scenarios the TOE’s logical architecture and security features remains the same for all scenarios. The TOE has been evaluated by SGS Brightsight B.V. located in Delft, The Netherlands. The evaluation was completed on 7 September 2021 with the approval of the ETR. The certification procedure has been conducted in accordance with the provisions of the Netherlands Scheme for Certification in the Area of IT Security [NSCIB]. The scope of the evaluation is defined by the security target [ST], which identifies assumptions made during the evaluation, the intended environment for the Huawei iMaster NCE V100R020C10 for NCE- Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100, the security requirements, and the level of confidence (evaluation assurance level) at which the product is intended to satisfy the security requirements. Consumers of the Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100 are advised to verify that their own environment is consistent with the security target, and to give due consideration to the comments, observations and recommendations in this certification report. The results documented in the evaluation technical report [ETR] 1 for this product provide sufficient evidence that the TOE meets the EAL4 augmented (EAL4+) assurance requirements for the evaluated security functionality. This assurance level is augmented with ALC_FLR.2 (Flaw reporting procedures). The evaluation was conducted using the Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision 5 [CEM] for conformance to the Common Criteria for Information Technology Security Evaluation, Version 3.1 Revision 5 [CC] (Parts I, II and III). TÜV Rheinland Nederland B.V., as the NSCIB Certification Body, declares that the evaluation meets all the conditions for international recognition of Common Criteria Certificates and that the product will be listed on the NSCIB Certified Products list. Note that the certification results apply only to the specific version of the product as evaluated. 1 The Evaluation Technical Report contains information proprietary to the developer and/or the evaluator, and is not available for public review. Page: 6/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 2 Certification Results 2.1 Identification of Target of Evaluation The Target of Evaluation (TOE) for this evaluation is the Huawei iMaster NCE V100R020C10 for NCE- Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100 from Huawei Technologies Co., Ltd. located in Shenzhen, China. The TOE is comprised of the following main components: Delivery item type Identifier Version Software iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN V100R20C10SPC100 Software iMaster NCE V300R020C10 for NCE-Campus V300R020C10SPC100 To ensure secure usage a set of guidance documents is provided, together with the Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100. For details, see section 2.5 “Documentation” of this report. 2.2 Security Policy iMaster NCE is a unified platform that manages, controls, and maintains cloud-based Software Defined Networks (SDNs). NCE can be used in carrier, enterprise, and residential service scenarios. It is a unified software orchestration and workflow engine that implements automation and autonomy, including planning and simulation, service provisioning, monitoring, assurance, and optimization, on physical and virtual networks throughout their lifecycles. The major security features of NCE that are subject to evaluation are: 1. User management 2. Authentication 3. Access control 4. Communication security 5. User session management 6. Auditing 7. Security management function 8. Cryptographic functions 2.3 Assumptions and Clarification of Scope 2.3.1 Assumptions The assumptions defined in the Security Target are not covered by the TOE itself. These aspects lead to specific Security Objectives to be fulfilled by the TOE-Environment. For detailed information on the security objectives that must be fulfilled by the TOE environment, see section 4.2 of the [ST]. Page: 7/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 2.3.2 Clarification of scope The evaluation did not reveal any threats to the TOE that are not countered by the evaluated security functions of the product. 2.4 Architectural Information The TOE logical architecture consists of two independent planes, and each plane consists of a number of subsystems and modules:  Management plane o The plane that is responsible to manage the TOE itself. It consist of the following subsystems:  Security subsystem  Responsible for providing the security features of the TOE (I&A, communication security, security management, certification management, key management, and audit logs).  Management subsystem  Functional subsystem to perform management tasks of the TOE, such as performing the backup or monitoring the system usage.  O&M plane o The plane that is responsible for providing main functionalities of the TOE; managing the network elements (NE). It consists of the following subsystems:  NBI subsystem  Provides north bound interfaces (e.g. SNMPv3, SFTP, etc.) to the north bound device OSS (Operation Support System).  Security subsystem  Responsible for providing the security features of the TOE (I&A, communication security, security management, certification management, key management, and audit logs).  O&M subsystem  Provides the business functionalities for the TOE to manage the network elements. o SBI subsystem Page: 8/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval.  Provides access channels and secure channels for the TOE and NEs to communicate in a protected manner. 2.5 Documentation The following documentation is provided with the product by the developer to the customer: Identifier Version CC HUAWEI iMaster NCE V100R020C10 for NCE-Fabric, NCE- FabricInsight, NCE- CampusInsight, NCE-WAN and V300R020C10 for NCE-Campus Security Management Guide v1.5, 2021-07-22 CC HUAWEI iMaster NCE V100R020C10 for NCE-Fabric, NCE- FabricInsight, NCE- CampusInsight, NCE-WAN and V300R020C10 for NCE-Campus Installation Guide v1.5, 2021-07-22 iMaster NCE-Fabric V100R020C10 Product Documentation version V100R020C10, issue 02, 2021-05-15 iMaster NCE-FabricInsight V100R020C10SPC100 Product Documentation (Standard Cluster Solution) version V100R020C10 issue 01, 2021-05-15 iMaster NCE-CampusInsight V100R020C10SPC100 Product Documentation (Independent Deployment) version V100R020C10 issue 01, 2021-5-10 iMaster NCE-WAN V100R020C10SPC100 Product Documentation version V100R020C10 issue 03 iMaster NCE-Campus V300R020C10 Product Documentation version V300R020C10 issue 02, 2021-5-10 2.6 IT Product Testing Testing (depth, coverage, functional tests, independent testing): The evaluators examined the developer’s testing activities documentation and verified that the developer has met their testing responsibilities. 2.6.1 Testing approach and depth The developer testing approach is summarized as follows:  The test cases are divided into five chapters that cover: o All TSFIs o All Subsystems and subsystem interactions  Four chapters map to the four TSFI categories  One chapter maps to the cryptographic operations performed on the TOE: As all SFRs are tested, therefore the complete TSF is tested. 2.6.2 Independent penetration testing To identify potential vulnerabilities the evaluator performed the following activities:  SFR design analysis: Based on the information obtained in the evaluation evidence, the SFR implementation details were examined. The aspects described in CEM annex B were considered. During this examination several potential vulnerabilities were identified.  Additional security analysis: When the implementation of the SFR was understood, a coverage check was performed on the relevant aspects of all SFRs. This expanded the list of potential vulnerabilities. Page: 9/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval.  Scanning the TOE using the applicable vulnerability scanning tools (e.g., NMAP, NESSUS) to collect information about the TOE and identify potential vulnerabilities.  Public vulnerability search: The evaluator performed public domain vulnerability search based on the TOE name, TOE type, and identified 3rd party security relevant libraries and/or services. Several additional potential vulnerabilities were identified during a search in the public domain.  The potential vulnerabilities identified were analysed, and some of the potential vulnerabilities were concluded not exploitable within in the Enhanced-Basic attack potential, or covered by guidance. For remaining potential vulnerabilities, penetration tests were devised. The total test effort expended by the evaluators was one week. During that test campaign, 100% of the total time was spent on logical tests. 2.6.3 Test configuration The evaluator tested the TOE in the following five configurations:  NCE-Fabric V100R020C10SPC100  NCE-FabricInsight V100R020C10SPC100  NCE-Campus V300R020C10SPC100  NCE-CampusInsight V100R020C10SPC100  NCE-WAN V100R020C10SPC100 2.6.4 Test results The testing activities, including configurations, procedures, test cases, expected results and observed results are summarised in the [ETR], with references to the documents containing the full details. The developer’s tests and the independent functional tests produced the expected results, giving assurance that the TOE behaves as specified in its [ST] and functional specification. No exploitable vulnerabilities were found with the independent penetration tests. 2.7 Reused Evaluation Results There is no reuse of evaluation results in this certification 2.8 Evaluated Configuration The TOE is defined uniquely by its name and version number Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100. 2.9 Evaluation Results The evaluation lab documented their evaluation results in the [ETR], which references an ASE Intermediate Report and other evaluator documents. The verdict of each claimed assurance requirement is “Pass”. Based on the above evaluation results the evaluation lab concluded the Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN Version V100R20C10SPC100 and iMaster NCE V300R020C10 for NCE-Campus Version V300R020C10SPC100, to be CC Part 2 conformant, CC Part 3 conformant, and to meet the requirements of EAL 4 augmented with ALC_FLR.2. This implies that the product satisfies the security requirements specified in Security Target [ST]. 2.10 Comments/Recommendations The user guidance as outlined in section 2.5 “Documentation” contains necessary information about the usage of the TOE. Certain aspects of the TOE’s security functionality, in particular the Page: 10/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. countermeasures against attacks, depend on accurate conformance to the user guidance of both the software and the hardware part of the TOE. There are no particular obligations or recommendations for the user apart from following the user guidance. Please note that the documents contain relevant details concerning the resistance against certain attacks In addition, all aspects of assumptions, threats and policies as outlined in the Security Target not covered by the TOE itself must be fulfilled by the operational environment of the TOE. The customer or user of the product shall consider the results of the certification within his system risk management process. For the evolution of attack methods and techniques to be covered, the customer should define the period of time until a re-assessment for the TOE is required and thus requested from the sponsor of the certificate. The strength of the cryptographic algorithms and protocols was not rated in the course of this evaluation. This specifically applies to the following proprietary or non-standard algorithms, protocols and implementations: none. Page: 11/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 3 Security Target The CC Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE- CampusInsight, NCE-WAN and V300R020C10 for NCE-Campus Security Target, Version 1.5, 22 July 2021 [ST] is included here by reference. 4 Definitions This list of acronyms and definitions contains elements that are not already defined by the CC or CEM: I&A Identification and Authentication IT Information Technology ITSEF IT Security Evaluation Facility JIL Joint Interpretation Library NBI North Bound Interface NE Network Element NSCIB Netherlands Scheme for Certification in the area of IT Security OM Operation and Maintenance OSS Operations Support System PP Protection Profile SBI South Bound Interface SDN Software Defined Network TOE Target of Evaluation Page: 12/12 of report number: NSCIB-CC-0351632-CR, dated 20 September 2021 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 5 Bibliography This section lists all referenced documentation used as source material in the compilation of this report. [CC] Common Criteria for Information Technology Security Evaluation, Parts I, II and III, Version 3.1 Revision 5, April 2017 [CEM] Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision 5, April 2017 [ETR] Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN and V300R020C10 for NCE-Campus – Evaluation Technical Report EAL4+, 21-RPT-271, 2.0, 7 September 2021 [NSCIB] Netherlands Scheme for Certification in the Area of IT Security, Version 2.5, 28 March 2019 [ST] CC Huawei iMaster NCE V100R020C10 for NCE-Fabric, NCE-FabricInsight, NCE-CampusInsight, NCE-WAN and V300R020C10 for NCE-Campus Security Target, Version 1.5, 22 July 2021 (This is the end of this report.)