TÜV Rheinland Nederland B.V.
Headoffice:
Westervoortsedijk 73
NL-6827 AV Arnhem
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P.O. Box 37
NL-9350 AA Leek
The Netherlands
info@nl.tuv.com
www.tuv.com/nl
Tel. +31 (0)88 888 7 888
Fax +31 (0)88 888 7 879
TÜV Rheinland Nederland B.V. is a
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number 27288788
VAT number: NL815820380B01
IBAN: NL61DEUT0265155096
Version
2020-2
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Certification Report
CELES-c002 Machine Readable Electronic Document, eIDAS
QSCD Application, version 1
Sponsor: Eurowitcel S.A.
Camino Parque Centenario 2222, (B1894JBB),
Villa Elisa, La Plata,
Buenos Aires,
Argentina
Developer: HID Global
viale Remo De Feo, 1
80022 Arzano (NA),
Italy
Evaluation facility: UL
Unit 2 Horizon, Wade Road, Kingsland Business Park
Basingstoke, Hampshire, RG24 8AH
United Kingdom
Report number: NSCIB-CC-0245771-CR
Report version: 1
Project number: 0245771
Author(s): Denise Cater
Date: 02 November 2020
Number of pages: 13
Number of appendices: 0
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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CONTENTS:
Foreword 3
Recognition of the certificate 4
International recognition 4
European recognition 4
1 Executive Summary 5
2 Certification Results 6
2.1 Identification of Target of Evaluation 6
2.2 Security Policy 6
2.3 Assumptions and Clarification of Scope 6
2.4 Architectural Information 7
2.5 Documentation 7
2.6 IT Product Testing 8
2.7 Re-used evaluation results 9
2.8 Evaluated Configuration 9
2.9 Results of the Evaluation 9
2.10 Comments/Recommendations 10
3 Security Target 11
4 Definitions 11
5 Bibliography 12
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Foreword
The Netherlands Scheme for Certification in the Area of IT Security (NSCIB) provides a third-party
evaluation and certification service for determining the trustworthiness of Information Technology (IT)
security products. Under this NSCIB, TÜV Rheinland Nederland B.V. has the task of issuing
certificates for IT security products, as well as for protection profiles and sites.
Part of the procedure is the technical examination (evaluation) of the product, protection profile or site
according to the Common Criteria assessment guidelines published by the NSCIB. Evaluations are
performed by an IT Security Evaluation Facility (ITSEF) under the oversight of the NSCIB Certification
Body, which is operated by TÜV Rheinland Nederland B.V. in cooperation with the Ministry of the
Interior and Kingdom Relations.
An ITSEF in the Netherlands is a commercial facility that has been licensed by TÜV Rheinland
Nederland B.V. to perform Common Criteria evaluations; a significant requirement for such a license is
accreditation to the requirements of ISO Standard 17025 “General requirements for the accreditation
of calibration and testing laboratories”.
By awarding a Common Criteria certificate, TÜV Rheinland Nederland B.V. asserts that the product or
site complies with the security requirements specified in the associated (site) security target, or that
the protection profile (PP) complies with the requirements for PP evaluation specified in the Common
Criteria for Information Security Evaluation. A (site) security target is a requirements specification
document that defines the scope of the evaluation activities.
The consumer should review the (site) security target or protection profile, in addition to this
certification report, in order to gain an understanding of any assumptions made during the evaluation,
the IT product's intended environment, its security requirements, and the level of confidence (i.e., the
evaluation assurance level) that the product or site satisfies the security requirements stated in the
(site) security target.
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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Recognition of the certificate
Presence of the Common Criteria Recognition Arrangement and SOG-IS logos on the certificate
indicates that this certificate is issued in accordance with the provisions of the CCRA and the SOG-IS
agreement and will be recognised by the participating nations.
International recognition
The CCRA has been signed by the Netherlands in May 2000 and provides mutual recognition of
certificates based on the CC. Starting September 2014 the CCRA has been updated to provide mutual
recognition of certificates based on cPPs (exact use) or STs with evaluation assurance components
up to and including EAL2+ALC_FLR. The current list of signatory nations and approved certification
schemes can be found on: http://www.commoncriteriaportal.org.
European recognition
The European SOGIS-Mutual Recognition Agreement (SOGIS-MRA) version 3 effective from April
2010 provides mutual recognition of Common Criteria and ITSEC certificates at a basic evaluation
level for all products. A higher recognition level for evaluation levels beyond EAL4 (resp. E3-basic) is
provided for products related to specific technical domains. This agreement was initially signed by
Finland, France, Germany, The Netherlands, Norway, Spain, Sweden and the United Kingdom. Italy
joined the SOGIS-MRA in December 2010. The current list of signatory nations, approved certification
schemes and the list of technical domains for which the higher recognition applies can be found on:
http://www.sogisportal.eu.
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1 Executive Summary
This Certification Report states the outcome of the Common Criteria security evaluation of the CELES-
c002 Machine Readable Electronic Document, eIDAS QSCD Application, version 1. The developer of
the CELES-c002 Machine Readable Electronic Document, eIDAS QSCD Application, version 1 is HID
Global located in Arzano, Italy. The sponsor of the evaluation and certification was Eurowitcel S.A.
located in Buenos Aires, Argentina. A Certification Report is intended to assist prospective consumers
when judging the suitability of the IT security properties of the product for their particular requirements.
The TOE is a composite product made up of the “eIDAS QSCD Application” and native Smart Card
operating system “CELES-c002” in composition with the already certified “NXP N7121” integrated
circuit.
The TOE provides an eIDAS Qualified Signature Creation Device (QSCD) application compliant with
the eIDAS Regulation (EU) No 910/2014 of the European Parliament and of the Council and in
accordance with the Commission Implementing Decision (EU) 2016/650.
The TOE is delivered in phase 2 of its life-cycle to the Card manufacturer as a microcontroller module
which is ready to be embedded into a Smart Card or document booklet with the antenna and
substrate, which are outside the physical boundaries of the TOE.
The TOE has been evaluated by UL located in Hampshire, UK. The evaluation was completed on 02
November 2020 with the approval of the ETR. The certification procedure has been conducted in
accordance with the provisions of the Netherlands Scheme for Certification in the Area of IT Security
[NSCIB].
The scope of the evaluation is defined by the security target [ST], which identifies assumptions made
during the evaluation, the intended environment for the CELES-c002 Machine Readable Electronic
Document, eIDAS QSCD Application, version 1, the security requirements, and the level of confidence
(evaluation assurance level) at which the product is intended to satisfy the security requirements.
Consumers of the CELES-c002 Machine Readable Electronic Document, eIDAS QSCD Application,
version 1 are advised to verify that their own environment is consistent with the security target, and to
give due consideration to the comments, observations and recommendations in this certification
report.
The results documented in the evaluation technical report [ETR]
1
for this product provides sufficient
evidence that the TOE meets the EAL5 augmented (EAL5+) assurance requirements for the evaluated
security functionality. This assurance level is augmented with ALC_DVS.2 (Sufficiency of security
measures) and AVA_VAN.5 (Advanced methodical vulnerability analysis).
The evaluation was conducted using the Common Methodology for Information Technology Security
Evaluation, Version 3.1 Revision 5 [CEM] and the Dutch Conformity Assessment Process [DCAP] for
conformance to the Common Criteria for Information Technology Security Evaluation, version 3.1
Revision 5 [CC].
TÜV Rheinland Nederland B.V., as the NSCIB Certification Body, declares that the evaluation meets
all the conditions for international recognition of Common Criteria Certificates and that the product will
be listed on the NSCIB Certified Products list. It should be noted that the certification results only apply
to the specific version of the product as evaluated.
1
The Evaluation Technical Report contains information proprietary to the developer and/or the
evaluator, and is not releasable for public review.
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2 Certification Results
2.1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this evaluation is the CELES-c002 Machine Readable Electronic
Document, eIDAS QSCD Application, version 1 from HID Global located in Arzano, Italy.
The TOE is comprised of the following main components:
Delivery
item type
Identifier Version
Hardware
NXP N7121 IC
(Certification ID: BSI-DSZ-CC-1040-2019)
Hardware release
B1
 IC Dedicated Test Software Release 9.2.3
 IC Dedicated Support Software including: Release 9.2.3
o Flashloader OS Release 1.2.5
o Communication Library Release 6.0.0
o CRC Library Release 1.1.8
o Memory Library Release 1.2.3
o Flash Loader Library Release 3.6.0
o System Mode OS Release 13.2.3
o Crypto Library Release 0.7.6
Software CELES-c002_1 Version 1
To ensure secure usage a set of guidance documents is provided together with the CELES-c002
Machine Readable Electronic Document, eIDAS QSCD Application, version 1. Details can be found in
section 2.5 of this report.
For a detailed and precise description of the TOE lifecycle refer to the [ST], chapter 2.3.
2.2 Security Policy
The TOE is a contact or contactless based integrated circuit chip comprised of all IT security
functionality necessary to ensure the secrecy of the SCD and the security of the electronic signature
and deciphered data. The TOE is delivered to the Card manufacturer in Phase 2 as a microcontroller
module which is ready to be embedded into a Smart Card or document booklet with the antenna and
substrate, which are outside the physical boundaries of the TOE.
2.3 Assumptions and Clarification of Scope
2.3.1 Assumptions
The assumptions defined in the Security Target are not covered by the TOE itself. These aspects lead
to specific Security Objectives to be fulfilled by the TOE-Environment. Detailed information on these
security objectives that must be fulfilled by the TOE environment can be found in section 5.2 of the
[ST].
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2.3.2 Clarification of scope
The evaluation did not reveal any threats to the TOE that are not countered by the evaluated security
functions of the product.
Note also that the PPs claim the environment for the TOE protects against loss or theft of the TOE,
deters and detects physical tampering, protects against attacks based on emanations of the TOE, and
protects against unauthorised software and configuration changes on the TOE and the hardware
appliance it is contained in (“OE.Env Protected operating environment”).
The ST follows the PPs and also claims OE.Env, thus the environment in which the TOE is used must
ensure the above protection.
Any threats violating these objectives for the environment are not considered.
The CELES-c002 product consists of three separate applications. This certification addresses the
TOE that contains the eIDAS QSCD Application. The additional applications noted below were
evaluated concurrently with this TOE, but are addressed by separate certificates and are out of scope
of this report.
 ICAO Application – BAC
 ICAO Application - EAC-PACE-AA.
2.4 Architectural Information
The TOE is comprised of the following subsystems:
 Commands manager: responsible for managing application commands, managing rollback
and reset, and managing access conditions.
 Security manager: responsible for authentication, secure messaging, security data
management, and low-level crypto features.
 Data objects and NVM management: responsible for managing the storage of persistent data.
 Communications manager: manages the contact (T=1 ISO/IEC 7816-3) and contactless
(ISO/IEC 14443) communication interface protocols, and handles errors during start-up.
 Initialization and command management: responsible for TSF secure initialization, life cycle
and secure messaging status management, managing the main loop, command dispatch, and
utility functions.
2.5 Documentation
The following documentation is provided with the product by the developer to the customer:
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Identifier Version
CELES-c002 Machine Readable Electronic Document Operational User
Guidance eIDAS QSCD application, TCAE190020
1.2, 2020-10-29
CELES-c002 Machine Readable Electronic Document Personalization
Guidance eIDAS QSCD application, TCAE190018
1.2, 2020-10-29
CELES-c002 Machine Readable Electronic Document Pre-personalization
Guidance eIDAS QSCD application, TCAE190016
1.2, 2020-10-29
2.6 IT Product Testing
Testing (depth, coverage, functional tests, independent testing): The evaluators examined the
developer’s testing activities documentation and verified that the developer has met their testing
responsibilities.
2.6.1 Testing approach and depth
The developer has performed extensive testing on functional specification and subsystems. The
developer used a black-box testing approach. The testing coverage and depth is achieved by the
black-box testing on the external interfaces. Black-box testing on the external interfaces is done using
a subset of the ICAO and BSI test plans for e-passports. These are public test plans intended for
testing the correct implementation of the e-passport functionality.
Since the public ICAO and BSI test plans are very comprehensive and all the TSFI’s listed in the
specifications are tested by them, they are the most suitable way to test the mechanisms and
protocols provided by the ICAO and BSI specifications. The developer performed additional tests on
the external interfaces to demonstrate those not covered by the generic BSI and ICAO test plans.
The sample of tests selected for repetition by the evaluators covered all the TSFI commands, with at
least one test case per TSFI.
The evaluator augmented the testing of the interfaces used in the TOE in phases 2 and 3 (pre-
personalisation and personalisation phases), which are TOE specific, by using different test
parameters with the same tools as the developer.
The evaluator augmented the testing of TOE internal modules by using different inputs on a small set
of interfaces with the same tools as the developer.
Some tests were performed on an earlier version of the TOE, with a subset of confirmatory test cases
performed on the final version of the TOE.
2.6.2 Independent Penetration Testing
The evaluator performed a vulnerability analysis using a vulnerability-centric approach. All generic
attacks to smart cards and similar devices considered in [JIL_AM] have been taken into account.
The evaluator performed a public vulnerability search, including a literature review of conference
proceedings, University research, relevant journals and published papers. The evaluator also
considered Internet surveys and online vulnerability databases.
The evaluator then performed an independent vulnerability analysis as follows:
 The security architecture of the TOE was analysed and understood based on the security
architecture document.
 The SFRs defined in [ST] were analysed and for each, a deep understanding of the SFR was
gained based on all the evidence provided for ADV.
 The security guidance documentation and the ETR for composition of the underlying platform
were analysed and a list of requirements that the embedded software must be compliant with
were extracted.
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 The code review confirmed that the elements listed in the previous bullets were implemented
as described and looked for vulnerabilities in each item.
The evaluators performed two perturbation tests, with light, EMFI and FBBI for fifteen weeks and one
side channel attack test for six weeks. These tests were performed on an earlier version of the TOE.
Having examined the changes between the earlier version and final version of the TOE, the evaluator
profiled the commands that were tested on the earlier version of the TOE and demonstrated the test
results were equally applicable to the final version of the TOE.
2.6.3 Test Configuration
All developer and evaluator testing was performed on operational samples of the TOE. The only
exception to this was the use of open samples during the identification phase of the side-channel
testing. Some test were performed on an earlier version of the TOE, with a subset of confirmatory test
cases performed on the final version of the TOE, as identified in Identification of Target of Evaluation
section above.
The following test equipment and tools were used by the evaluator:
 UL Zeus test suite v4.2.0.18.
 UL DEEPLY_v0.7.9_Release_bis.
 UL Crypto Tool v1.0, including:
o Artemis v4.2
o Atropos v5.0
 MATLAB R2017a.
2.6.4 Testing Results
The testing activities, including configurations, procedures, test cases, expected results and observed
results are summarised in the [ETR], with references to the documents containing the full details.
The developer’s tests and the independent functional tests produced the expected results, giving
assurance that the TOE behaves as specified in its [ST] and functional specification.
No exploitable vulnerabilities were found with the independent penetration tests.
The algorithmic security level of cryptographic functionality has not been rated in this certification
process, but the current consensus on the algorithmic security level in the open domain, i.e. from the
current best cryptanalytic attacks published, has been taken into account.
2.7 Re-used evaluation results
There has been extensive re-use of the ALC aspects for the sites involved in the development of the
TOE, by use of one Site Technical Audit Re-use report [STAR].
2.8 Evaluated Configuration
The TOE is defined uniquely by its name and version number CELES-c002 Machine Readable
Electronic Document, eIDAS QSCD Application, version 1.
2.9 Results of the Evaluation
The evaluation lab documented their evaluation results in the [ETR] which references an ASE Report
and other evaluator documents.
The verdict of each claimed assurance requirement is “Pass”.
Based on the above evaluation results the evaluation lab concluded the CELES-c002 Machine
Readable Electronic Document, eIDAS QSCD Application, version 1, to be CC Part 2 extended, CC
Part 3 conformant, and to meet the requirements of EAL 5 augmented with ALC_DVS.2 and
AVA_VAN.5. This implies that the product satisfies the security requirements specified in Security
Target [ST].
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The Security Target claims ‘strict’ conformance to the Protection Profiles [PP2], [PP4] and [PP5].
2.10 Comments/Recommendations
The user guidance as outlined in section 2.5 contains necessary information about the usage of the
TOE. Certain aspects of the TOE’s security functionality, in particular the countermeasures against
attacks, depend on accurate conformance to the user guidance of both the software and the hardware
part of the TOE. Please note that the documents contain relevant details with respect to the resistance
against certain attacks.
In addition all aspects of assumptions, threats and policies as outlined in the Security Target not
covered by the TOE itself need to be fulfilled by the operational environment of the TOE.
The customer or user of the product shall consider the results of the certification within his system risk
management process. In order for the evolution of attack methods and techniques to be covered, he
should define the period of time until a re-assessment for the TOE is required and thus requested from
the sponsor of the certificate.
The strength of the cryptographic algorithms and protocols was not rated in the course of this
evaluation. This specifically applies to the following proprietary or non-standard algorithms, protocols
and implementations: None.
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3 Security Target
The Security Target for CELES-c002 Machine Readable Electronic Document - QSCD Application,
TCAE190026, v1.2, 2020-09-17 [ST] is included here by reference.
4 Definitions
This list of Acronyms and the glossary of terms contains elements that are not already defined by the
CC or CEM:
AA Active Authentication
BAC Basic Access Control
EAC Extended Access Control
eIDAS electronic IDentification, Authentication and trust Services
eMRTD electronic MRTD
IT Information Technology
ITSEF IT Security Evaluation Facility
JIL Joint Interpretation Library
MRTD Machine Readable Travel Document
NSCIB Netherlands Scheme for Certification in the area of IT security
PACE Password Authenticated Connection Establishment
PP Protection Profile
QSCD Qualified Signature/Seal Creation Device
TOE Target of Evaluation
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5 Bibliography
This section lists all referenced documentation used as source material in the compilation of this
report:
[CC] Common Criteria for Information Technology Security Evaluation, Parts I, II and III,
Version 3.1 Revision 5, April 2017.
[CEM] Common Methodology for Information Technology Security Evaluation, Version 3.1
Revision 5, April 2017.
[CR-SSCD-PP2] Certification Report for Protection profiles for secure signature creation device —
Part 2: Device with key Generation, CEN/TC 224, BSI-CC-PP-0059-2009-MA-02,
30 June 2016.
[CR-SSCD-PP4] Certification Report for Protection profiles for secure signature creation device –
Part3: Extension for device with key generation and trusted communication with
certificate generation application, CEN/TC 224, BSI-CC-PP-0071-2012-MA-01,
30 June 2016.
[CR-SSCD-PP5] Certification Report for Protection profiles for secure signature creation device –
Part5: Extension for device with key generation and trusted communication with
signature creation application, CEN/TC 224, BSI-CC-PP-0072-2012-MA-01,
30 June 2016.
[ETR] CELES-c002 Machine Readable Electronic Document eIDAS QSCD Application
Evaluation Technical Report, UL12665569-CELES/ETR_QSCD, Version 2.0,
2020-11-02.
[EU-REG] REGULATION (EU) No 910/2014 OF THE EUROPEAN PARLIAMENT AND OF
THE COUNCIL of 23 July 2014 on electronic identification and trust services for
electronic transactions in the internal market and repealing Directive 1999/93/EC
[HW-CERT] Certification Report BSI-DSZ-CC-1040-2019 for NXP Secure Smart Card
Controller N7121 with IC Dedicated Software and Crypto Library from NXP
Semiconductors Germany GmbH.
[HW-ETRfC] ETR for Composition NXP Secure Smart Card Controller N7121 with IC Dedicated
Software and Crypto Library (N7121) – EAL6+ according to AIS36, BSI-CC-1040,
version 8.0, 31 May 2019.
[HW-ST] NXP Secure Smart Card Controller N7121 with IC Dedicated Software and Crypto
Library Security Target Lite, version 1.1, 31 May 2019.
[NSCIB] Netherlands Scheme for Certification in the Area of IT Security, Version 2.5, 28
March 2019.
[PP2] EN 419211-2:2013, Protection Profiles for secure signature creation device - Part
2: Device with key Generation, V2.0.1.
[PP4] EN 419211-4:2013, Protection profiles for secure signature creation device - Part
4: Extension for device with key generation and trusted communication with
certificate generation application, V1.0.1.
[PP5] EN 419211-5:2013, Protection profiles for secure signature creation device - Part
5: Extension for device with key generation and trusted communication with
signature creation application, V1.0.1.
[ST] Security Target for CELES-c002 Machine Readable Electronic Document - QSCD
Application, TCAE190026, v1.2, 2020-09-17.
[ST-lite] Security Target for CELES-c002 Machine Readable Electronic Document – eIDAS
QSCD Application - Public Version, TCLE190029, v1.1, 2020-10-19.
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[STAR] Site Technical Audit Report HID Global S.p.A, Arzano, Italy, version 3.0, 2020-08-
14.
[ST-SAN] ST sanitising for publication, CC Supporting Document CCDB-2006-04-004, April
2006.
(This is the end of this report).