PREMIER MINISTRE Secretariat General for National Defence French Network and Information Security Agency Certification Report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Paris, 19 November 2009 Courtesy Translation Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 2 out 17 CER/F/07.5 Warning This report is designed to provide sponsors with a document enabling them to assess the security level of a product under the conditions of use and operation defined in this report for the evaluated version. It is also designed to provide the potential purchaser of the product with the conditions under which he may operate or use the product so as to meet the conditions of use for which the product has been evaluated and certified; that is why this certification report must be read alongside the evaluated user and administration guidance, as well as with the product security target, which presents threats, environmental assumptions and the supposed conditions of use so that the user can judge for himself whether the product meets his needs in terms of security objectives. Certification does not, however, constitute a recommendation product from ANSSI (French Network and Information Security Agency), and does not guarantee that the certified product is totally free of all exploitable vulnerabilities. Any correspondence about this report has to be addressed to: Secrétariat Général de la Défense Nationale Agence nationale de la sécurité des systèmes d'information Centre de certification 51, boulevard de la Tour Maubourg 75700 PARIS cedex 07 SP France certification.anssi@ssi.gouv.fr Reproduction of this document without any change or cut is authorised. ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 3 out 17 Certification report reference ANSSI-CC-2009/47 Product name ID-One Cosmo V7.0-a SmartCard in USB configuration JavaCard platform embedded on Atmel Secure Microcontroller Solutions components AT90SC 25672RCT-USB Rev D and embedded with cryptographic library version 00.03.11.05 ToolBox from Atmel Secure Microcontroller Solutions Product reference JavaCard Platform version for any configuration: 7.0-a Optional Code r1.0 High Secure version for each configuration: 071771 Optional Code CodopAuth r1.0 version for each configuration: 071631 ToolBox version for any configuration: 00.03.11.05 Protection profile conformity [PP/0304] Java Card System - Standard 2.1.1 Configuration Protection Profile – version 1.0b, August 2003 certified by ANSSI Evaluation criteria and version Common Criteria version 3.1 Evaluation level EAL 4 augmented ALC_DVS.2, AVA_VAN.5 Developer(s) Oberthur Technologies1 50 quai Michelet 92300 Levallois-Perret, France ATMEL Secure Microcontroller Solutions1 Maxwell Building - Scottish Enterprise technology Park East Kilbride, G75 0QR - Ecosse, Royaume-Uni Sponsor Oberthur Technologies 50 quai Michelet, 92300 Levallois-Perret, France Evaluation facility THALES - CEACI (T3S – CNES) 18 avenue Edouard Belin, BPI1414, 31401 Toulouse Cedex 9, France Phone: +33 (0)5 62 88 28 01 or 18, email : nathalie.feyt@thalesgroup.com Recognition arrangements CCRA The product is recognised at EAL4 level. SOG-IS 1 : main site. Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 4 out 17 CER/F/07.5 Introduction The Certification Security certification for information technology products and systems is governed by decree number 2002-535 dated April, 18th 2002, and published in the "Journal Officiel de la République Française". This decree stipulates that: • The French Network and Information Security Agency draws up certification reports. These reports indicate the features of the proposed security targets. They may include any warnings that the authors feel the need to mention for security reasons. They may or may not be transmitted to third parties or made public, as the sponsors desire (article 7). • The certificates issued by the Prime Minister certify that the copies of the products or systems submitted for evaluation fulfil the specified security features. They also certify that the evaluations have been carried out in compliance with applicable rules and standards, with the required degrees of skill and impartiality (article 8). The procedures are available on the Internet site www.ssi.gouv.fr. ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 5 out 17 Content 1. THE PRODUCT........................................................................................................................... 3 1.1. PRESENTATION OF THE PRODUCT........................................................................................... 3 1.2. EVALUATED PRODUCT DESCRIPTION ..................................................................................... 3 1.2.1. Product identification.................................................................................................... 3 1.2.2. Security services............................................................................................................ 3 1.2.3. Architecture................................................................................................................... 3 1.2.4. Life cycle ....................................................................................................................... 3 1.2.5. Evaluated configuration................................................................................................ 3 2. THE EVALUATION.................................................................................................................... 3 2.1. EVALUATION REFERENTIAL ................................................................................................... 3 2.2. EVALUATION WORK ............................................................................................................... 3 2.3. CRYPTOGRAPHIC MECHANISMS ROBUSTNESS ANALYSIS REGARDING TO ANSSI’S TECHNICAL REFERENTIALS ................................................................................................................. 3 3. CERTIFICATION........................................................................................................................ 3 3.1. CONCLUSION.......................................................................................................................... 3 3.2. RESTRICTIONS........................................................................................................................ 3 3.3. RECOGNITION OF THE CERTIFICATE....................................................................................... 3 3.3.1. European recognition (SOG-IS).................................................................................... 3 3.3.2. International common criteria recognition (CCRA)..................................................... 3 ANNEX 1. EVALUATION LEVEL OF THE PRODUCT............................................................ 3 ANNEX 2. EVALUATED PRODUCT REFERENCES ................................................................ 3 ANNEX 3. CERTIFICATION REFERENCES ............................................................................. 3 Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 6 out 17 CER/F/07.5 1. The product 1.1. Presentation of the product The evaluated product is ID-One Cosmo V7.0-a smartcard, a Java Card open platform, developed par Oberthur Technologies: • compliant to Java Card 2.2.2 specifications and VISA GlobalPlatform 2.1.1 ; • embedded on Atmel Secure Microcontroller Solutions components AT90SC 25672RCT-USB Rev D ; • embedded with cryptographic library version 00.03.11.05 toolbox from Atmel Secure Microcontroller Solutions; • adjusted with two patches named Optional Code r1.0 High Secure and CodopAuth r1.0 Platform Identification, which version depends on the underlying component used, developed by Oberthur Technologies. The product’s characteristics are summarized in the following table: Product version Java Card platform version Optional Code r1.0 High Secure patch version CodopAuth r1.0 Platform Identification patch version component version ToolBox version USB 7.0-a 071771 071631 AT90SC 25672RCT- USB Rev D 00.03.11.05 1.2. Evaluated product description The security target [ST] defines the evaluated product, its evaluated security functionalities and its operational environment. This security target claims conformance to [PP/0304] protection profile ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 7 out 17 1.2.1. Product identification The configuration list [CONF] identifies the product’s constituent elements. The certified version of the product can be identified by elements included in the product answer to GET DATA command (cf. [GUIDES]). So, on an evaluated product, the GET DATA command with tag DF 52 gave the following answer: • DF 52 3E 01 01 C2 02 02 00 48 03 02 08 01 04 10 07 16 31 01 CE D1 94 BB 07 17 71 01 73 4C AE 83 05 01 01 06 17 83 00 01 3F 3F FF F9 00 00 00 55 01 C8 80 C0 00 00 96 FF 69 FF 00 FF 07 01 0F 08 00. Within this answer, we can read the following identifying data (in bold caracter): o The mask number is 0801 C2, which corresponds to the ID-One Cosmo V7.0-a USB; o The CodopAuth r1.0 Platform Identification patch number is 071631 in version 01; o The Optional Code r1.0 High Secure patch number is 071771 in version 01. The GET DATA command with tag DF 50 gave the following answer: • 50 09 23 03 08 52 32 16 06 05 28. Within this answer, we can read the following identifying data (in bold caracter): o 23 identifies le component, i.e. AT90SC25672RCT-USB; o 03 identifies the component revision, i.e. revision D; o 08 identifies the production year; o 52 identifies factory and quarter of production; o 32 16 identifies the batch number; o 06 identifies the wafer number; o 05 28 identifies the die number. 1.2.2. Security services The product provides mainly the following security services: • The card pre-personalization services; • The personalization of applets with deletion, installation, loading under the GP Card Manager and associated security domain control with possibility of DAP (Data Authentication Pattern); • The interfaces API service dedicated to applets and access to these API; • Managing of GP and signature keys; • The firewall for segregation of objects or applets; • The standard GP services such as logical channel and the secure channel protocol (SCP01, SCP02) as well as the proprietary secure channel protocol (SCP03). A more detailed list of security services is available in [ST]. Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 8 out 17 CER/F/07.5 1.2.3. Architecture The product consists of: • a microcontroller, providing hardware features, and its cryptographic library ToolBox; • a BIOS providing the interface between native applications, such as the virtual machine, and the hardware; • a virtual machine which interprets the byte code of Java Card applets; • APIs which offer interfaces to the applets such as key generation, key agreement, signature, message ciphering and other proprietary interfaces (OCS API); • Common Open Platform with the Card Manager, OPSystem and GPSystems APIs; it is developed in native code and in Java (its byte code is in ROM); • a resident application, in native code, with a basic main dispatcher, to receive the card commands. This architecture is summarized in the following figure: ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 9 out 17 1.2.4. Life cycle The product life cycle is compliant to the 7 steps life cycle of a smart card product and is summarized in the following figure: The evaluation has covered the conception and the development of the platform which are done in step 1. Steps 2 and 3, until delivery, have been covered by component evaluation. The end of step 3 and steps 4, 5 and 6 are covered by guides. The evaluated product is the one delivered to the user in step 7. Embedded software development IC design and dedicated software development Integration Photomask fabrication IC packaging and initialization IC manufacturing, test and possible pre-personalization IC pre-personalization: Platform Preperso Personalization Usage End of life Step 1 Step 2 Step 3 Step 4 Step 5 Step 6 Step 7 Legend Trusted delivery and verification procedures Delivery supposed to be done within secure environment Legend Trusted delivery and verification procedures Delivery supposed to be done within secure environment TOE considered under construction for the Evaluation. , covered by assurance class ALC TOE considered as operational for the Evaluation. , Environment is covered by assurance class AGD Environment is Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 10 out 17 CER/F/07.5 The product has been developed by Oberthur Technologies on the following sites: Oberthur Technologies - Nanterre 71-73, rue des Hautes Pâtures 92726 Nanterre France Oberthur Technologies - Levallois 50, quai Michelet 92 300 Levallois-Perret France Oberthur Technologies - Bordeaux Parc Scientifique UNITEC 1 4, allée du Doyen Georges Brus - Porte 2 33 600 PESSAC France The microcontroller has been developed and manufactured by ATMEL Secure Microcontroller Solutions on its sites (cf. [DCSSI 2006/30]), whereof main site is: ATMEL Secure Microcontroller Solutions Maxwell Building - Scottish Enterprise technology Park East Kilbride, G75 0QR – Ecosse Royaume-Uni In the evaluation context, the pre-personalization agent, personalization agent and card administrator have been considered as “product administrator” and the developers of applications to be loaded on the card have been considered as “product user”. 1.2.5. Evaluated configuration The certificate applies to the Java Card platform only, as described above in chapter 1.2.3 Architecture, and configured according to personalization guide (cf. [GUIDES]). ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 11 out 17 2. The evaluation 2.1. Evaluation referential The evaluation has been performed in compliance with Common Criteria version 3.1 [CC], with the Common Evaluation Methodology [CEM]. For assurance components which are not covered by [CEM] manual, the evaluation facility own evaluation methods, validated by ANSSI, have been used. In order to meet the specificities of smart cards, the [CC IC] and [CC AP] guides have been applied. 2.2. Evaluation work The evaluation has been performed according to the composition scheme as defined in the guide [COMP] in order to assess that no weakness comes from the integration of the software and the cryptographic library in the microcontroller. The library and the microcontroller have already been certified. This evaluation has then taken into account the evaluation results for: • the ATMEL secured microcontroller - AT90SC 25672RCT-USB Rev D at EAL4 level augmented with ADV_IMP.2, ALC_DVS.2, AVA_MSU.3, AVA_VLA.4,, compliant to the protection profile [PP/9806] ; this microcontroller has been certified then maintained by ANSSI (cf. [DCSSI 2006/30]); • the ATMEL cryptographic library - Toolbox 00.03.11.05 at EAL 5 level augmented with ALC_DVS.2, AVA_MSU.3 et AVA_VLA.4 ; this library has been certified by ANSSI (cf. [DCSSI-2009/11]). The evaluation technical report [ETR], delivered to ANSSI on 4 September 2009, provides details on the work performed by the evaluation facility and assesses that all evaluation tasks are “pass”. 2.3. Cryptographic mechanisms robustness analysis regarding to ANSSI’s technical referentials The robustness of cryptographic mechanisms has not been analysed by ANSSI. Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 12 out 17 CER/F/07.5 3. Certification 3.1. Conclusion The evaluation was carried out according to the current rules and standards, with the required competency and impartiality of a licensed evaluation facility. All the work performed permits the release of a certificate in conformance with the decree 2002-535. This certificate testifies that the ID-One Cosmo V7.0-a smartcard, as described above in chapter 1.1, submitted for evaluation fulfils the security features specified in its security target [ST] for the evaluation level EAL 4 augmented. 3.2. Restrictions This certificate only applies on the product specified in chapter 1.2 of this certification report. The user of the certified product shall respect the security objectives for the operational environment specified in the security target [ST] and shall respect the recommendations in the guidance [GUIDES]. ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 13 out 17 3.3. Recognition of the certificate 3.3.1. European recognition (SOG-IS) This certificate is released in accordance with the provisions of the SOG-IS agreement [SOG- IS]. The European Recognition Agreement made by SOG-IS in 1999 allows recognition from Signatory States of the agreement1 , of ITSEC and Common Criteria certificates. The European recognition is applicable up to ITSEC E6 and CC EAL7 levels. The certificates that are recognized in the agreement scope are released with the following marking: 3.3.2. International common criteria recognition (CCRA) This certificate is released in accordance with the provisions of the CCRA [CC RA]. The Common Criteria Recognition Arrangement allows the recognition, by signatory countries2 , of the Common Criteria certificates. The mutual recognition is applicable up to the assurance components of CC EAL 4 level and also to ALC_FLR family. The certificates that are recognized in the agreement scope are released with the following marking: 1 The signatory countries of the SOG-IS agreement are: Finland, France, Germany, Greece, Italy, The Netherlands, Norway, Spain, Sweden and United Kingdom. 2 The signatory countries of the CCRA arrangement are: Australia, Austria, Canada, Czech Republic, Denmark, Finland, France, Germany, Greece, Hungary, India, Israel, Italy, Japan, the Republic of Korea, Malaysia, Netherlands, New-Zealand, Norway, Pakistan, Singapore, Spain, Sweden, Turkey, the United Kingdom and the United States of America. Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 14 out 17 CER/F/07.5 Annex 1. Evaluation level of the product Composants par niveau d’assurance Niveau d’assurance retenu pour le produit Classe Famille EAL 1 EAL 2 EAL 3 EAL 4 EAL 5 EAL 6 EAL 7 EAL 4+ Intitulé du composant ADV_ARC 1 1 1 1 1 1 1 Security architecture description ADV_FSP 1 2 3 4 5 5 6 4 Complete functional specification ADV_IMP 1 1 2 2 1 Implementation representation of the TSF ADV Développement ADV_TDS 1 2 3 4 5 6 3 Basic modular design AGD_OPE 1 1 1 1 1 1 1 1 Operational user guidance AGD Guides d’utilisation AGD_PRE 1 1 1 1 1 1 1 1 Preparative procedure ALC_CMC 1 2 3 4 4 5 5 4 Production support, acceptance procedures and automation ALC_CMS 1 2 3 4 5 5 5 4 Problem tracking CM coverage ADO_DEL 1 1 1 1 1 1 1 Delivery procedures ALC_DVS 1 1 1 2 2 2 Sufficiency of security measures ALC_FLR ALC_LCD 1 1 1 1 2 1 Developer defined life-cycle model ALC Support au cycle de vie ALC_TAT 1 2 3 3 1 Well-defined development tools ASE_CCL 1 1 1 1 1 1 1 1 Conformance claim ASE_ECD 1 1 1 1 1 1 1 1 Extended component definition ASE_INT 1 1 1 1 1 1 1 1 ST introduction ASE_OBJ 1 2 2 2 2 2 2 2 Security objectives ASE_REQ 1 2 2 2 2 2 2 2 Derived security requirements ASE_SPD 1 1 1 1 1 1 1 Security problem definition ASE Security Target Evaluation ASE_TSS 1 1 1 1 1 1 1 1 TOE summary specifications ATE_COV 1 2 2 2 3 3 2 Analysis of coverage ATE_DPT 1 2 3 3 4 2 Testing: security enforcing modules ATE_FUN 1 1 1 1 2 2 1 Functional testing ATE Tests ATE_IND 1 2 2 2 2 2 3 2 Independant testing, sample AVA Estimation des vulnérabilités AVA_VAN 1 2 2 3 4 5 5 5 Advanced methodical vulnerability analysis ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 15 out 17 Annex 2. Evaluated product references [ST] Security target : - ID-ONE COSMO V7.0 - CLIO SECURITY TARGET For AT90SC25672RCT-USB Référence FQR: 110 4627 - issue 1 – 08/07/2009 Oberthur Technologies Security Target for composition with components: - ID-ONE COSMO V7.0 - CLIO SECURITY TARGET COMPATIBILITY For ATMEL IC USB Référence FQR: 110 4676 - issue 1 - 22/07/2009 Oberthur Technologies For the needs of publication, the following security target has been provided and validated during the evaluation: - ID-ONE COSMO V7.0 - CLIO Security Target Lite For AT90SC25672RCT-USB Référence FQR: 110 4776 - issue 1 Oberthur Technologies [RTE] Evaluation Technical Report : - Evaluation technical report - Project: CLIO Référence CLIO_ETR_1 - révision 2.0 – 04/09/2009 THALES-CEACI For the needs of composite evaluation with this platform, an Evaluation Technical Report for composition has been evaluated: - Evaluation technical report lite - Project: CLIO ETR LITE for composition Référence CLIO_ETR Lite_1 – révision 2.0 – 04/09/2009 THALES-CEACI [CONF] Configuration List of the product - CLIO - CONFIGURATION LIST AT90SC288xxRCU Référence FQR : 110 4617 - issue: 3 – 09/02/2009 Oberthur Technologies [GUIDES] Installation Guides of the product : - COP REF V02.12 - PRODUCT GENERATION DESCRIPTION – PGD 069241 00 PGD – issue 1 AA, 10/06/2008 Oberthur Technologies - ID-One Cosmo V7.0-a Applets - PRODUCT GENERATION DESCRIPTION - PGD 069671 00 PGD – issue 1 AA, 23/10/2008 Oberthur Technologies - Optional Code r1.0 Authenticate on ID-One Cosmo V7.0-a Platform 72k - PRODUCT GENERATION DESCRIPTION - PGD 071631 00 PGD – issue 1 AA, 02:06/2009 Oberthur Technologies Certification report ANSSI-CC-2009/47 ID-One Cosmo V7.0-a SmartCard in USB configuration Page 16 out 17 CER/F/07.5 - Optional Code r1.0 High Secure on ID-One Cosmo V7.0-A Platform 72k - PRODUCT GENERATION DESCRIPTION - PGD 071771 00 PGD – issue 1 AA, 15/06/2009 Oberthur Technologies Administration Guides of the product : - ID-One Cosmo V7.0 - Pre-Perso Guide FQR : 110 4379 – issue 6, 26/06/2009 Oberthur Technologies - ID-One Cosmo V7.0 - Security recommendations FQR 110 4730 – issue 1, 02/09/2009 Oberthur Technologies User Guide of the product : - ID-One Cosmo V7.0 - Reference Guide FQR 110 4483, issue 5 Oberthur Technologies [PP/0304] Protection profile certified on 30 September 2003 by ANSSI and named: Java Card System - Standard 2.1.1 Configuration Protection Profile – version 1.0b [DCSSI 2006/30] ANSSI certificate delivered on december the 19th 2006 for the secured microcontroller ATMEL AT90SC25672RCT-USB rev.D. [DCSSI- 2009/11] ANSSI certificate delivered on 30 June 2009 for ATMEL cryptographic library - Toolbox 00.03.11.05 [PP/9806] Profil de protection ANSSI certifié en avril 1999 sous le titre : Protection Profile Smart Card Integrated Circuit Version 2.0, September 1998. ID-One Cosmo V7.0-a SmartCard in USB configuration Certification report ANSSI-CC-2009/47 Page 17 out 17 Annex 3. Certification references Decree number 2002-535 dated 18th April 2002 related to the security evaluations and certifications for information technology products and systems. [CER/P/01] Procedure CER/P/01 - Certification of the security provided by IT products and systems, DCSSI. [CC] Common Criteria for Information Technology Security Evaluation : Part 1: Introduction and general model, September 2006, version 3.1, revision 1, ref CCMB-2006-09-001, Part 2: Security functional components, September 2007, version 3.1, revision 2, ref CCMB-2007-09-002, Part 3: Security assurance components, September 2007, version 3.1, revision 2, ref CCMB-2007-09-003. [CEM] Common Methodology for Information Technology Security Evaluation : Evaluation Methodology, September 2007, version 3.1, revision 2, ref CCMB-2007-09-004. [CC IC] Common Criteria Supporting Document - Mandatory Technical Document - The Application of CC to Integrated Circuits, reference CCDB-2006-04-003 version 2.0, revision 1, April 2006. [CC AP] Common Criteria Supporting Document - Mandatory Technical Document - Application of attack potential to smart-cards, reference CCDB-2008-04-001 version 2.5 revision 1, April 2008. [COMP] Common Criteria Supporting Document - Mandatory Technical Document - Composite product evaluation for smart cards and similar devices, reference CCDB-2007-09-001 version 1.0, revision 1, September 2007. [CC RA] Arrangement on the Recognition of Common Criteria certificates in the field of information Technology Security, May 2000. [SOG-IS] «Mutual Recognition Agreement of Information Technology Security Evaluation Certificates», version 2.0, April 1999, Management Committee of Agreement Group.