TÜV Rheinland Nederland B.V. Headoffice: Westervoortsedijk 73 NL-6827 AV Arnhem P.O. Box 2220 NL-6802 CE Arnhem The Netherlands Location Leek: Eiberkamp 10 NL-9351 VT Leek P.O. Box 37 NL-9350 AA Leek The Netherlands info@nl.tuv.com www.tuv.com/nl Tel. +31 (0)88 888 7 888 Fax +31 (0)88 888 7 879 TÜV Rheinland Nederland B.V. is a registered company at the Dutch Chamber of Commerce under number 27288788 VAT number: NL815820380B01 IBAN: NL61DEUT0265155096 Version 2020-2 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Certification Report STSafe S300 v1.2.5 Sponsor and developer: ST Microelectronics S.r.l. Zona Industriale Marcianise SUD 81025 Marcianise (CE) Italy Evaluation facility: Brightsight Brassersplein 2 2612 CT Delft The Netherlands Report number: NSCIB-CC-0176780-CR Report version: 1 Project number: 0176780 Author(s): Wouter Slegers Date: 20 August 2020 Number of pages: 11 Number of appendices: 0 Reproduction of this report is authorized provided the report is reproduced in its entirety. Page: 2/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. CONTENTS: Foreword 3 Recognition of the certificate 4 International recognition 4 European recognition 4 1 Executive Summary 5 2 Certification Results 6 2.1 Identification of Target of Evaluation 6 2.2 Security Policy 6 2.3 Assumptions and Clarification of Scope 6 2.4 Architectural Information 6 2.5 Documentation 7 2.6 IT Product Testing 7 2.7 Re-used evaluation results 8 2.8 Evaluated Configuration 8 2.9 Results of the Evaluation 8 2.10 Comments/Recommendations 9 3 Security Target 10 4 Definitions 10 5 Bibliography 11 Page: 3/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Foreword The Netherlands Scheme for Certification in the Area of IT Security (NSCIB) provides a third-party evaluation and certification service for determining the trustworthiness of Information Technology (IT) security products. Under this NSCIB, TÜV Rheinland Nederland B.V. has the task of issuing certificates for IT security products, as well as for protection profiles and sites. Part of the procedure is the technical examination (evaluation) of the product, protection profile or site according to the Common Criteria assessment guidelines published by the NSCIB. Evaluations are performed by an IT Security Evaluation Facility (ITSEF) under the oversight of the NSCIB Certification Body, which is operated by TÜV Rheinland Nederland B.V. in cooperation with the Ministry of the Interior and Kingdom Relations. An ITSEF in the Netherlands is a commercial facility that has been licensed by TÜV Rheinland Nederland B.V. to perform Common Criteria evaluations; a significant requirement for such a license is accreditation to the requirements of ISO Standard 17025 “General requirements for the accreditation of calibration and testing laboratories”. By awarding a Common Criteria certificate, TÜV Rheinland Nederland B.V. asserts that the product or site complies with the security requirements specified in the associated (site) security target, or that the protection profile (PP) complies with the requirements for PP evaluation specified in the Common Criteria for Information Security Evaluation. A (site) security target is a requirements specification document that defines the scope of the evaluation activities. The consumer should review the (site) security target or protection profile, in addition to this certification report, in order to gain an understanding of any assumptions made during the evaluation, the IT product's intended environment, its security requirements, and the level of confidence (i.e., the evaluation assurance level) that the product or site satisfies the security requirements stated in the (site) security target. Reproduction of this report is authorized provided the report is reproduced in its entirety. Page: 4/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Recognition of the certificate Presence of the Common Criteria Recognition Arrangement and SOG-IS logos on the certificate indicates that this certificate is issued in accordance with the provisions of the CCRA and the SOG-IS agreement and will be recognised by the participating nations. International recognition The CCRA has been signed by the Netherlands in May 2000 and provides mutual recognition of certificates based on the CC. Starting September 2014 the CCRA has been updated to provide mutual recognition of certificates based on cPPs (exact use) or STs with evaluation assurance components up to and including EAL2+ALC_FLR. The current list of signatory nations and approved certification schemes can be found on: http://www.commoncriteriaportal.org. European recognition The European SOGIS-Mutual Recognition Agreement (SOGIS-MRA) version 3 effective from April 2010 provides mutual recognition of Common Criteria and ITSEC certificates at a basic evaluation level for all products. A higher recognition level for evaluation levels beyond EAL4 (resp. E3-basic) is provided for products related to specific technical domains. This agreement was initially signed by Finland, France, Germany, The Netherlands, Norway, Spain, Sweden and the United Kingdom. Italy joined the SOGIS-MRA in December 2010. The current list of signatory nations, approved certification schemes and the list of technical domains for which the higher recognition applies can be found on: http://www.sogisportal.eu. Page: 5/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 1 Executive Summary This Certification Report states the outcome of the Common Criteria security evaluation of the STSafe S300 v1.2.5. The developer of the STSafe S300 v1.2.5 is ST Microelectronics S.r.l. located in Marcianise, Italy and they also act as the sponsor of the evaluation and certification. A Certification Report is intended to assist prospective consumers when judging the suitability of the IT security properties of the product for their particular requirements. STSafe S300 is a Secure element product that offers secure storage capability over the Weaver and SFA applications, intended to be used as a secure storage element by a mobile phone. The TOE has been evaluated by Brightsight B.V. located in Delft, The Netherlands. The evaluation was completed on 20 August 2020 with the approval of the ETR. The certification procedure has been conducted in accordance with the provisions of the Netherlands Scheme for Certification in the Area of IT Security [NSCIB]. The scope of the evaluation is defined by the security target [ST], which identifies assumptions made during the evaluation, the intended environment for the STSafe S300 v1.2.5, the security requirements, and the level of confidence (evaluation assurance level) at which the product is intended to satisfy the security requirements. Consumers of the STSafe S300 v1.2.5 are advised to verify that their own environment is consistent with the security target, and to give due consideration to the comments, observations and recommendations in this certification report. The results documented in the evaluation technical report [ETR] 1 for this product provides sufficient evidence that the TOE meets the EAL4 augmented (EAL4+) assurance requirements for the evaluated security functionality. This assurance level is augmented with ALC_DVS.2 (Sufficiency of security measures) and AVA_VAN.5 (Advanced methodical vulnerability analysis). The evaluation was conducted using the Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision 5 [CEM] for conformance to the Common Criteria for Information Technology Security Evaluation, version 3.1 Revision 5 [CC]. TÜV Rheinland Nederland B.V., as the NSCIB Certification Body, declares that the evaluation meets all the conditions for international recognition of Common Criteria Certificates and that the product will be listed on the NSCIB Certified Products list. It should be noted that the certification results only apply to the specific version of the product as evaluated. 1 The Evaluation Technical Report contains information proprietary to the developer and/or the evaluator, and is not releasable for public review. Page: 6/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 2 Certification Results 2.1 Identification of Target of Evaluation The Target of Evaluation (TOE) for this evaluation is the STSafe S300 v1.2.5 from ST Microelectronics S.r.l. located in Marcianise, Italy. The TOE is comprised of the following main components: Name Version Hardware ST33G1M2 (maskset K8H0A) Version F Software Firmware Version A Neslib library V6.3.4 Storekeeper V1.0.9 STSafe OS and weaver applet V1.2.5 To ensure secure usage a set of guidance documents is provided together with the STSafe S300 v1.2.5. Details can be found in section 2.5 of this report. For a detailed and precise description of the TOE lifecycle refer to the [ST], chapter 4. 2.2 Security Policy STSafe S300 is a Secure element product that offers secure storage capability over the Weaver and SFA applications, intended to be used as a secure storage element by a mobile phone. The TOE provides two different applications for accessing two separate secure memories. The SFA is the default application; SFA application is operational only on logical channel 0, while Weaver application is operational only on logical channel 1. 2.3 Assumptions and Clarification of Scope 2.3.1 Assumptions The assumptions defined in the Security Target are not covered by the TOE itself. These aspects lead to specific Security Objectives to be fulfilled by the TOE-Environment. Detailed information on these security objectives that must be fulfilled by the TOE environment can be found in section 8.2 of the [ST]. 2.3.2 Clarification of scope The evaluation did not reveal any threats to the TOE that are not countered by the evaluated security functions of the product. 2.4 Architectural Information The TOE is a Secure element product that offers secure storage capability over the Weaver and SFA applications, intended to be used as a secure storage element by a mobile phone. The product offers also an additional functionality called “Firmware Upgrade OS” that allows Operational OS firmware update. The TOE is a composition of a Java Card OS and the SFA and Weaver applications, with the ST33G1M2 IC platform (including Neslib and Storekeeper). The logical architecture of the TOE can be depicted as follows (from [ST]): Page: 7/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. Figure 1. Logical architecture of the TOE 2.5 Documentation The following documentation is provided with the product by the developer to the customer: Name Version Date STSafe S300 – Preparative Procedure Rev C 17 June 2020 STSafe S300 - Operational User Guidance Rev D 17 June 2020 2.6 IT Product Testing Testing (depth, coverage, functional tests, independent testing): The evaluators examined the developer’s testing activities documentation and verified that the developer has met their testing responsibilities. 2.6.1 Testing approach and depth The developer has performed extensive testing on functional specification, subsystem and module level. All parameter choices have been addressed at least once. All boundary cases identified have been tested explicitly, and additionally the near-boundary conditions have been covered probabilistically. The testing was largely automated using industry standard and proprietary test suites. Test scripts were extensively used to verify that the functions return the expected values. The underlying hardware and crypto-library test results are extendable to composite evaluations, as the underlying platform is operated according to its guidance and the composite evaluation requirements are met. For the testing performed by the evaluators, the developer has provided samples and a test environment. The evaluators have reproduced a selection of the developer tests, as well as a small number of test cases designed by the evaluator. 2.6.2 Independent Penetration Testing The methodical analysis performed was conducted along the following steps: Page: 8/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval.  When evaluating the evidence in the classes ASE, ADV and AGD the evaluator considers whether potential vulnerabilities can already be identified due to the TOE type and/or specified behaviour in such an early stage of the evaluation.  For ADV_IMP a thorough implementation representation review has performed on the TOE. During this attack oriented analysis the protection of the TOE was analysed using the knowledge gained from all previous evaluation classes. This results in the identification of (additional) potential vulnerabilities. For this analysis has been performed according to the attack methods in the JIL Application of Attack Potential. An important source for assurance in this step is the technical report [HW-ETRfC] of the underlying platform.  All potential vulnerabilities were analysed using the knowledge gained from all evaluation classes and information from the public domain. A judgment was made on how to assure that these potential vulnerabilities are not exploitable. The potential vulnerabilities were addressed by penetration testing, a guidance update or in other ways that were deemed appropriate. Two perturbation attacks and one side channel attack was performed, for a total of four weeks of penetration testing. 2.6.3 Test Configuration The TOE is available in one configuration only. All testing was performed on the TOE as defined in the [ST]. 2.6.4 Testing Results The testing activities, including configurations, procedures, test cases, expected results and observed results are summarised in the [ETR], with references to the documents containing the full details. The developer’s tests and the independent functional tests produced the expected results, giving assurance that the TOE behaves as specified in its [ST] and functional specification. No exploitable vulnerabilities were found with the independent penetration tests. The algorithmic security level of cryptographic functionality has not been rated in this certification process, but the current consensus on the algorithmic security level in the open domain, i.e. from the current best cryptanalytic attacks published, has been taken into account. The algorithmic security level exceeds 100 bits for all evaluated cryptographic functionality as required for high attack potential (AVA_VAN.5). For composite evaluations, please consult the [ETRfC] for details. 2.7 Re-used evaluation results There is no re-use of evaluation results in this certification. Sites involved in the development and production of the hardware platform were re-used by composition. There has been extensive re-use of the ALC aspects for the sites involved in the development and production of the software part of the TOE, by use of one Site Technical Audit Re-use report approaches. No sites has been visited as part of this evaluation. 2.8 Evaluated Configuration The TOE is defined uniquely by its name and version number STSafe S300 v1.2.5. 2.9 Results of the Evaluation The evaluation lab documented their evaluation results in the [ETR] which references an ASE Intermediate Report and other evaluator documents. To support composite evaluations according to [CCDB-2007-09-01] a derived document [ETRfC] was provided and approved. This document Page: 9/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. provides details of the TOE evaluation that have to be considered when this TOE is used as platform in a composite evaluation. The verdict of each claimed assurance requirement is “Pass”. Based on the above evaluation results the evaluation lab concluded the STSafe S300 v1.2.5, to be CC Part 2 conformant, CC Part 3 conformant, and to meet the requirements of EAL 4 augmented with ALC_DVS.2 and AVA_VAN.5. This implies that the product satisfies the security requirements specified in Security Target [ST]. 2.10 Comments/Recommendations The user guidance as outlined in section 2.5 contains necessary information about the usage of the TOE. In addition all aspects of assumptions, threats and policies as outlined in the Security Target not covered by the TOE itself need to be fulfilled by the operational environment of the TOE. The customer or user of the product shall consider the results of the certification within his system risk management process. In order for the evolution of attack methods and techniques to be covered, he should define the period of time until a re-assessment for the TOE is required and thus requested from the sponsor of the certificate. The strength of the cryptographic algorithms and protocols was not rated in the course of this evaluation. This specifically applies to the following proprietary or non-standard algorithms, protocols and implementations: weaver protocol. Page: 10/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 3 Security Target The STSafe S300 Security Target, Rev. F, 31 July 2020 [ST] is included here by reference. Please note that for the need of publication a public version [ST-lite] has been created and verified according to [ST-SAN]. 4 Definitions This list of Acronyms and the glossary of terms contains elements that are not already defined by the CC or CEM: IT Information Technology ITSEF IT Security Evaluation Facility JIL Joint Interpretation Library NSCIB Netherlands Scheme for Certification in the area of IT security PP Protection Profile TOE Target of Evaluation Page: 11/11 of report number: NSCIB-CC-0176780-CR, dated 20 August 2020 ® TÜV, TUEV and TUV are registered trademarks. Any use or application requires prior approval. 5 Bibliography This section lists all referenced documentation used as source material in the compilation of this report: [CC] Common Criteria for Information Technology Security Evaluation, Parts I, II and III, Version 3.1 Revision 5, April 2017. [CEM] Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision 5, April 2017. [ETR] Evaluation Technical Report STSafe S300 v1.2.5, 20-RPT-640, Version 4.0, Issue 17 August 2020. [ETRfC] ETR for Composite Evaluation STSafe S300 v1.2.5, 20-RPT-703, Version 3.0, Issue 17 August 2020. [HW-CERT] Rapport de certification ANSSI-CC-2020/22 ST33G1M2 C01 including optional cryptographic library NesLib and optional technology MIFARE4Mobile, v29.2 [HW-ETRfC] Evaluation Technical Report for composite evaluation – Project: ASTIM / ST33G1M2 C01 – Reference ASTIM_ETRLite, v6.0 [HW-ST] ST33G1M2 C01 – Security target for composition, Rev C01.3 [NSCIB] Netherlands Scheme for Certification in the Area of IT Security, Version 2.5, 28 March 2019. [ST] STSafe S300 Security Target, Rev. F, 31 July 2020. [ST-lite] STSafe S300 Securirty Target Lite, Rev. A, 31 July [ST-SAN] ST sanitising for publication, CC Supporting Document CCDB-2006-04-004, April 2006. (This is the end of this report).