National Information Assurance Partnership
Common Criteria Evaluation and Validation Scheme
Validation Report
Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000 and
FTDv with FMC/FMCv
Report Number: CCEVS-VR-VID11300-2023
Dated: February 13, 2023
Version: 1.0
National Institute of Standards and Technology Department of Defense
Information Technology Laboratory ATTN: NIAP, Suite 6982
100 Bureau Drive 9800 Savage Road
Gaithersburg, MD 20899 Fort Meade, MD 20755-6982
Cisco FTD (NGFW) 7.0 on ASA 5500 Validation Report Version 1.0, February 13, 2023
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ACKNOWLEDGEMENTS
Validation Team
Daniel Faigin
Patrick Mallett, PhD
The Aerospace Corporation
Farid Ahmed
Richard (Rip) Toren
Johns Hopkins University APL
Common Criteria Testing Laboratory
Cody Cummins
Kevin Cummins
Douglas Kalmus
Charles Rice
Katie Sykes
Gossamer Security Solutions, Inc.
Columbia, MD
Cisco FTD (NGFW) 7.0 on ASA 5500 Validation Report Version 1.0, February 13, 2023
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Table of Contents
1 Executive Summary.................................................................................................... 1
2 Identification............................................................................................................... 2
3 Architectural Information ........................................................................................... 3
3.1 TOE Evaluated Platforms ................................................................................... 3
3.2 TOE Architecture................................................................................................ 3
3.3 Physical Boundaries............................................................................................ 4
4 Security Policy............................................................................................................ 5
4.1 Security audit ...................................................................................................... 6
4.2 Communication................................................................................................... 6
4.3 Cryptographic support ........................................................................................ 6
4.4 Full residual information protection ................................................................... 6
4.5 Identification and authentication......................................................................... 6
4.6 Security management.......................................................................................... 7
4.7 Protection of the TSF.......................................................................................... 7
4.8 TOE access.......................................................................................................... 8
4.9 Trusted path/channels ......................................................................................... 8
4.10 Filtering............................................................................................................... 8
4.11 Intrusion prevention system................................................................................ 9
5 Assumptions & Clarification of Scope ....................................................................... 9
6 Documentation.......................................................................................................... 11
7 IT Product Testing .................................................................................................... 12
7.1 Developer Testing............................................................................................. 12
7.2 Evaluation Team Independent Testing ............................................................. 12
8 Evaluated Configuration ........................................................................................... 12
9 Results of the Evaluation .......................................................................................... 13
9.1 Evaluation of the Security Target (ASE).......................................................... 13
9.2 Evaluation of the Development (ADV)............................................................ 14
9.3 Evaluation of the Guidance Documents (AGD) ............................................... 14
9.4 Evaluation of the Life Cycle Support Activities (ALC)................................... 14
9.5 Evaluation of the Test Documentation and the Test Activity (ATE) ............... 14
9.6 Vulnerability Assessment Activity (VAN)....................................................... 15
9.7 Summary of Evaluation Results........................................................................ 15
10 Validator Comments/Recommendations .................................................................. 16
11 Annexes..................................................................................................................... 16
12 Security Target.......................................................................................................... 16
13 Glossary .................................................................................................................... 16
14 Bibliography ............................................................................................................. 17
Cisco FTD (NGFW) 7.0 on ASA 5500 Validation Report Version 1.0, February 13, 2023
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1 Executive Summary
This report documents the assessment of the National Information Assurance Partnership
(NIAP) validation team of the evaluation of Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA
3000 and FTDv with FMC/FMCv solution provided by Cisco Systems, Inc. It presents the
evaluation results, their justifications, and the conformance results. This Validation Report
is not an endorsement of the Target of Evaluation by any agency of the U.S. government,
and no warranty is either expressed or implied.
The evaluation was performed by the Gossamer Security Solutions (Gossamer) Common
Criteria Testing Laboratory (CCTL) in Columbia, MD, United States of America, and was
completed in February 2023. The information in this report is largely derived from the
Evaluation Technical Report (ETR) and associated test reports, all written by Gossamer
Security Solutions. The evaluation determined that the product is both Common Criteria Part
2 Extended and Part 3 Conformant, and meets the assurance requirements of the collaborative
Protection Profile for Network Devices, version 2.2e, 23 March 2020 (NDcPP22e) with the
PP-Module for Stateful Traffic Filter Firewalls, version 1.4 + Errata 20200625, 25 June 2020
(STFFW14e), the PP-Module for Virtual Private Network (VPN) Gateways, version 1.1, 18
June 2020 (VPNGW11), and the PP-Module for Intrusion Prevention Systems (IPS), version
1.0, 11 May 2021 (IPS10).
The Target of Evaluation (TOE) is the Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000
and FTDv with FMC/FMCv.
The Target of Evaluation (TOE) identified in this Validation Report has been evaluated at a
NIAP approved Common Criteria Testing Laboratory using the Common Methodology for
IT Security Evaluation (Version 3.1, Rev 5) for conformance to the Common Criteria for IT
Security Evaluation (Version 3.1, Rev 5). This Validation Report applies only to the specific
version of the TOE as evaluated. The evaluation has been conducted in accordance with the
provisions of the NIAP Common Criteria Evaluation and Validation Scheme and the
conclusions of the testing laboratory in the evaluation technical report are consistent with the
evidence provided.
The validation team monitored the activities of the evaluation team, provided guidance on
technical issues and evaluation processes, and reviewed the individual work units and
successive versions of the ETR. The validation team found that the evaluation showed that
the product satisfies all of the functional requirements and assurance requirements stated in
the Security Target (ST). Therefore, the validation team concludes that the testing
laboratory’s findings are accurate, the conclusions justified, and the conformance results are
correct. The conclusions of the testing laboratory in the evaluation technical report are
consistent with the evidence produced.
The technical information included in this report was obtained from the Cisco FTD (NGFW)
7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv Security Target, Version 0.6,
February 6, 2023 and analysis performed by the Validation Team.
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2 Identification
The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards
and Technology (NIST) effort to establish commercial facilities to perform trusted product
evaluations. Under this program, security evaluations are conducted by commercial testing
laboratories called Common Criteria Testing Laboratories (CCTLs) using the Common
Evaluation Methodology (CEM) in accordance with National Voluntary Laboratory
Assessment Program (NVLAP) accreditation.
The NIAP Validation Body assigns Validators to monitor the CCTLs to ensure quality and
consistency across evaluations. Developers of information technology products desiring a
security evaluation contract with a CCTL and pay a fee for their product’s evaluation. Upon
successful completion of the evaluation, the product is added to NIAP’s Validated Products
List.
Table 1 provides information needed to completely identify the product, including:
• The Target of Evaluation (TOE): the fully qualified identifier of the product as evaluated.
• The Security Target (ST), describing the security features, claims, and assurances of the
product.
• The conformance result of the evaluation.
• The Protection Profile to which the product is conformant.
• The organizations and individuals participating in the evaluation.
Table 1: Evaluation Identifiers
Item Identifier
Evaluation Scheme United States NIAP Common Criteria Evaluation and Validation Scheme
TOE Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv
(Specific models identified in Section 8)
Protection Profile PP-Configuration for Network Device, Intrusion Prevention Systems (IPS),
Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways,
Version 1.0, 18 May 2021: Base PP: collaborative Protection Profile for Network
Devices, version 2.2e, 23 March 2020 (NDcPP22e) with the PP-Module for
Stateful Traffic Filter Firewalls, version 1.4 + Errata 20200625, 25 June 2020
(STFFW14e), the PP-Module for Virtual Private Network (VPN) Gateways,
version 1.1, 18 June 2020 (VPNGW11), and the PP-Module for Intrusion
Prevention Systems (IPS), version 1.0, 11 May 2021 (IPS10)
ST Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv
Security Target, Version 0.6, February 6, 2023
Evaluation Technical
Report
Evaluation Technical Report for Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA
3000 and FTDv with FMC/FMCv, Version 1.1, February 13, 2023
CC Version Common Criteria for Information Technology Security Evaluation, Version 3.1,
rev 5
Conformance Result CC Part 2 extended, CC Part 3 extended
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Item Identifier
Sponsor Cisco Systems, Inc.
Developer Cisco Systems, Inc.
Common Criteria
Testing Lab (CCTL)
Gossamer Security Solutions, Inc.
Columbia, MD
CCEVS Validators Daniel Faigin, Patrick Mallett, Farid Ahmed, and Richard Toren
3 Architectural Information
Note: The following architectural description is based on the description presented in the
Security Target.
The Cisco ASA 5500 series and the ISA 3000 series are purpose-built, firewall platforms
with VPN and IPS capabilities provided by Firepower Threat Defense (FTD) software. The
Cisco FTD Virtual (FTDv) running on UCS platform (TOE) is also a firewall platform with
VPN and IPS capabilities. The TOE includes one or more Cisco ASA5500/ISA3000/FTDv
appliances (running FTD software) that are centrally managed by a Firepower Management
Center (FMC) appliance. The FMC physical and virtual appliances provide a centralized
management console and event database for the FTD and FTDv, and aggregates and
correlates intrusion, discovery, and connection data from the FTD and FTDv. In this
deployment, the FTD provides VPN, firewall filtering, network analysis, intrusion detection
and access control functionalities. The FMC and ASA5500/ISA3000/FTDv (running FTD)
appliances form the TOE (Distributed TOE Use Case 3).
3.1 TOE Evaluated Platforms
Detail regarding the evaluated configuration is provided in Section 8 below.
3.2 TOE Architecture
The TOE is comprised of both software and hardware. The TOE appliances are comprised
of the following: 5500 Series (5508-X, 5516-X), ISA 3000 Series (ISA 3000-4C and ISA
3000-2C2F), FTDv, and Firepower Management Center (FMC1000-K9, FMC2500-K9,
FMC4500-K9, FMC1600-K9, FMC2600-K9 and FMC4600-K9, and FMCv). The software
is comprised of the FTD software image Release 7.0 and FMC (or FMCv) version 7.0.
The models that comprise the TOE have common hardware characteristics. These differing
characteristics affect only non-TSF relevant functionality (such as throughput, processing
speed, number and type of network connections supported, number of concurrent
connections supported, and amount of storage) and therefore support security equivalency of
the FTDs in terms of hardware.
The Cisco Firepower Threat Defense Virtual (FTDv) brings Cisco's Firepower Next-
Generation Firewall and Next-Generation Intrusion Prevention functionalities to virtualized
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environments, enabling security policies to follow workloads across physical, virtual, and
cloud environments, and between clouds. Firepower Threat Defense Virtual functions within
a VMware ESXi environment and the ENCS NFVIS environment, including feature support,
system requirements, guidelines, and limitations.
The underlying UCS, ENCS and other general-purpose computing platforms running Intel
Xeon E (Coffee Lake) and Intel Xeon D (Broadwell) processors that comprise the TOE have
common hardware characteristics. These differing characteristics affect only non-TSF
relevant functionality (such as throughput, processing speed, number and type of network
connections supported, number of concurrent connections supported, and amount of storage)
and therefore support security equivalency of the FTDv in terms of hardware.
The underlying UCS platforms that comprise the TOE have common hardware
characteristics. These differing characteristics affect only non-TSF relevant functionality
(such as throughput, processing speed, number and type of network connections supported,
number of concurrent connections supported, and amount of storage) and therefore support
security equivalency of the FMCv in terms of hardware.
3.3 Physical Boundaries
The TOE consists of at least one ASA 5500/ISA 3000 device running the FTD software or
virtual device running FTDv software and one or more physical FMC devices running the
FMC software or virtual devices running FMCv software as specified in Section 1.5 below.
Each instantiation of the TOE has two or more network interfaces and can filter IP traffic to
and through those interfaces.
If the TOE is to be remotely administered, the management station must connect using
SSHv2. When the Web UI is used, a remote workstation with a TLS-enabled browser must
be available. A syslog server can also be used to store audit records, and the syslog server
must support syslog over TLS or IPsec.
FTD supports two different TLS clients that send syslog messages to the external syslog
server- FTD TLS client and FTD OS TLS Client. The FTD TLS Client is configured by the
FMC and is the main audit system for audits generated by FTD. It sends audit events such
as IPsec and login messages to the external syslog server. The FTD OS TLS client
implementation is configured through the FTD’s command line and sends audit events such
as SSH login, console login, etc. to an external syslog server.
The TOE is able to filter connections to/from these external entities using its IP traffic
filtering, and can encrypt traffic where necessary using TLS, SSH, and/or IPsec. The TOE
uses X.509v3 certificates to support authentication for both IPsec and TLS, and the CA server
in the Operational environment can be used to obtain digital certificates.
The communication between the FMC software and FTD running in the ASA/ISA/FTDv
appliance is protected by TLSv1.2. Digital certificates from a CA server are obtained when
certificates are used as the authentication method for VPN connection. The TOE protects
peer-to-peer VPN connections between itself and VPN peers (connections can be initiated
by the TOE or by the peer) using IPsec.
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The following figure provides a visual depiction of an example TOE deployment. The TOE
boundary is surrounded with a hashed red line.
Figure 1: Example TOE Deployment
The previous figure includes the following:
• TOE components (at least one ASA/ISA/FTDv appliance and FMC/FMCv)
• VPN Peer (Operational Environment) or another instance of the TOE
• VPN Client (Operational Environment) with Cisco AnyConnect Client
• Management Workstation (Operational Environment)
• CA Server (Operational Environment)
• Syslog server (Operational Environment)
4 Security Policy
This section summaries the security functionality of the TOE:
1. Security audit
2. Communication
3. Cryptographic support
4. Full residual information protection
5. Identification and authentication
6. Security management
7. Protection of the TSF
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8. TOE access
9. Trusted path/channels
10. Filtering
11. Intrusion prevention system
4.1 Security audit
The TOE provides extensive auditing capabilities. The TOE can audit events related to
cryptographic functionality, identification and authentication, and administrative actions.
The TOE generates an audit record for each auditable event. The administrator configures
auditable events, performs back-up operations, and manages audit data storage. The TOE
provides the administrator with a circular audit trail where the TOE overwrites the oldest
audit record with the newest audit record when space is full. Audit logs are backed up over
an encrypted channel to an external audit server.
4.2 Communication
The TOE allows authorized administrators to control which FTD device is managed by the
FMC. This is performed through a registration process over TLS. The administrator can also
de-register a FTD device if he or she wish to no longer manage it through the FMC.
4.3 Cryptographic support
The TOE provides cryptography in support of other TOE security functionality. The TOE
provides cryptography in support of secure connections using IPsec and TLS, and remote
administrative management via SSHv2 and TLS/HTTPS. The cryptographic random bit
generators (RBGs) are seeded by an entropy noise source.
4.4 Full residual information protection
The TOE ensures that all information flows from the TOE do not contain residual
information from previous traffic. Packets are padded with zeros. Residual data is never
transmitted from the TOE.
4.5 Identification and authentication
The TOE performs two types of authentication: device-level authentication of the remote
device (VPN peers) and user authentication for the authorized administrator of the TOE or
for IPsec VPN clients. Device-level authentication allows the TOE to establish a secure
channel with a trusted peer. The secure channel is established only after each device
authenticates the other. Device-level authentication is performed via IKE/IPsec X509v3
certificate-based authentication or pre-shared key methods while user-level authentication
from IPsec VPN clients uses certificate-based authentication (all IPsec VPN sessions are
terminated at the FTD, not the FMC/FMCv).
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The TOE provides authentication services for administrative users wishing to connect to the
TOEs secure CLI and GUI administrator interfaces. The TOE requires authorized
administrators to authenticate prior to being granted access to any of the management
functionality. The TOE can be configured to require a minimum password length of 15
characters as well as mandatory password complexity rules. The TOE also implements a
lockout mechanism when the number of unsuccessful authentication attempts exceeds the
configured threshold.
The TOE provides administrator authentication against a local user database. Password-
based authentication can be performed on the serial console or SSH and HTTPS interfaces.
The SSHv2 interface also supports authentication using SSH keys.
4.6 Security management
The TOE provides secure administrative services for management of general TOE
configuration and the security functionality provided by the TOE. All TOE administration
occurs either through a secure SSHv2 or TLS/HTTPS session, or via a local console
connection. Optionally, the FTD component also supports tunneling the SSH connections in
IPsec VPN tunnels (peer-to-peer, or remote VPN client). Management of all security
functions can be performed via the FMC/FMCv component of the TOE, while a subset of
management functions can be performed on the FTD/FTDv component. The TOE provides
the ability to securely manage all TOE administrative users; all identification and
authentication; all audit functionality of the TOE; all TOE cryptographic functionality; the
timestamps maintained by the TOE; and the information flow control policies enforced by
the TOE including encryption/decryption of information flows for VPNs. The TOE supports
an “authorized administrator” role, which equates to any account authenticated to an
administrative interface (CLI or GUI, but not VPN), and possessing sufficient privileges to
perform security-relevant administrative actions.
When an administrative session is initially established, the TOE displays an administrator-
configurable warning banner. This is used to provide any information deemed necessary by
the administrator. After a configurable period of inactivity, administrative sessions will be
terminated, requiring administrators to re-authenticate.
4.7 Protection of the TSF
The TOE protects against interference and tampering by untrusted subjects by implementing
identification, authentication, and administrator roles to limit configuration to authorized
administrators. The TOE prevents reading of cryptographic keys and passwords.
Additionally, the TOE is not a general-purpose operating system and access to the TOE
memory space is restricted to only TOE functions.
The TOE internally maintains the date and time. This date and time are used in the timestamp
that is applied to audit records generated by the TOE. Administrators can update the TOE’s
clock manually via FMC. Additionally, the TOE performs testing to verify correct operation
of the appliance itself and that of the cryptographic module. Whenever any system failures
occur within the TOE the TOE will cease operation.
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4.8 TOE access
When an administrative session is initially established, the TOE displays an administrator-
configurable warning banner. This is used to provide any information deemed necessary by
the administrator. After a configurable period of inactivity, administrator and VPN client
sessions will be terminated, requiring re-authentication. The TOE also supports direct
connections from VPN clients and protects against threats related to those client connections.
The TOE disconnects sessions that have been idle too long and can be configured to deny
sessions based on IP, time, and day, and to NAT external IPs of connecting VPN clients to
internal network addresses.
4.9 Trusted path/channels
The TOE supports establishing trusted paths between itself and remote administrators using
SSHv2 for CLI access on the FTD and FMC and TLS/HTTPS for web UI access on the
FMC. The TOE supports use of TLS and/or IPsec for connections with remote syslog servers.
The TOE can establish trusted paths of peer-to-peer VPN tunnels using IPsec, and VPN client
tunnels using IPsec or TLS. Note that the VPN client is in the operational environment.
4.10 Filtering
The TOE provides stateful traffic firewall functionality including IP address-based filtering
(for IPv4 and IPv6) to address the issues associated with unauthorized disclosure of
information, inappropriate access to services, misuse of services, disruption or denial of
services, and network-based reconnaissance. Address filtering can be configured to restrict
the flow of network traffic between protected networks and other attached networks based
on source and/or destination IP addresses. Port filtering can be configured to restrict the flow
of network traffic between protected networks and other attached networks based on the
originating (source) and/or receiving (destination) port (service). Stateful packet inspection
is used to aid in the performance of packet flow through the TOE and to ensure that only
packets are only forwarded when they’re part of a properly established session. The TOE
supports protocols that can spawn additional sessions in accordance with the protocol RFCs
where a new connection will be implicitly permitted when properly initiated by an explicitly
permitted session. The File Transfer Protocol is an example of such a protocol, where a data
connection is created as needed in response to an explicitly allowed command connection.
System monitoring functionality includes the ability to generate audit messages for any
explicitly defined (permitted or denied) traffic flow. TOE administrators have the ability to
configure permitted and denied traffic flows, including adjusting the sequence in which flow
control rules will be applied, and to apply rules to any network interface of the TOE.
The TOE also provides packet filtering and secure IPsec tunneling. The tunnels can be
established between two trusted VPN peers as well as between remote VPN clients and the
TOE. More accurately, these tunnels are sets of security associations (SAs). The SAs define
the protocols and algorithms to be applied to sensitive packets and specify the keying
material to be used. SAs are unidirectional and are established per the ESP security protocol.
An authorized administrator can define the traffic that needs to be protected via IPsec by
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configuring access lists (permit, deny, log) and applying these access lists to interfaces using
VPN policies.
4.11 Intrusion prevention system
The TOE provides intrusion policies consisting of rules and configurations invoked by the
access control policy. The intrusion policies are the last line of defense before the traffic is
allowed to its destination. All traffic permitted by the access control policy is then inspected
by the designated intrusion policy. Using intrusion rules and other preprocessor settings,
these policies inspect traffic for security violations and, in inline deployments, can block or
alter malicious traffic.
If the vendor-provided intrusion policies do not fully address the security needs of the
organization, custom policies can improve the performance of the system in the environment
and can provide a focused view of the malicious traffic and policy violations occurring on
the network. By creating and tuning custom policies, the administrators can configure, at a
very granular level, how the system processes and inspects the traffic on the network for
intrusions.
Using Security Intelligence, the administrators can blacklist—deny traffic to and from—
specific IP addresses, URLs, and DNS domain names, before the traffic is subjected to
analysis by the access control rules. Optionally, the administrators can use a “monitor-only”
setting for Security Intelligence filtering.
5 Assumptions & Clarification of Scope
Assumptions
The Security Problem Definition, including the assumptions, may be found in the following
documents:
• collaborative Protection Profile for Network Devices, version 2.2e, 23 March 2020
(NDcPP22e)
• PP-Module for Stateful Traffic Filter Firewalls, version 1.4 + Errata 20200625, 25
June 2020 (STFFW14e)
• PP-Module for Virtual Private Network (VPN) Gateways, version 1.1, 18 June 2020
(VPNGW11)
• PP-Module for Intrusion Prevention Systems (IPS), version 1.0, 11 May 2021 (IPS10)
That information has not been reproduced here and the
NDcPP22e/STFFW14e/VPNGW11/IPS10 should be consulted if there is interest in that
material.
The scope of this evaluation was limited to the functionality and assurances covered in the
NDcPP22e/STFFW14e/VPNGW11/IPS10 as described for this TOE in the Security Target.
Other functionality included in the product was not assessed as part of this evaluation. All
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other functionality provided by the devices needs to be assessed separately, and no further
conclusions can be drawn about their effectiveness.
Clarification of scope
All evaluations (and all products) have limitations, as well as potential misconceptions that
need clarification. This text covers some of the more important limitations and clarifications
of this evaluation. Note that:
• As with any evaluation, this evaluation only shows that the evaluated configuration
meets the security claims made with a certain level of assurance (the assurance
activities specified in the collaborative Protection Profile for Network Devices with
IPS, Firewall, & VPN Gateway and performed by the evaluation team).
• This evaluation covers only the specific device models and software as identified in
this document, and not any earlier or later versions released or in process.
• Apart from the Admin Guide, additional customer documentation for the specific
IPS, Firewall, VPN Gateway models was not included in the scope of the evaluation
and therefore should not be relied upon when configuring or operating the device as
evaluated.
• This evaluation did not specifically search for, nor attempt to exploit, vulnerabilities
that were not “obvious” or vulnerabilities to objectives not claimed in the ST. The
CEM defines an “obvious” vulnerability as one that is easily exploited with a
minimum of understanding of the TOE, technical sophistication and resources.
• The functionality evaluated is scoped exclusively to the security functional
requirements specified in the NDcPP22e/STFFW14e/VPNGW11/IPS10 and
applicable Technical Decisions. Any additional security related functional
capabilities of the TOE were not covered by this evaluation.
The TOE supports (in some cases optionally) the following hardware, software, and
firmware in its environment when the TOE is configured in its evaluated configuration.
Table 1: IT Environment Components
Component Required Usage/Purpose Description for TOE performance
Management
Workstation with
SSH Client
Yes This includes any IT Environment Management workstation with SSH
client installed that is used by the TOE administrator to support TOE
administration through SSHv2 protected channels. Any SSH client
that supports SSHv2 may be used.
Management
Workstation with
Web Browser
Yes This includes any IT Environment Management workstation with a
web browser installed that is used by the TOE administrator to
support TOE administration through TLS/HTTPS protected channels.
Any browser that supports TLSv1.2 may be used.
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Component Required Usage/Purpose Description for TOE performance
Audit (syslog)
Server
Yes This includes any syslog server to which the TOE would transmit syslog
messages. Connections to remote audit servers must be tunneled in
IPsec or TLS.
Certification
Authority
Yes This includes any IT Environment Certification Authority on the TOE
network. This can be used to provide the TOE with a valid certificate
during certificate enrolment.
Remote Tunnel
Endpoint
Yes This includes any peer with which the TOE participates in tunnelled
communications. Remote tunnel endpoints may be any device or
software client (e.g., Cisco AnyConnect client) that supports IPsec
tunnelling. Both VPN clients and VPN gateways can be considered
remote tunnel endpoints.
6 Documentation
The following documents were available with the TOE for evaluation:
Table 4: Document References
Cisco FTD 7.0 on ASA 5500 and ISA (Industrial Security Appliance) 3000 and FTDv with FMC/FMCv
Common Criteria Supplemental User Guide Version 0.3, January 23, 2023.]
Cisco FTD v7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv Common Criteria User Guide
Supplement IPS & VPN Functionality, Version 0.3, January 23, 2023
Cisco Firepower Release Notes, Version 7.0, Last updated: August 10, 2022
Cisco Firepower Management Center 1000, 2500, and 4500 Hardware Installation Guide [FMC-HIG1]
Cisco Firepower Management Center 1600, 2600, and 4600 Hardware Installation Guide [FMC-HIG2]
Cisco Firepower Management Center Upgrade Guide, Version 6.0 – 7.0. Last updated: March 1, 2022
[FMC-UG]
FMC Getting Started Guides [FMC-GS]
Cisco Firepower Management Center 1600, 2600, and 4600 Getting Started Guide, Last updated: June 6,
2022
Cisco Firepower Management Center 1000, 2500, and 4500 Getting Started Guide, Last updated: April 6,
2020
Cisco Secure Firewall Management Center Virtual Getting Started Guide, Last updated: August 26, 2022
Firepower Management Center Configuration Guide, Version 7.0, Last updated: August 2, 2022 [FMC-CG]
Cisco Secure Firewall Threat Defense Command Reference, Last updated: June 6, 2022 [FTD-CLI]
Cisco Secure Firewall Threat Defense Syslog Messages, Last updated: February 22, 2021
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and ISA 3000 and FTDv with FMC/FMCv
12
Any additional customer documentation provided with the product, or that is available online
was not included in the scope of the evaluation and therefore should not be relied upon when
configuring or operating the device as evaluated. Only these administrator guides listed
above, and the specific sections of other documents referenced by those guides should be
trusted for the installation, administration, and use of this product in its evaluated
configuration.
To use the product in the evaluated configuration, the product must be configured as
specified in the Guidance Documentation listed above. Consumers are encouraged to
download the configuration guides from the NIAP website to ensure the device is
configured as evaluated.
7 IT Product Testing
This section describes the testing efforts of the developer and the Evaluation Team. It is
derived from information contained in the proprietary Detailed Test Report for Cisco FTD
(NGFW) 7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv, Version 1.1, February
13, 2023 (DTR), as summarized in Section 3.4 of the Assurance Activity Report (AAR).
7.1 Developer Testing
No evidence of developer testing is required in the assurance activities for this product.
7.2 Evaluation Team Independent Testing
The evaluation team verified the product according to a Common Criteria Certification
document and ran the tests specified in the NDcPP22e/STFFW14e/VPNGW11/IPS10
including the tests associated with optional requirements. The AAR, in sections 1.1 lists the
tested devices, provides a list of test tools, and has diagrams of the test environment.
8 Evaluated Configuration
The TOE consists of at least one ASA 5500/ISA 3000 device running the FTD software or
virtual device running FTDv software and one or more physical FMC devices running the
FMC software or virtual devices running FMCv software.
Cisco FTD (NGFW) 7.0 on ASA 5500 Validation Report Version 1.0, February 13, 2023
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Name Description
TOE Hardware
Models
• Cisco ASA 5500 Series (5508-X and 5516-X)
• ISA 3000 (ISA 3000-4C and ISA 3000-2C2F)
• Cisco Firepower Management Center (FMC) (FMC1000-K9,
FMC2500-K9, FMC4500-K9, FMC1600-K9, FMC2600-K9 and
FMC4600-K9)
• FMCv running on ESXi 6.7 or 7.0 on the Unified Computing System
(UCS) UCSC-C220-M5, UCSC-C240-M5, UCSC-C480-M5, UCS-
E160S-M3 and UCS-E180D-M3 installed on ISR1
.
• FTDv running on ESXi 6.7 or 7.0 on Cisco Unified Computing
System (UCS) - UCSC-C220-M5, UCSC-C240-M5, UCSC-C480-
M5, UCS-E160S-M3 and UCS-E180D-M3 installed on ISR2
, and
other general-purpose computing platforms with specified Intel
processors.
• FTDv running on NFVIS 4.4 on the ENCS 5406, 5408, and 5412.
TOE Software
Version
FTD/FTDv 7.0 and FMC/FMCv 7.0
9 Results of the Evaluation
The results of the assurance requirements are generally described in this section and are
presented in detail in the proprietary ETR. The reader of this document can assume that all
assurance activities and work units received a passing verdict.
A verdict for an assurance component is determined by the resulting verdicts assigned to the
corresponding evaluator action elements. The evaluation was conducted based upon CC
version 3.1 rev 5 and CEM version 3.1 rev 5. The evaluation determined the Cisco FTD
(NGFW) 7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv TOE to be Part 2
extended, and to meet the SARs contained in the NDcPP22e/STFFW14e/VPNGW11/IPS10.
9.1 Evaluation of the Security Target (ASE)
The evaluation team applied each ASE CEM work unit. The ST evaluation ensured the ST
contains a description of the environment in terms of policies and assumptions, a statement
of security requirements claimed to be met by the Cisco FTD (NGFW) 7.0 on ASA 5500 and
ISA 3000 and FTDv with FMC/FMCv products that are consistent with the Common
Criteria, and product security function descriptions that support the requirements.
The validator reviewed the work of the evaluation team and found that sufficient evidence
and justification was provided by the evaluation team to confirm that the evaluation was
conducted in accordance with the requirements of the CEM, and that the conclusion reached
by the evaluation team was justified.
1
ISR is in the operational environment.
2
ISR is in the operational environment.
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9.2 Evaluation of the Development (ADV)
The evaluation team applied each ADV CEM work unit. The evaluation team assessed the
design documentation and found it adequate to aid in understanding how the TSF provides
the security functions. The design documentation consists of a functional specification
contained in the Security Target and Guidance documents. Additionally, the evaluator
performed the assurance activities specified in the NDcPP22e/STFFW14e/
VPNGW11/IPS10 related to the examination of the information contained in the TSS.
The validator reviewed the work of the evaluation team and found that sufficient evidence
and justification was provided by the evaluation team to confirm that the evaluation was
conducted in accordance with the requirements of the CEM, and that the conclusion reached
by the evaluation team was justified.
9.3 Evaluation of the Guidance Documents (AGD)
The evaluation team applied each AGD CEM work unit. The evaluation team ensured the
adequacy of the user guidance in describing how to use the operational TOE. Additionally,
the evaluation team ensured the adequacy of the administrator guidance in describing how
to securely administer the TOE. All of the guides were assessed during the design and testing
phases of the evaluation to ensure they were complete.
The validator reviewed the work of the evaluation team and found that sufficient evidence
and justification was provided by the evaluation team to confirm that the evaluation was
conducted in accordance with the requirements of the CEM, and that the conclusion reached
by the evaluation team was justified.
9.4 Evaluation of the Life Cycle Support Activities (ALC)
The evaluation team applied each ALC CEM work unit. The evaluation team found that the
TOE was identified.
The validator reviewed the work of the evaluation team and found that sufficient evidence
and justification was provided by the evaluation team to confirm that the evaluation was
conducted in accordance with the requirements of the CEM, and that the conclusion reached
by the evaluation team was justified.
9.5 Evaluation of the Test Documentation and the Test Activity (ATE)
The evaluation team applied each ATE CEM work unit. The evaluation team ran the set of
tests specified by the assurance activities in the NDcPP22e/STFFW14e/VPNGW11/IPS10
and recorded the results in a Test Report, summarized in the AAR.
The validator reviewed the work of the evaluation team and found that sufficient evidence
and justification was provided by the evaluation team to confirm that the evaluation was
conducted in accordance with the requirements of the CEM, and that the conclusion reached
by the evaluation team was justified.
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15
9.6 Vulnerability Assessment Activity (VAN)
The evaluation team applied each AVA CEM work unit. The vulnerability analysis is in the
Detailed Test Report (DTR) prepared by the evaluator. The vulnerability analysis includes
a public search for vulnerabilities and fuzz testing. Neither the public search for
vulnerabilities nor the fuzz testing uncovered any residual vulnerability.
The evaluation team performed a public search for vulnerabilities in order to ensure there
are no publicly known and exploitable vulnerabilities in the TOE from the following
sources:
• National Vulnerability Database (https://web.nvd.nist.gov/vuln/search)
• Vulnerability Notes Database (http://www.kb.cert.org/vuls/)
• Rapid7 Vulnerability Database (https://www.rapid7.com/db/vulnerabilities)
• Tipping Point Zero Day Initiative (http://www.zerodayinitiative.com/advisories )
• Exploit / Vulnerability Search Engine (http://www.exploitsearch.net)
• SecurITeam Exploit Search (http://www.securiteam.com)
• Tenable Network Security (http://nessus.org/plugins/index.php?view=search)
• Offensive Security Exploit Database (https://www.exploit-db.com/)
The search was performed on 2/6/2023 with the following search terms: "ftd 7.0",
"Firepower threat defense", "cisco ssl fom", "Cisco Security Crypto", "Virtual fmc fom",
"Firepower management center", "openssh", "ASA 5500", "ISA 3000", "ESXi", "NFVIS",
"Intel Atom C3000", "Intel Xeon D", "Intel Xeon E5", "Intel Xeon Silver", "Intel Xeon
Gold", "Intel Xeon Scalable".
The validator reviewed the work of the evaluation team and found that sufficient evidence
and justification was provided by the evaluation team to confirm that the evaluation was
conducted in accordance with the requirements of the CEM, and that the conclusion reached
by the evaluation team was justified.
9.7 Summary of Evaluation Results
The evaluation team’s assessment of the evaluation evidence demonstrates that the claims in
the ST are met. Additionally, the evaluation team’s testing also demonstrated the accuracy
of the claims in the ST.
The validation team’s assessment of the evidence provided by the evaluation team is that it
demonstrates that the evaluation team followed the procedures defined in the CEM, and
correctly verified that the product meets the claims in the ST.
Cisco FTD (NGFW) 7.0 on ASA 5500 Validation Report Version 1.0, February 13, 2023
and ISA 3000 and FTDv with FMC/FMCv
16
10 Validator Comments/Recommendations
The validation team notes that the evaluated configuration is dependent upon the TOE being
configured per the evaluated configuration instructions in the Administrator Guide
documents listed in Section 6. No versions of the TOE and software, either earlier or later
were evaluated. Please note that the functionality evaluated is scoped exclusively to the
security functional requirements specified in the Security Target. Other functionality
included in the product was not assessed as part of this evaluation. Other functionality
provided by devices in the operational environment, such as the syslog server, need to be
assessed separately and no further conclusions can be drawn about their effectiveness.
11 Annexes
Not applicable
12 Security Target
The Security Target is identified as: Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000
and FTDv with FMC/FMCv Security Target, Version 0.6, February 6, 2023.
13 Glossary
The following definitions are used throughout this document:
• Common Criteria Testing Laboratory (CCTL). An IT security evaluation facility
accredited by the National Voluntary Laboratory Accreditation Program (NVLAP) and
approved by the CCEVS Validation Body to conduct Common Criteria-based
evaluations.
• Conformance. The ability to demonstrate in an unambiguous way that a given
implementation is correct with respect to the formal model.
• Evaluation. The assessment of an IT product against the Common Criteria using the
Common Criteria Evaluation Methodology to determine whether or not the claims made
are justified; or the assessment of a protection profile against the Common Criteria using
the Common Evaluation Methodology to determine if the Profile is complete, consistent,
technically sound and hence suitable for use as a statement of requirements for one or
more TOEs that may be evaluated.
• Evaluation Evidence. Any tangible resource (information) required from the sponsor or
developer by the evaluator to perform one or more evaluation activities.
• Feature. Part of a product that is either included with the product or can be ordered
separately.
• Target of Evaluation (TOE). A group of IT products configured as an IT system, or an
IT product, and associated documentation that is the subject of a security evaluation
under the CC.
Cisco FTD (NGFW) 7.0 on ASA 5500 Validation Report Version 1.0, February 13, 2023
and ISA 3000 and FTDv with FMC/FMCv
17
• Validation. The process carried out by the CCEVS Validation Body leading to the issue
of a Common Criteria certificate.
• Validation Body. A governmental organization responsible for carrying out validation
and for overseeing the day-to-day operation of the NIAP Common Criteria Evaluation
and Validation Scheme.
14 Bibliography
The Validation Team used the following documents to produce this Validation Report:
[1] Common Criteria for Information Technology Security Evaluation: Part 1:
Introduction and General Model, Version 3.1, Revision 5, April 2017.
[2] Common Criteria for Information Technology Security Evaluation Part 2: Security
functional components, Version 3.1, Revision 5, April 2017.
[3] Common Criteria for Information Technology Security Evaluation Part 3: Security
assurance components, Version 3.1 Revision 5, April 2017.
[4] collaborative Protection Profile for Network Devices, version 2.2e, 23 March 2020
(NDcPP22e)
[5] PP-Module for Stateful Traffic Filter Firewalls, version 1.4 + Errata 20200625, 25
June 2020 (STFFW14e)
[6] PP-Module for Virtual Private Network (VPN) Gateways, version 1.1, 18 June 2020
(VPNGW11)
[7] PP-Module for Intrusion Prevention Systems (IPS), version 1.0, 11 May 2021
(IPS10).
[8] Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000 and FTDv with FMC/FMCv
Security Target, Version 0.6, February 6, 2023 (ST).
[9] Assurance Activity Report for Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000
and FTDv with FMC/FMCv, Version 1.1 February 13, 2023 (AAR).
[10] Detailed Test Report for Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000 and
FTDv with FMC/FMCv for IPS10, Version 1.1, February 13, 2023 (DTR).
[11] Detailed Test Report for Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA 3000 and
FTDv with FMC/FMCv for NDcPP22e/STFFW14E/VPNGW11, Version 1.1,
February13, 2023
[12] Evaluation Technical Report for Cisco FTD (NGFW) 7.0 on ASA 5500 and ISA
3000 and FTDv with FMC/FMCv, Version 1.1, February 13, 2023 (ETR)