Copyright 2007 Citrix Systems, Inc. All rights reserved. Security Target for Citrix Presentation Server™ 4.5, Platinum Edition For Windows    Reference: ST/CPS4.5 July 2007 Version: 2.0 This document has been prepared Prepared by: on behalf of: Citrix Systems, Inc BT 851 West Cypress Creek Road Aldershot AMTE Fort Lauderdale, FL 33309 Ordnance Road USA Aldershot Hampshire, GU11 2AH UK Page 2 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. DOCUMENT CONTROL DOCUMENT TITLE Security Target for Citrix Presentation Server™ 4.5, Platinum Edition for Windows Version Date Description 1.0 September 2006 Submission to evaluators 1.1 December 2006 Changes applied to resolve EOR 1.2 December 2006 Minor clarification of wording in Section 2.2. 1.3 February 2007 Change due to CPS rebranding in Section 2.2. 1.4 March 2007 Change applied to resolve EOR 4 & diagram in Section 2.2 corrected. 1.5 March 2007 Minor change to ICA client version and AMC wording in Section 2.2. 1.6 March 2007 Minor change processor speed in section 2.3.1.1 (bullet 1). 2.0 July 2007 Final Issue All product and company names are used for identification purposes only and may be trademarks of their respective owners. Version 2.0 Page 3 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Contents 1 INTRODUCTION TO THE SECURITY TARGET.................................................................................8 1.1 SECURITY TARGET IDENTIFICATION ............................................................................................................................. 8 1.2 SECURITY TARGET OVERVIEW ..................................................................................................................................... 8 1.3 CC CONFORMANCE CLAIM .......................................................................................................................................... 8 2 TOE DESCRIPTION...................................................................................................................................9 2.1 OVERVIEW................................................................................................................................................................... 9 2.1.1 ICA Server........................................................................................................................................9 2.1.2 ICA Clients—for Secure, Remote Access to Applications ................................................................9 2.1.3 Web Interface .................................................................................................................................10 2.1.4 Secure Gateway..............................................................................................................................10 2.1.5 Secure Ticket Authority (STA)........................................................................................................10 2.1.6 Smart Cards....................................................................................................................................11 2.1.7 Firewalls.........................................................................................................................................11 2.2 EVALUATED DEPLOYMENT ........................................................................................................................................ 11 2.3 TOE INSTALLATION REQUIREMENTS.......................................................................................................................... 14 2.3.1 Citrix Presentation Server Requirements.......................................................................................14 2.3.2 Requirements for the Web Interface server ....................................................................................15 2.3.3 Requirements for the Secure Gateway server.................................................................................15 2.3.4 Requirements for the ICA Client ....................................................................................................15 2.4 SCOPE OF EVALUATION.............................................................................................................................................. 16 3 SECURITY ENVIRONMENT..................................................................................................................17 3.1 INTRODUCTION .......................................................................................................................................................... 17 3.2 THREATS ................................................................................................................................................................... 17 3.2.1 Assets..............................................................................................................................................17 3.2.2 Threat agent ...................................................................................................................................17 3.2.3 Threats countered by the TOE........................................................................................................18 3.2.4 Threats countered by the Operating Environment .........................................................................18 3.3 ORGANISATIONAL SECURITY POLICIES....................................................................................................................... 19 3.4 ASSUMPTIONS............................................................................................................................................................ 19 4 SECURITY OBJECTIVES .......................................................................................................................21 4.1 TOE SECURITY OBJECTIVES ...................................................................................................................................... 21 4.1.1 IT Security Objectives ....................................................................................................................21 4.2 ENVIRONMENT SECURITY OBJECTIVES ....................................................................................................................... 22 4.2.1 IT environment security objectives.................................................................................................22 4.2.2 Non-IT environment security objectives.........................................................................................23 5 IT SECURITY REQUIREMENTS...........................................................................................................25 5.1 TOE SECURITY FUNCTIONAL REQUIREMENTS............................................................................................................ 25 5.2 IT ENVIRONMENT SECURITY FUNCTIONAL REQUIREMENTS ........................................................................................ 30 Page 4 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. 5.3 TOE SECURITY ASSURANCE REQUIREMENTS ............................................................................................................. 33 5.4 STRENGTH OF FUNCTION CLAIM................................................................................................................................. 33 6 TOE SUMMARY SPECIFICATION.......................................................................................................33 6.1 TOE SECURITY FUNCTIONS ....................................................................................................................................... 33 6.2 ASSURANCE MEASURES ............................................................................................................................................. 33 7 PROTECTION PROFILES CLAIMS......................................................................................................33 8 RATIONALE..............................................................................................................................................33 8.1 INTRODUCTION .......................................................................................................................................................... 33 8.2 SECURITY OBJECTIVES FOR THE TOE AND ENVIRONMENT RATIONALE....................................................................... 33 8.3 SECURITY REQUIREMENTS RATIONALE ...................................................................................................................... 33 8.3.1 TOE security functional requirements are appropriate .................................................................33 8.3.2 IT environment functional requirements are appropriate..............................................................33 8.3.3 Security Requirement dependencies are satisfied...........................................................................33 8.3.4 Security Requirements are mutually supportive.............................................................................33 8.3.5 Security assurance requirements rationale ....................................................................................33 8.3.6 ST complies with the referenced PPs .............................................................................................33 8.4 IT SECURITY FUNCTIONS RATIONALE.......................................................................................................................... 33 8.4.1 IT security functions are appropriate.............................................................................................33 8.4.2 IT security functions are mutually supportive ................................................................................33 8.4.3 Strength of Function claims are appropriate .................................................................................33 8.4.4 Assurance measures satisfy assurance requirements.....................................................................33 REFERENCES [CC] Common Criteria for Information Technology Security Evaluation, Version 2.3, August 2005 Version 2.0 Page 5 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. GLOSSARY AND TERMS Administrator A person working on behalf of the publishing system owner, who is responsible for administering access of users to applications (and associated data). It is the administrator’s responsibility to configure the system (both presentation server and Windows) such that access is allowed as intended. An administrator must be authenticated to become an authorised administrator. Authorised administrators can make use of administration tools to configure the system and manage users (the administration tools are not within the scope of the TOE). Administrators access applications in the same way as users (they are a subset of users), but can set their own access permissions, while operating as an administrator, to allow access to any application available. Administrators have physical access to the server component of the TOE. AMC The Access Management Console (AMC) provides the administration interface to the ICA Server, providing administrators with a number of management functions. The AMC is used to set up and monitor servers, server farms, published resources, and sessions. It is also used to configure application access through the Web Interface. Authorised Administrator An authorised user who is an administrator. Authorised User An end user who has been successfully authenticated. CC Common Criteria for Information Technology Security Evaluation CPM Citrix Password Manager Citrix XML Service A Windows service that provides an HTTP interface to the browser on the ICA client. It uses TCP packets that allow connections across most firewalls. This service will also be used to generate Web Interface tickets that are used for ICA Client authentication. Citrix ICA Client Citrix software that enables users to connect to Citrix Presentation servers from a variety of client devices. The TOE is split essentially into client and server components. The ICA Client connects users to the main presentation server Page 6 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. functionality run on the server. The ICA Client component may be run on a PC, PDA and many other end systems. The client does little processing of the applications and does not store application data (other than cached data to ease access). ICA Independent Computing Architecture – a presentation services protocol for Microsoft Windows ICA Protocol The protocol that ICA clients use to present input (keystrokes, mouse clicks, etc) to Citrix Presentation Server for processing. Citrix Presentation Servers use it to format application output (display, audio, etc) and return it to the client device. IMA The Independent Management Architecture (IMA) is an intelligent interface between the server-side subsystems, and between the server components and components of the operating system, such as the persistent data store. It resolves queries and requests relating to user authentication, enumeration, resolution and session management. IT Information Technology IPSec IP Security (IPSec) is a set of standard extensions to the Internet Protocol (IP) that provides authenticated and encrypted communications with data integrity and replay protection. Object An entity within the TSC that contains or receives information and upon which subjects perform actions. Published Applications These are the applications that administrators can configure to be accessible by authorised users. The definition also includes data and resources associated with a given application (e.g. data defining the initial configuration or appearance of an application). Different authorised users may have access to different sets of applications. Permitted Published Applications The set of published applications to which an authorised user has been granted access. Secure Gateway A Windows service that runs on a Windows 2003 server, functioning as a TLS gateway between ICA clients and a server farm. Version 2.0 Page 7 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Secure Ticket Authority (STA) server This server accepts requests for Secure Gateway tickets. The request data will include a ICA Server address. A random ticket will be generated and returned. This server will also accept requests for server addresses that have been stored based on the ticket representing the address. Server The TOE is split essentially into client and ‘server’ components. Applications are run on ICA Server within that overall component. Server Farm A Server farm is a group of Citrix Presentation Servers that can be managed as a single entity. To an authorised user this would appear as a set of published applications. ST Security Target Subject An entity within the TSC that causes operations to be performed. TLS Secure Sockets Layer (SSL) is an open, nonproprietary protocol that provides data encryption, server authentication, message integrity, and optional client authentication for a TCP/IP connection. Transport Layer Security (TLS) is the latest, standardized version of the SSL protocol. TLS is an open standard and like SSL, TLS provides server authentication, encryption of the data stream, and message integrity checks. For the TOE, only use of TLS is within scope. TOE Target of Evaluation TSF TOE Security Functions TSC TOE Scope of Control User An ‘end user’ of the system. This is a human or IT entity that interacts with the TOE who connects from some client component of the TOE. They do not have physical access to the server component. A user has the potential to become an authorised user. To become an authorised user they must be successfully authenticated. Page 8 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. 1 Introduction to the Security Target 1.1 Security Target Identification Document Title Security Target for Citrix Presentation Server™ 4.5, Platinum Edition for Windows. Version V 2.0 Owner Citrix Systems, Inc. Originator BT TOE Citrix Presentation Server™ 4.5, Platinum Edition for Windows1 CC Version Common Criteria for Information Technology Security Evaluation, Version 2.3, August 2005. [CC] Assurance Level EAL2 augmented by ALC_FLR.2 Flaw Reporting Procedures. 1.2 Security Target Overview This document describes the security features of the Citrix Presentation Server 4.5 (including Web Interface and Secure Gateway). This Security Target includes the definition of the TOE, its scope and dependencies. It also lists the security requirements to be evaluated and how these are satisfied by the functionality of the TOE and/or associated policies. The TOE provides users with secure access to applications. This access can be from a range of devices over any network connection including Internet, LAN, WAN, dial- up or wireless connection. 1.3 CC Conformance Claim This TOE makes the following conformance claims with respect to [CC]: • Part 2 extended • Part 3 conformant EAL2 augmented, resulting from the selection of ALC_FLR.2 – Flaw Reporting Procedures. 1 The TOE consists of a number of components as detailed in section 2.4. Version 2.0 Page 9 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 2 TOE Description 2.1 Overview The TOE provides users with secure access to applications and information. This access can be from a range of devices over any network connection including Internet, LAN, WAN, dial-up or wireless connection. The set of Citrix solutions is formed by the following components. 2.1.1 ICA Server The ICA Server allows multiple users to log on and run applications in separate, protected sessions on the same server. The ICA Server is installed on servers with a Windows 2003 operating system. These servers install and publish the applications that are to be deployed. Examples of such applications are word processors, spreadsheets, and resource planning applications such as SAP and Peoplesoft, or any other custom applications. Servers can be grouped together to form a server farm. A server farm is a group of ICA Servers that is managed as a single entity. Server farms provide a flexible and robust way of deploying applications to users. 2.1.2 ICA Clients—for Secure, Remote Access to Applications ICA Clients exchange information between a user’s client device and the published application resources on the Presentation Server. The ICA Client software is available for a range of different devices and platforms. Keystrokes, mouse clicks and screen updates are sent between the server and the client. All this traffic is encrypted to provide confidentiality and integrity. Published applications run entirely on the server. To the user of the client device it appears as if the software is running locally. Because applications run on the server and not on the client device, users can connect from any platform. The TOE is secured using the Transport Layer Security (TLS) protocol. TLS provides server authentication, encryption of the data stream and message integrity checks and enables secure delivery of an application within a LAN, WAN or across the Internet. ICA Clients support client drive mapping, such that drives on client computers appear as network objects in Windows, making them available to applications. If configured by an administrator, users are permitted to transfer information between a published application and a client windows clipboard. Both the Client Drive mapping functionality and the ability to transfer information between a published application and a client windows clipboard can be enabled or disabled by the administrator. This functionality can either be controlled at a global Page 10 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. level or on the basis of users or groups of users. Only the ability to control this functionality globally is included within the scope of the evaluation. In evaluated configurations users will with run a TLS-enabled Web browser (Internet Explorer) and the ICA Win32 Client. 2.1.3 Web Interface Web Interface is used to give authorised users access to published applications and information through the Web or intranet. Users log on to Web Interface using an Internet browser, and see links to the applications that they are authorised to run (permitted published applications). Web Interface dynamically creates an HTML page for the server farm for each authorised user. After logging in, the user sees a Web page that includes all the applications and resources in the server farm configured for that user. When the user selects an application from that Web page, Web Interface generates the ICA file that the client needs to connect to the ICA Server via the Secure Gateway. 2.1.4 Secure Gateway Secure Gateway is used in combination with Web Interface to securely transport data over the Internet using standards-based security technology (e.g. TLS, FIPS 140 certified cryptography, IPSec). It permits users authenticated by Web Interface to access resources on an internal network and provides a link between two encrypted data tunnels (TLS and IPSec protocols provided by the operating system) for client- server communications. 2.1.5 Secure Ticket Authority (STA) The Secure Ticket Authority is called when Web Interface receives a request for a Secure Gateway ticket. It generates and validates tickets for access to ICA Server published applications. Users will connect with Secure Ticket Authority running on Microsoft Windows 2003 Server, Service Pack 2. Version 2.0 Page 11 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 2.1.6 Smart Cards Smart cards can be used to provide secure access to applications and data. The TOE can be configured to use smart cards to: • Authenticate users to Citrix Presentation Server2 • Authenticate users to Web Interface The role of the TOE in this process is limited to the conveyance of authentication credentials from the smart card to the operating system, and reacting appropriately on receipt of a response from the operating system. 2.1.7 Firewalls Firewalls are used to restrict access to the server component to a specific port and, in some configurations (including the evaluated configuration), within the server component to limit allowed protocols and connections. These firewalls are not in the scope of the evaluation. 2.2 Evaluated Deployment A variety of configurations are possible using these components. The TOE comprises the sample deployment as described below. All other configurations are out of scope of the evaluation. The deployment uses the Secure Gateway to provide TLS encryption between a TLS- enabled ICA Client and a secure application server (the TOE makes use of Windows TLS encryption functions, which are not themselves part of the TOE). Communication also occurs between a Web Browser and Web Server (the HTTP communication is encrypted). Communication within the Server Component is secured using IPSec, again, provided by Windows. In this case the ‘Client Component’ of the TOE is an ICA Client and Web Browser. The ‘Server Component’ of the TOE is composed of the server running the Secure Gateway, the server running the Web Interface and Secure Web Server, the server running the Secure Ticket Authority, the Presentation Server component (ICA Server, together with the AMC interface) and the Citrix XML service. The Web Browser and the Secure Web Server are trusted third party software (and are excluded from the scope of the TOE). Note that CPS 4.5 is part of “Citrix Presentation Server™ 4.5, Platinum Edition” which is a collection of Citrix products. The evaluated configuration includes Citrix Password Manager 4.5 (CPM) as an optional component of the evaluated environment. CPS does not rely on any CPM functionality. The evaluated 2 Authentication to published applications is also supported by Citrix Presentation Servers, but not within the scope of this evaluation. Page 12 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. deployment does not include other Citrix Platinum components such as Citrix EdgeSight or Citrix Access Gateway. The interactions between the various components are as follows: 1 An ICA client device user uses a web browser to view the Web Interface Login page. If the Web Interface has been configured to use username and password the user enters user credentials which are sent as a standard HTTPS request. If the Web Interface has been configured to use Smartcard authentication then the user will be prompted to enter their smartcard. 2 The web server reads the user’s information and uses Web Interface to forward the information to the Citrix XML Service. 3 The Citrix XML Service retrieves a list of applications that the user can access. These applications comprise the user’s application set and are configured by the administrator. 4 The Secure Web Server uses Web Interface to generate an HTML page containing hyperlinks to the applications in the user’s application set. 5 The user initiates the next step by clicking one of the hyperlinks in the HTML page. The web browser sends a request to the web server to retrieve the ICA file for the selected application. The web server passes the request to Web Interface. 6 The Web Interface contacts the Citrix XML Service again, requesting information about the least- busy server in the server farm. 7 The Citrix XML Service locates the least-busy server hosting the selected application and requests an authentication ticket from the ICA Server for the current user. The selected server generates an authentication ticket and returns the authentication ticket to the Citrix XML service. Note - authentication tickets are only applicable to username/password login. 8 The Citrix XML Service returns the IP address of the least-busy server and authentication ticket to Web Interface. The administrator configures the IP address(es) of the XML Service(s) and the order in which a connection to the XML Services is to be attempted. 9 The Web Interface contacts the Secure Ticket Authority and requests a Secure Gateway ticket. The ICA Server address will be included in the request. 10 The Secure Ticket Authority stores the request data and returns a Secure Gateway ticket to the Web Interface. 11 The Web Interface sends a customized ICA file via the Secure Web Server to the web browser that contains the authentication ticket and Secure Gateway ticket. 12 The web browser receives the ICA file and passes it to the ICA Client. 13 The ICA Client receives the ICA file and connects to the Secure Gateway. This connection makes use of TLS to ensure data confidentiality and integrity is maintained. The confidentiality and integrity of information of the user’s machine is protected by authentication of the (least busy) server through the use of TLS. 14 The ICA Client sends the Secure Gateway the Authentication Ticket and Secure Gateway ticket data. Version 2.0 Page 13 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 15 The Secure Gateway contacts the Secure Ticket Authority server and sends it the Secure Gateway Ticket 16 The Secure Ticket Authority returns the stored IP address of the ICA Server that contains the application. 17 The Secure Gateway initiates an ICA session with the least-busy ICA Server according to the IP address received from the Secure Ticket Authority. 18 If the Citrix Presentation server has been configured to use Smartcard Authentication then the user will be prompted to enter the smartcard in order to authenticate to the server, 19 If the Citrix Presentation server has not been configured to use Smartcard Authentication the ICA Server authenticates using the Authentication ticket data as the credentials. 18 The Secure Gateway forwards all ICA traffic between the ICA Server and the ICA Client. Notes to diagram: a) The Web Browser, Secure Web Server and the HTTPS connection between them are not part of the TOE. b) The Secure Web Server, Web Interface and AMC reside on the same server. Page 14 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. c) The Secure Ticket Authority, ICA Server, XML and AMC Service reside on the same server. d) The Access Management Console (AMC) provides the administration interface to the ICA Server, providing administrators with a number of management functions. The AMC is used to set up and monitor servers, server farms, published resources, and sessions. It is also used to configure application access through the Web Interface. Note that there are two AMCs, one for each server hosting components refereed to in notes (b) & (c), above. 2.3 TOE Installation Requirements 2.3.1 Citrix Presentation Server Requirements Citrix Presentation Server 4.5 is supported on Microsoft Windows 2003 Server with Terminal Services, Service Pack 2 and Microsoft Internet Information Services version 6.0 installed. The Terminal Services component must be installed before installing the Citrix Presentation Server. Install Terminal Services in Application Server mode. In addition, in the evaluated configuration, two further software components need to be installed on the Primary ICA Server. Microsoft SQL Express 2005 Service Pack 1 must be installed as the data store and the Citrix Access Suite License Server must be installed in order to successfully license the product. These two components form part of the environment for the TOE. 2.3.1.1 Supported Hardware The TOE can run in 32-bit or 64-bit configuration When in the 32-bit configuration the XML Service, Secure Ticket Authority, ICA Server and IMA components run on the following: • Windows 2003 Server with Terminal Services (Service Pack 2) and Microsoft IIS 6.0 running on a 600 MHz or faster Pentium-compatible processor, 256MB RAM and a 8GB hard disk When in the 64-bit configuration the XML Service, Secure Ticket Authority, ICA Server and IMA components run on the following: • Windows 2003 Server (64-bit edition) with Terminal Services (Service Pack 2) and Microsoft IIS 6.0 running with 600MHz x64 architecture-based computer with Intel Pentium or Xeon family with Intel Extended Memory 64 Technology, or AMD Opteron family, AMD Athlon 64 family, or compatible processor, 512MB RAM and a 8GB hard disk. Version 2.0 Page 15 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Note that the above processor speed requirements are the minimum requirements and apply to the use of Windows 2003, Standard Edition. Windows 2003, Enterprise Edition requires a 733Mhz or faster processor. Details of the hardware supported for Windows 2003 can be found on Microsoft’s Server Catalog at http://www.microsoft.com/windows/catalog/server/. Details of the hardware supported for Windows XP can be found on Microsoft’s catalog at http://www.microsoft.com/windows/catalog/. 2.3.2 Requirements for the Web Interface server The Web Interface is supported on Microsoft Windows 2003 Server, Service Pack 2), with Microsoft Internet Information Services version 6.0 (with ASP.NET) and the Microsoft .NET 2.0 and Visual J#.NET 2.0. The hardware platform should be a 550MHz, or faster, Pentium-compatible processor with 256MB of RAM and a 8GB hard disk. Note that the processor speed requirements apply to the use of Windows 2003, Standard Edition. Windows 2003, Enterprise Edition requires a 733Mhz or faster processor. 2.3.3 Requirements for the Secure Gateway server The Secure Gateway is supported on Microsoft Windows 2003 Server, Service Pack 2. The hardware platform should be a 550MHz, or faster, Pentium-compatible processor with 512MB of RAM and a 6GB hard disk. Note that the processor speed requirements apply to the use of Windows 2003, Standard Edition. Windows 2003, Enterprise Edition requires a 733Mhz or faster processor. 2.3.4 Requirements for the ICA Client The ICA Client is supported on Microsoft Windows XP, Service Pack 2, with Internet Explorer version 7.0 installed. The hardware platform should be a 233MHz, or faster, Pentium-compatible processor with 256MB of RAM and a 8GB hard disk. Page 16 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. 2.4 Scope of Evaluation The Target of Evaluation (TOE) will be the following configuration of the Citrix Presentation Server™ 4.5, Platinum Edition for Windows3 : • Two Citrix Presentation Servers (comprising ICA Server, AMC, XML Service and STA Service), operating as a minimal server farm. • Web Interface version 4.5. • Secure Gateway version 3.0, with Hotfix SGE300W003. • ICA Client version 10.0. 3 Citrix Presentation Server is available in three tailored solutions. The Enterprise Edition is the subject of this evaluation. The advanced edition and standard edition exclude some functionality that has no relevance to this security target. A single binary is supplied to all users, and access to functionality is controlled by licence. Version 2.0 Page 17 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 3 Security Environment 3.1 Introduction This section provides the statement of the TOE security environment, which identifies and explains all: - known and presumed threats countered by either the TOE or by the security environment; - organisational security policies with which the TOE must comply; - assumptions about the secure usage of the TOE, including physical, personnel and connectivity aspects. 3.2 Threats This section identifies the threats to the IT assets against which protection is required by the TOE or by the security environment. 3.2.1 Assets • Access to published applications and their data. This includes the fact that published applications should be available to an authorised user. • Data in transit across a network between the client and servers, and between servers. • User applications and data on the client. A user will wish to have assets held on the client protected from malicious/accidental damage from (say) a non- authentic server. Here ‘applications’ may be anything belonging to the user, and is distinct from ‘published applications’. • Server Hardware 3.2.2 Threat agent The following are threat agents for the TOE: (Unauthorised) User An attacker (human or IT entity that interacts with the TOE) who has not been granted access to the TOE. Authorised user An attacker who has been granted access to the TOE. In this case, the threat would come from an authenticated user attempting access not granted to them. Page 18 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Third Party Software Non-TOE Software, which may introduce threats such as viruses. 3.2.3 Threats countered by the TOE The following specific threats are countered by the TOE (in some cases with support from the environment): T.AUTHENTIC Communication channels may be unreliable, or may be intercepted, such that users of the TOE may incorrectly believe they are accessing the TOE when they are not. This may lead on compromise of data in transit or stored on the client. T.ACCESS1 A user may gain unauthorised access to data or applications (including residual data on the client). This ‘user’ would be either an agent totally unknown to the TOE or an unauthorised user of the system. T.ACCESS2 An authorised user may gain unauthorised access to data or published applications. T.MOD_CONF An attacker or authorised user may modify a user’s configuration. This covers: • modification of the user’s set of permitted published applications • modification of configuration data associated with a user. T.MISDIRECT An attacker may use malicious software to redirect communication between client and server to another server. T.AVAIL An authorised user may not be able to launch an application that is in their permitted published application set. 3.2.4 Threats countered by the Operating Environment The following threats are required to be countered by technical and/or non-technical measures in the IT environment: T.MOD_HW_SERVER Unauthorised users may gain access to server component hardware. Version 2.0 Page 19 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. T.MOD_HW_CLIENT Unauthorised users may gain access to client component hardware. 3.3 Organisational Security Policies OSP.CRYPTO Cryptographic functions shall be validated to FIPS 140-1 Level 1 or FIPS 140-2 Level 1.4 3.4 Assumptions A.TRUSTADMIN Administrators are trustworthy. A.USER_ PASSWORDS Users will not disclose their passwords to others. A.THIRD_PARTY_ SW Trusted third party software is operating correctly and securely. Trusted third party software is defined as: • Microsoft Internet Information Server (IIS) (the secure Web Server) • Web Browsers used to connect • Microsoft Terminal Services • Windows Server 2003 (including Active Directory) • Firewall software (Note: This, in fact, includes Firewall hardware too). A.PUBLISHED_ CONFIG Administrators will not publish the Desktop and Content A.APP_ INTERFERE Published applications are trusted to perform only functions for which they were designed and not to perform any malicious functions. Specifically, published applications will not maliciously interact with other applications nor will they maliciously affect user data. A.APP_CONFIG Administrators are responsible for configuring all published applications such that it is not possible to ‘break out’ of them, and hence gain direct access to operating system functions or other applications. A.SMARTCARD Where a smart card is used, it will be tamper resistant and 4 Referred to generally in the ST as FIPS140 Level 1. Page 20 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. maintain the confidentiality and integrity private keys contained within it. Version 2.0 Page 21 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 4 Security Objectives 4.1 TOE Security Objectives 4.1.1 IT Security Objectives The specific IT security objectives are as follows: OT.AUTHENTIC_ SERVER Citrix Presentation Server components must authenticate themselves to client components before communication of sensitive data. OT.AUTHENTIC_ CLIENT Users must be successfully identified and authenticated before being granted access to published applications and their data. OT.CONF_CLIENT The confidentiality of user data situated on the TOE client component must be maintained. OT.INTEG_CLIENT The integrity of user data situated on the TOE client component must be maintained. OT.CONF The confidentiality of data associated with published applications must be maintained during processing and transmission between client and server components. OT.INTEG The integrity of data associated with published applications must be maintained during processing and transmission. OT.CUT_PASTE An administrator must be able to control the ability of authorised users to cut, copy and paste information between published applications and a client Windows clipboard. OT.DRIVES An administrator must be able to control the ability of authorised users, through published applications to access local drives on the client machine. OT.GATE_ALLOW The Secure Gateway must allow only traffic that is directed to Citrix Presentation server. OT.SECURE_ENCRYP TION Secure encryption modules used must be FIPS140-1 or FIPS 140-2 compliant. Note: This objective will be met through correct use of services provided by a correctly configured operating system. Page 22 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. OT.APPS_AVAIL Authorised users must have access to their sets of permitted published applications. Note: The intention of the objective is primarily to ensure authorised users have published applications available to them. The restriction of an authorised user to only his permitted published set is covered elsewhere. 4.2 Environment Security Objectives 4.2.1 IT environment security objectives The following IT security objectives are to be satisfied by the environment: OE.OS_CONFIG_ SERVER The operating systems of the server components must be securely configured, including appropriate file protection. Note: This includes the files that define user access to permitted published applications. OE.OS_CONFIG_ CLIENT The client component operating system must be securely configured, including appropriate file protection. OE.SERVER_THIRD_ PARTY_SW Trusted third party software must be securely configured. Trusted third party software is defined as: • Microsoft Internet Information Server (IIS) (the secure Web Server) • Web Browsers used to connect • Microsoft Windows (including Terminal Services) • Firewall software. OE.MALWARE_PROT ECT Client devices must have virus and other malware protection installed that is configured to be secure and effective. OE.SECURE_ ENCRYPTION Secure encryption modules used to provide IPSec and TLS must be FIPS140-1 or FIPS 140-2 compliant. Note – This means that the Operating System must be configured such that only FIPS140 implemented algorithms are used. Version 2.0 Page 23 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. OE.SESSION_KEYS5 Cryptographic session keys must be securely administered and protected from disclosure. OE.LIMIT_AUTH The Windows operating system must control the number of authentication failures permitted before a server account is disabled. OE.PASSWORD_ SETUP The Windows operating system must be used to authenticate the user to the ICA Server component. This must be configured to an appropriate level of security for its intended use. OE.IPSEC All communication on the server component uses the configured protocol between the following servers: • Server running the Web Interface • Server running the Secure Gateway • Server running the STA, AMC, ICA Server and XML service This is accomplished by the Administrator setting these servers to use the IPSec protocol. OE.MEMORY The Windows XP operating system on the client must ensure that contents of the volatile memory used by a client session are not available to other processes when that client session is complete. 4.2.2 Non-IT environment security objectives Non-IT environment security objectives are to be satisfied without imposing technical requirements on the TOE. That is, they will not require the implementation of functions in the TOE hardware and/or software. Thus they will be implemented largely through procedural or administrative measures. OE.TRUSTED_ OPS Administration and configuration data must accessible only by Administrators. 5 Note – Session keys are managed by the operating system. Cryptographic operations required by the TOE are passed to the operating system for implementation. Page 24 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. OE.SERVER_ PHYSICAL Server hardware running the following must be physically protected: • Server running the Secure Gateway • Server running the Web Interface • Server running the STA, AMC, ICA Server and XML service OE.CLIENT_ PHYSICAL Users will handle their client devices in a secure and responsible manner. OE.CLIENT_TPSW Client devices must have only trusted third party software installed. This software must be configured securely. OE.CERTIFICATES Cryptographic certificates must be accessible only by administrators. They must be obtained and maintained securely. This needs to be done at product installation and as determined by the relevant certification authority thereafter. Version 2.0 Page 25 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 5 IT Security Requirements 5.1 TOE Security Functional Requirements The TOE security functional requirements are presented in this section. The following table summarises those security requirements. Completed operations are shown in italics. Iteration is indicated by use of (n) following the component designator, where n is the number of the iteration. All components are taken from Part 2 of the CC apart from FTP_ITC.2, which is an extended component that has been closely modelled on FTP_ITC.1. This component is needed to express the requirement for authentication between the client and the secure gateway. This requirement could not easily be expressed using any existing component. Functional Components Cryptographic operation FCS_COP.1(1)6 Cryptographic operation FCS_COP.1.1 - The TSF shall perform [encryption of traffic between client and server components] in accordance with the specified cryptographic algorithm [3DES, as defined by the ciphersuite RSA_WITH_3DES_EDE_CBC_SHA in the TLS specification in RFC 2246] and cryptographic key sizes [192 bit] that meet the following: • [FIPS140, Level 1] Note: RSA_WITH_3DES_EDE_CBC_SHA has the following attributes: • Key Exchange = RSA • Cipher algorithm =3DES_EDE_CBC • Hash algorithm = SHA Further details can be found at “http://www.faqs.org/rfcs/rfc2246.html” 6 This requirement is met partially by the TOE and partially by the operating system in the environment. The TOE shall be configured to make use of encryption services that meet the standards, and shall ensure that such services are used. Page 26 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components Internal Data Transfer Protection FDP_ITT.1 Basic Internal Transfer Protection FDP_ITT.1.1 - The TSF shall enforce the [access control SFP] to prevent the [disclosure and modification] of data associated with applications when it is transmitted between separated parts of the TOE. Notes - The Internet is considered to be an ‘internal channel’ of the TOE, given that the TOE is providing encrypted protection of traffic. Here the SFR relates to the use of TLS between the client and the secure gateway server. The SFR is repeated in the section on requirements for the IT environment to address the use of IPSEC within the server component. Security Management Roles FMT_SMR.1 Security Roles FMT_SMR.1.1 - The TSF shall maintain the roles [user and administrator]. FMT_SMR.1.2 - The TSF shall be able to associate users with roles. Specification of Management Functions FMT_SMF.1 Specification of Management Functions FMT_SMF.1.1 - The TSF shall be capable of performing the following security management functions: a) Administration of user access rights b) Publishing of applications c) Enabling/disabling cut and paste d) Enabling / disabling client drive mapping. Management of Security Attributes FMT_MSA.1 Management of Security Attributes FMT_MSA.1.1 - The TSF shall enforce the [access control SFP] to restrict the ability to [add, change and delete] the security attributes:[ a) users’ permitted published applications Version 2.0 Page 27 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components b) users’ configuration data] to [authorised administrators.] FMT_MSA.3 Static Attribute Initialisation FMT_MSA.3.1 - The TSF shall enforce the [access control SFP] to provide [restrictive] default values for security attributes that are used to enforce the SFP. FMT_MSA.3.2 – The TSF shall allow the [authorised administrator] to specify alternative initial values to override the default values when an object or information is created. Management of functions in TSF FMT_MOF.1(1) Management of security functions behaviour FMT_MOF.1.1(1) - The TSF shall restrict the ability to [disable, enable] the function [cut and paste] to [the authorised administrator]. FMT_MOF.1 (2) Management of security functions behaviour FMT_MOF.1.1(2) – The TSF shall restrict the ability to [disable, enable] the function [client drive mapping] to [the authorised administrator]. Access Control Policy FDP_ACC.1 Subset access control FDP-ACC.1.1 - The TSF shall enforce [access control SFP] on [ a) applications b) application data c) users’ configuration data d) mapped client drives]. FDP_ACF.1 Security attribute based access FDP-ACF.1.1 - The TSF shall enforce [access control SFP] to objects based on [user identity and user access permissions]. Page 28 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components control FDP-ACF.1.2 - The TSF shall enforce the following rules to determine if an operation among controlled subjects and objects is allowed: [Applications shall be accessible by a user if: • The application is published, • The user is authorised, and • The user’s access permissions allow access. Users shall be permitted to cut and paste application data between a published application and a Windows client clipboard if the function has been enabled by the authorised administrator. Client drives shall be accessible to a published application if: • The function has been enabled by the authorised administrator, and • The user has permitted the access7 . FDP-ACF.1.3 - The TSF shall explicitly authorise access of subjects to objects based on the following additional rules: [No rules]. FDP-ACF.1.4 - The TSF shall explicitly deny access of subjects to objects based on the following additional rules: [Access by a user to applications that are not permitted published applications shall be denied]. FPT_ITT.1 Basic Internal TSF Data Transfer Protection FPT_ITT.1.1 - The TSF shall protect TSF data from [disclosure and modification] when it is transmitted between separated parts of the TOE. Notes: This is intended to cover TSF data traffic used during authentication and subsequent communication. Additionally, it protects TSF data by ensuring that secure 7 The Windows access permissions must also allow the user access to the client drives. This is controlled by the client operating system and is outside the scope of control of the TOE. Version 2.0 Page 29 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components authentication of the end point of the communication path between client and server occurs. Here the SFR relates to the use of TLS between the client and the secure gateway server. The SFR is repeated in the section on requirements for the IT environment to address the use of IPSEC within the server component. Reference Mediation FPT_RVM.1 Non- bypassability of the TSP FPT_RVM.1.1 - The TSF shall ensure that TSP enforcement functions are invoked and succeed before each function within the TSF is allowed to proceed Note: The fact that the TOE must ensure TLS protocol is not bypassed during communication between the client and server is included by this SFR. Identification and Authentication FIA_ATD.1 User Attribute Definition FIA_ATD.1.1 - The TSF shall maintain the following list of security attributes belonging to individual users:[Access permissions for permitted published applications]. FIA_UAU.28 User Authentication before any action FIA_UAU.2.1 - The TSF shall require each user to be successfully authenticated before allowing any other TSF- mediated actions on behalf of that user. FIA_UID.2 User Identification before any action FIA_UID.2.1 - The TSF shall require each user to identify itself before allowing any other TSF-mediated actions on behalf of that user. FTP_ITC.29 Client-server trusted channel FTP_ITC.2.1 The TSF shall provide a communication channel between [the ICA client and the secure gateway] that is logically distinct from other communication channels and provides assured identification of its end 8 Implicit within this is the requirement for the operating system to protect authentication credentials against unauthorised disclosure. 9 Note that this is an extended component. Page 30 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components points and protection of the channel data from modification or disclosure. FTP_ITC.2.2 The TSF shall permit [the ICA client] to initiate communication via the trusted channel. FTP_ITC.2.3 The TSF shall initiate communication via the trusted channel for [authentication of the server and all communication] Table 5-1 Functional Requirements for the TOE 5.2 IT Environment Security Functional Requirements The security functional requirements for the IT environment are presented in this section. The following table identifies those security requirements. Functional Components Cryptographic Key Management FCS_CKM.1 Cryptographic key generation FCS_CKM.1.1 – The TSF shall generate cryptographic keys in accordance with a specified cryptographic key generation algorithm [FIPS 186-2 Appendix 3 Section 3.3 SHS random number generator] and specified cryptographic key sizes [192 bit] that meet the following: • [FIPS140, Level 1]. FCS_CKM.2(1) Cryptographic key distribution FCS_CKM.2.1 – The TSF shall distribute cryptographic keys in accordance with a specified key distribution method [RSA, as defined by the ciphersuite RSA_WITH_3DES_EDE_CBC_SHA in the TLS specification in RFC 2246] that meets the following: • [FIPS140, Level 1]. FCS_CKM.2(2) Cryptographic key distribution FCS_CKM.2.1 – The TSF shall distribute cryptographic keys in accordance with a specified key distribution method [OAKLEY, as defined by IPSec in RFC 2412] that meets the following: • [FIPS140, Level 1]. Version 2.0 Page 31 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components FCS_CKM.4(1) 10 Cryptographic key destruction FCS_CKM.4.1 – The TSF shall destroy cryptographic keys in accordance with a specified key destruction method [TLS - Microsoft Schannel key destruction method] that meets the following: • [FIPS140, Level 1]. FCS_CKM.4(2) 11 Cryptographic key destruction FCS_CKM.4.1 – The TSF shall destroy cryptographic keys in accordance with a specified key destruction method [IPSec - Microsoft IPSec key destruction method] that meets the following: • [FIPS140, Level 1]. FCS_CKM.4(3) 12 Cryptographic key destruction FCS_CKM.4.1 – The TSF shall destroy cryptographic keys in accordance with a specified key destruction method [Microsoft Crypto API CryptDestroyKey key destruction method] that meets the following: • [FIPS140, Level 1]. Cryptographic operation FCS_COP.1(1) Cryptographic operation FCS_COP.1.1 - The TSF shall perform [encryption of traffic between client and server components] in accordance with the specified cryptographic algorithm [3DES as defined by the ciphersuite RSA_WITH_3DES_EDE_CBC_SHA in the TLS specification in RFC 2246] and cryptographic key sizes [192 bit] that meet the following: • [FIPS140, Level 1]. 10 FCS_CKM.4(1) applies to destruction of keys used for crypto operations between the Web Browser and the Secure Web Server (TLS). 11 FCS_CKM.4(2) applies to destruction of keys used for crypto operations between the Secure Gateway and ICA Server (and any other components on the right hand side of the diagram in 2.2) (IPSec) 12 FCS_CKM.4(3) applies to destruction of keys used for crypto operations between the ICA client and the Secure Gateway. (TLS) Page 32 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components FCS_COP.1(2) Cryptographic operation FCS_COP.1.1 - The TSF shall perform [encryption of traffic between machines within the server component] in accordance with the specified cryptographic algorithm [3DES as defined in the IPSec specification in RFC 2451] and cryptographic key sizes [192 bit] that meet the following: • [FIPS140, Level 1]. Internal Data Transfer Protection FDP_ITT.1 Basic Internal Transfer Protection FDP_ITT.1.1 - The TSF shall enforce the [access control SFP] to prevent the [disclosure and modification] of data associated with applications when it is transmitted between physically-separated parts of the TOE. FPT_AMT.1 Abstract Machine Testing FPT_AMT.1.1 The TSF shall run a suite of tests [during initial start-up, at the request of an authorised user] to demonstrate the correct operation of the security assumptions provided by the abstract machine that underlies the TSF.13 FPT_ITT.1 Basic Internal TSF Data Transfer Protection FPT_ITT.1.1 - The TSF shall protect TSF data from [disclosure and modification] when it is transmitted between separated parts of the TOE. Note: This is intended to cover user data traffic used during authentication and subsequent communication. Additionally, it protects user data by ensuring that secure authentication of the end point of the communication path between client and server occurs. FDP_RIP.1 Subset residual information protection FDP_RIP.1.1 – The TSF shall ensure that any previous information content of a resource is made unavailable upon the [deallocation of the resource from] the following objects: [Windows client volatile memory]. 13 This security functional requirements FPT_AMT.1 and FPT_TST.1 are to be met through provision of anti-virus software. Version 2.0 Page 33 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components FPT_TST.1 TSF Testing FPT_TST.1.1 - The TSF shall run a suite of self tests [during initial start-up, at the request of the authorised user] to demonstrate the correct operation of [the TSF]. FPT_TST.1.2 – The TSF shall provide authorised users with the capability to verify the integrity of [TSF data]. FPT_TST.1.3 – The TSF shall provide authorised users with the capability to verify the integrity of stored TSF executable code. Identification and Authentication FIA_UAU.2 User Authentication before any action FIA_UAU.2.1 - The TSF shall require each user to be successfully authenticated before allowing any other TSF- mediated actions on behalf of that user. FIA_UID.2 User Identification before any action FIA_UID.2.1 - The TSF shall require each user to identify itself before allowing any other TSF-mediated actions on behalf of that user. FIA_AFL.1 Authentication Failure Handling FIA_AFL.1.1 - The TSF shall detect when [an administrator configurable positive integer within [the range of values supported by the underlying operating system]] unsuccessful authentication attempts occur related to [user authentication]. FIA_AFL.1.2 – When the defined number of unsuccessful authentication attempts has been met or surpassed, the TSF shall [display “access denied” and not display a list of applications]. Note - This applies to the server component only. Client component authentication is carried out by the Operating System and is not configured by the server component administrator. Page 34 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Components Domain Separation FPT_SEP.1 TSF Domain Separation FPT_SEP.1.1 – The TSF shall maintain a security domain for its own execution that protects it from interference and tampering from untrusted subjects. FPT_SEP.1.2 – The TSF shall enforce separation between the security domains of subjects in the TSC. Security Management FMT_MSA.2 Secure Security Attributes FMT_MSA.2.1 – The TSF shall ensure that only secure values are accepted for security attributes. Note: This SFR is present to cover the handling of encryption keys. Table 5-2: IT Environmental Security Functional Requirements 5.3 TOE Security Assurance Requirements The security assurance requirements are taken from Part 3 of the CC and are those that comprise the EAL2 assurance package, with the addition of ALC_FLR.2 Flaw Reporting Procedures). The assurance components are identified in the following table. Assurance Class Assurance Components Configuration management ACM_CAP.2 Configuration items Delivery and operation ADO_DEL.1 Delivery procedures ADO_IGS.1 Installation, generation and start-up procedures Version 2.0 Page 35 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Assurance Class Assurance Components ADV_FSP.1 Informal functional specification Development ADV_HLD.1 Descriptive high-level design ADV_RCR.1 Informal correspondence demonstration Guidance documents AGD_ADM.1 Administrator guidance AGD_USR.1 User guidance Flaw Remediation ALC_FLR.2 Flaw Reporting Procedures ATE_COV.1 Evidence of coverage Tests ATE_FUN.1 Functional testing ATE_IND.2 Independent testing – sample Vulnerability assessment AVA_SOF.1 Strength of TOE security function evaluation AVA_VLA.1 Developer vulnerability analysis Table 5-3: Assurance Requirements: EAL2+ Further information on these assurance components can be found in [CC] Part 3. 5.4 Strength of Function Claim A Strength of Function (SoF) claim of SoF-BASIC is made for the TOE. Note: The Windows operating system provides the function that authenticates users. This is out of scope of the TOE, so there are no mechanisms requiring assessment. Page 36 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. 6 TOE Summary Specification 6.1 TOE Security Functions This section describes the security functions provided by the TOE to meet the security functional requirements specified for the TOE in Section 5.1. F1 – User Authentication A user will be authorised to enumerate or to launch an application on the ICA Server only if the user identity and password or smartcard and smartcard PIN, supplied by the user are valid. F2 – User Access An authorised user will be allowed access to a published application only if the published application is a member of the user’s set of permitted published applications. F3 – Membership of user’s permitted application set An application is a member of the set of permitted published applications for a given user only if an administrator has published the application and has set the access permission list to allow that. F4 – Inter-Component Encryption All data transmitted between client and server components is encrypted using the TLS protocol. The TOE performs the following encryption: • RSA_WITH_3DES_EDE_CBC_SHA, which has the following attributes: • Key Exchange = RSA • Cipher algorithm =3DES_EDE_CBC • Hash algorithm = SHA This is carried out by calls to the Microsoft Cryptographic Service Providers (CSPs) and associated crypto algorithms associated with Windows 2003 CryptoAPI to encrypt/decrypt communication between client and server. The cipher algorithm 3DES_EDE_CBC performs encryption of traffic between client and server components. The cipher algorithm 3DES_EDE_CBC specifies TripleDES in Encrypt-Decrypt-Encrypt mode with Cipher-Block Chaining. The size of the TripleDES key is 192 bits. Further details can be found at http://www.ietf.org/rfc/rfc2246.txt. Version 2.0 Page 37 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. F5 – Secure authentication mechanism The TLS mechanism will ensure that client components are able to identify server components as authentic. Further details can be found at http://www.faqs.org/rfcs/rfc2246.html and http://support.microsoft.com/ F6 – Availability of permitted published applications Following authentication, authorised users are provided with access to all of their permitted published applications. F7 – Cut and Paste When the function is enabled by the authorised administrator, users may cut, copy and paste information between a published application and a Windows clipboard on the client.14 F8 – Client Drive Mapping When the function is enabled by the authorised administrator; a published application, if permitted by the user, may access the local drives on the client machine.15 6.2 Assurance Measures Deliverables will be produced to comply with the Common Criteria security assurance requirements for EAL2, with the addition of ALC_FLR.2 (Flaw Reporting Procedures). 14 The Cut and Paste functionality can be enabled / disabled either globally (for all users connecting to the server) or on the basis of individual users or user groups. Only the global enable / disable is included within the scope of the evaluation. 15 The Client Drive mapping functionality can be enabled / disabled either globally (for all users connecting to the server) or on the basis of individual users or user groups. Only the global enable / disable is included within the scope of the evaluation. It should be noted that a Client user can allow an application no access, full access or read access to the local drives. This setting applies to all users of the client machine and can be changed at any time by a different logged on user. Page 38 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. 7 Protection Profiles Claims There are no Protection Profile Claims. Version 2.0 Page 39 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 8 Rationale 8.1 Introduction This section identifies the rationale for the adequacy of the security functional requirements and the security assurance requirements in addressing the threats and meeting the objectives of the TOE. 8.2 Security Objectives for the TOE and Environment Rationale The following table demonstrates how the objectives of the TOE and the TOE environment counter the threats identified in Section 3.2.1. Note that all assumptions are axiomatic and hence not shown in this table. It would be possible to restate each one as an objective for the environment, and provide a one to one mapping for these, but this step has been omitted for clarity. There are no policies to consider. Threats Objectives T.AUTHENTIC T.ACCESS1 T.ACCESS2 T.MOD_CONF T.MISDIRECT T.AVAIL T.MOD_HW_Server T.MOD_HW_Client OSP.CRYPTO OT.AUTHENTIC_SERVER  OT.AUTHENTIC_CLIENT  X  OT.CONF_CLIENT  OT.INTEG_CLIENT  X OT.CONF   OT.INTEG   OT.GATE_ALLOW    OT.CUT_PASTE  OT.DRIVES  Page 40 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Threats Objectives T.AUTHENTIC T.ACCESS1 T.ACCESS2 T.MOD_CONF T.MISDIRECT T.AVAIL T.MOD_HW_Server T.MOD_HW_Client OSP.CRYPTO OT.SECURE_ENCRYPTION X X X X X X  OT.APPS_AVAIL  OE.OS_CONFIG_SERVER X X X    OE.OS_CONFIG_CLIENT X X X X  X OE. SERVERTHIRDPARTYSW X X X X X X OE.CLIENT_TPSW X X X X  X OE.MALWARE_PROTECT X X X X  X OE.SECURE_ENCRYPTION X X X X X X  OE.SESSION_KEYS X X X X X X OE.CERTIFICATES X X X X X X OE.LIMIT_AUTH  X OE.PASSWORD_SETUP  OE.TRUSTED_OPS X X X X X X OE.SERVER_PHYSICAL X X X X X X  OE.CLIENT_PHYSICAL X X X X X  OE.IPSEC X     OE.MEMORY  Table 8-1 Objectives Rationale Version 2.0 Page 41 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Key: X Indirect contribution to meeting a threat a Direct contribution to meeting a threat As can be seen from the table above, all threats and organisational security policies are met by at least one objective of, either the TOE or environment, as applicable. The coverage of the threats countered by the TOE is discussed in the subsections below. With the exception of T.MOD_HW_Server and T.MOD_HW_Client, all of the threats require that certain objectives are met to ensure the configuration is secure. These are: • OE.OS_CONFIG_SERVER – to ensure the server has been set up correctly; • OE.OS_CONFIG_CLIENT – to ensure client devices have been set up correctly; • OE.SERVER_THIRD_PARTY_SW, OE.CLIENT_TPSW, OE.MALWARE_PROTECT – to ensure that potentially privileged or malicious programs do not undermine security; • OE.CERTIFICATES, OE.SESSION_KEYS – to ensure that cryptographic certificates provide the protection intended; • OT.SECURE_ENCRYPTION, OE.SECURE_ENCRYPTION – to ensure that FIPS 140 compliant encryption modules are used; • OE.TRUSTED_OPS – to ensure that administrators do not abuse their privileges; • OE.SERVER_PHYSICAL – to ensure only authorised access to the server running the STA, AMC, ICA Server and XML service occurs. These mappings are shown as “X” in the above table. All objectives that play a more specific part in countering the threat are shown as ” a”. Additionally, described below are the objectives that meet specific threats. T.AUTHENTIC The use of TLS ensures that clients are able to be sure they are connected to a valid Citrix Presentation server (OT.Authentic_Server). OT.Gate_Allow ensures that traffic does not connect to non-Presentation servers (which are not part of the TOE). Page 42 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. T.ACCESS1 Unauthorised access to data (by an unauthorised user) is prevented by ensuring that only authorised users are able to authenticate themselves (OT.Authentic_Client and OE.Password_Setup) and that having done so all traffic is kept confidential (OT.Conf and OE.IPSEC). Data situated on client devices is also kept confidential (OT.Conf_Client). OE.Limit_Auth restricts the number of unsuccessful login attempts permitted. OT.Integ maintains the integrity of data traffic between client and server and data situated on the server. The integrity of data situated on client devices is maintained by OT.Integ_Client. OE.Memory ensures that the contents of the Windows client volatile memory are not available for other processes when a session is complete. T.ACCESS2 Unauthorised access to data (by an authorised user of the system) is prevented by ensuring that authorised users are configured only to see those applications they should (OT.Conf), and that cut and paste, and client drive access operations only occur when authorised (OT.Cut_Paste and OT.Drives). The authentication mechanism ensures the correct application set access is mapped to a given user. Additionally, users must keep their password secure otherwise other users could impersonate them. OT.Integ maintains the integrity of data traffic between client and server and data situated on the server. OE.IPSEC maintains confidentiality of server traffic. T.MOD_CONF User configuration data is kept secure by the fact that the access permissions to permitted published applications (and the files defining that configuration data itself) are correctly set up (OE.OS_Config_Server) and that this will only be carried out and modifiable by administrators, who are authenticated (OT.Authentic_Client). OE.IPSEC maintains confidentiality of server traffic. Version 2.0 Page 43 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. T.AVAIL This threat is countered by the objective that the applications shall be available (OT.Apps_Avail). Additionally, the administrator must have correctly configured the permitted published applications so that the user has access to his set (OE.OS_Config_Server) T.MISDIRECT This threat is covered by an objective that the gateway enforce control over the destination address of client traffic (OT.Gate_Allow), together with objectives for control over the software on the client (OE.OS_Config_Client, OE.Client_TPSW and OE.MalwareProtect), and on the server (OE.OS_Config_Server). T.MOD_HW_Server This threat is countered by the objective that ensures physical protection of the server (OE_Server_Physical). T.MOD_HW_Client This threat is countered by the objective that ensures physical protection of the client (OE_Client_Physical). OSP.CRYPTO This organisational security policy is addressed by the TOE and environmental objectives that requires FIPS 140 approved cryptographic modules (OT.Secure_Encryption, OE.Secure_Encryption, OE.IPSEC). 8.3 Security Requirements Rationale 8.3.1 TOE security functional requirements are appropriate The following table identifies which TOE SFRs satisfy the TOE Objectives defined in Section 4.1.1. The coverage of the objectives by the SFRs is discussed below. Security Functional Requirements FCS_COP.1(1) FPT_RVM.1 FPT_ITT.1 FMT_SMR.1 FMT_SMF.1 FMT_MOF.1(1) FMT_MOF.1(2) FMT_MSA.1 FMT_MSA.3 FDP_ACC.1 FDP_ACF.1 FDP_ITT.1 FIA_ATD.1 FIA_UAU.2 FIA_UID.2 FTP_ITC.2 OT.AUTHENTIC_ SERVER X X  X X X X   OT.AUTHENTIC_ CLIENT X X X X X X X X    Page 44 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Security Functional Requirements FCS_COP.1(1) FPT_RVM.1 FPT_ITT.1 FMT_SMR.1 FMT_SMF.1 FMT_MOF.1(1) FMT_MOF.1(2) FMT_MSA.1 FMT_MSA.3 FDP_ACC.1 FDP_ACF.1 FDP_ITT.1 FIA_ATD.1 FIA_UAU.2 FIA_UID.2 FTP_ITC.2 OT.CONF_ CLIENT X X  X X X X  OT.INTEG_ CLIENT X X  X X X X  OT.CONF X X  X X X X    OT.INTEG X X  X X X X    OT.GATE_ALLO W  X X X X X X   X OT.CUTPASTE     OT.DRIVES     OT.SECURE_ENC RYPTION  X X X X X X X OT.APPS_ AVAIL X X X       X  Table 8-2 Mapping of TOE Objectives to TOE SFRs All of the objectives require that certain SFRs are implemented correctly to ensure the TOE is secure. These are: • FPT_RVM.1 – this SFR ensures that all and any security functionality of the TOE is invoked as required. As such, all objectives depend on it. • FCS_COP.1(1) – this ensures that the cryptography used in the TOE is correctly implemented. • FPT_ITT.1 and FDP_ITT.1 – These ensure that all TOE traffic is kept securely, whether that be within TOE components or between them. • FMT_SMR.1, FMT_SMF.1, FMT_MSA.1, FMT_MSA.3 – The TOE will only be secure if the security management functions are correctly implemented. These allow different roles (User and Administrator) to be distinguished from each other and allow associated security attributes to be set. These mappings are shown as “X” in the above table. All SFRs that satisfy objectives more specifically are shown as ” a”. Additionally, described below are the SFRs that satisfy specific objectives. Version 2.0 Page 45 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. OT.AuthenticServer This objective is addressed by FTP_ITC.2, FPT_ITT.1 and FDP_ITT.1. The mechanism that ensures the end point of the communication path between client and server is authentic is, in fact, ensuring the server is authentic. FTP_ITC.2 covers the authentication process. FDP_ITT.1 and FPT_ITT.1 cover protection against loss of confidentiality and availability for user and TSF specific data, respectively. OT.AuthenticClient This objective is addressed primarily by SFRs FIA_UAU.2 and FIA_UID.2, which ensure that users must be identified and authenticated before being able to use TOE functionality. This relies on FIA_ATD.1 being correctly implemented so that the identification and authentication will occur correctly. OT.Conf_Client The objective is addressed by FPT_ITT.1, FDP_ITT.1 and FDP_RIP.1. Confidentiality of data on the client machine is protected by ensuring that secure authentication of the endpoint of the communication path (the server component) occurs correctly. As long as client devices connect only to known secure servers, then they can trust that server won’t break confidentiality of data on their client. Purging of volatile storage at the end of a user session also helps maintain this confidentiality. OT.Integ_Client The objective is addressed by FPT_ITT.1 and FDP_ITT.1. Integrity of data on the client machine is protected by ensuring that secure authentication of the endpoint of the communication path (the server component) occurs correctly. As long as client devices connect only to known secure servers, then they can trust that server won’t break integrity of data on their client. OT.Conf and OT.Integ Both of these objectives are addressed through the correct implementation of all data transfer encryption (FPT_ITT.1 and FDP_ITT.1) and the access control policy (FDP_ACC.1 and FDP_ACF.1) to ensure data is kept confidential and not subject to modification. OT.Apps_Avail Access to permitted published applications will be available as long as users’ security attributes are maintained correctly (FMT_SMR.1, FMT_SMF.1, FMT_MSA.1, FMT_MSA.3, FIA_ATD.1) and the access control SFRs are in place (FDP_ACC.1 and FDP_ACF.1). Page 46 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. OT.Gate_Allow This objective is addressed through requirements FDP_ACC.1 and FDP_ACF.1, which require access to applications other than those permitted to be denied, and through the requirement for traffic to be correctly encrypted (FCS_COP.1(1)). OT.Cut_Paste This objective is addressed through requirements FMT_MOF.1(1), FMT_SMF.1, FDP_ACC.1 and FDP_ACF.1, which require the ability to carry out cut and paste operations to be enabled by an authorised administrator. OT.Drives This objective is addressed through requirements FMT_MOF.1(2), FMT_SMF.1, FDP_ACC.1 and FDP_ACF.1, which require the ability to carry out client drive mapping operations to be enabled by an authorised administrator. OT.Secure_Encryption The objective for FIPS140 approved encryption is addressed through FCS_COP.1(1). 8.3.2 IT environment functional requirements are appropriate The following table identifies which IT environment SFRs address the objectives for the IT environment defined in Section 4.2.1. The coverage of the objectives by the SFRs is discussed below. It should be noted that many of these objectives will be met through procedural and administrative measures, and as such there may be objectives that do not map to any of the included security functional requirements. Security Functional Requirements FDP_RIP.1 FCS_COP.1(1) FCS_COP.1(2) FCS_CKM.1 FCS_CKM.2(1) FCS_CKM.2(2) FCS_CKM.4(1) FCS_CKM.4(2) FCS_CKM.4(3) FIA_AFL.1 FIA_UID.2 FIA_UAU.2 FPT_AMT.1 FPT_SEP.1 FPT_TST.1 FMT_MSA.2 OE.OS_CONFIG _SERVER  OE.OS_CONFIG _CLIENT  OE.SERVER_TH IRD_PARTY_S W  OE.MALWARE_ PROTECT   Version 2.0 Page 47 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Security Functional Requirements FDP_RIP.1 FCS_COP.1(1) FCS_COP.1(2) FCS_CKM.1 FCS_CKM.2(1) FCS_CKM.2(2) FCS_CKM.4(1) FCS_CKM.4(2) FCS_CKM.4(3) FIA_AFL.1 FIA_UID.2 FIA_UAU.2 FPT_AMT.1 FPT_SEP.1 FPT_TST.1 FMT_MSA.2 OE.SECURE_EN CRYPTION         OE.SESSION_K EYS       OE.LIMIT_AUT H  OE.PASSWORD _SETUP   OE.IPSEC     OE.MEMORY  Table 8-3 Mapping of IT environment objectives to IT environment SFRs OE.OS_Config_Server, OE.OS_Config_Client and OE.Server_Third_Party_SW These objectives relate to the need to configure the IT environment in a secure manner. This is partially supported by FMT_MSA.2, but is essentially reliant on sound administrative controls, rather than IT support. OE.MALWARE_Protect This objective requires the installation of specific third party software for virus and other malware protection. The security functional requirements for this software are addressed by FPT_AMT.1 and FPT_TST.1. OE.Secure Encryption The objective for FIPS140 approved encryption is addressed through FCS_COP.1(1), FCS_COP.1(2), FCS_CKM.1, FCS_CKM.2(1), FCS_CKM.2(2), FCS_CKM.4(1), FCS_CKM.4(2) and FCS_CKM.4(3)). Page 48 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. OE.Session_Keys This objective is addressed through requirements that deal with all aspects of the key lifecycle (FCS_CKM.1, FCS_CKM.2(1), FCS_CKM.2(2), FCS_CKM.4(1), FCS_CKM.4(2) and FCS_CKM.4(3)). OE.Limit_Auth The objective to control unsuccessful authentication attempts is directly addressed by FIA_AFL.1. OE.Password_Setup This objective requires the use of operating system identification authentication functions as represented by FIA_UID.2 and FIA_UAU.2. OE.IPSEC This objective is addressed through the provision of encryption for traffic within the server component (FCS_COP.1(2)) and supporting key management (FCS_CKM.1, FCS_CKM.2(2) and FCS_CKM.4(2)). OE.MEMORY This objective is addressed through the provision of Memory Object Reuse by the Client operating system (FDP_RIP.1). 8.3.3 Security Requirement dependencies are satisfied TOE security functional requirements Functional Component Dependencies SFR(s) in Security Target meeting Dependencies FCS_COP.1 FDP_ITC.1 or FDP_ITC.2 or FCS_CKM.1, FCS_CKM.4, FMT_MSA.2 Satisfied by provision of FCS_CKM.1, FCS_CKM.4 and FMT_MSA.2 in the IT environment. See table below. FPT_RVM.1 None Satisfied FPT_ITT.1 None Satisfied FMT_SMR.1 FIA_UID.1 Satisfied by FIA_UID.2 Version 2.0 Page 49 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Component Dependencies SFR(s) in Security Target meeting Dependencies FMT_SMF.1 None Satisfied FDP_ACC.1 FDP_ACF.1 Satisfied FDP-ACF.1 FDP_ACC.1, FMT_MSA.3 Satisfied FDP_ITT.1 FDP_ACC.1 or FDP_IFC.1 Satisfied by FDP_ACC.1 FIA_ATD.1 None Satisfied FIA_UAU.2 FIA_UID.1 Satisfied by FIA_UID.2 FIA_UID.2 None Satisfied FMT_MOF.1(1) FMT_SMF.1, FMT_SMR.1 Satisfied FMT_MOF.1 (2) FMT_SMF.1, FMT_SMR.1 Satisfied FMT_MSA.1 FDP_ACC.1 or FDP_IFC.1, FMT_SMF.1, FMT_SMR.1 Satisfied FMT_MSA.3 FMT_MSA.1, FMT_SMR.1 Satisfied FTP_ITC.2 None Satisfied IT environment security functional requirements Functional Component Dependencies SFR(s) in Security Target meeting Dependencies FCS_CKM.1 FCS_CKM.2 or FCS_COP.1, FCS_CKM.4, FMT_MSA.2 Satisfied FCS_CKM.2 FCS_ITC.1 or FCS_ITC.2 or FCS_CKM.1, FCS_CKM.4, FMT_MSA.2 Satisfied FCS_CKM.4 FCS_ITC.1 or FCS_CKM.1, FMT_MSA.2 Satisfied FCS_COP.1 FDP_ITC.1 or FDP_ITC.2 Satisfied Page 50 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Functional Component Dependencies SFR(s) in Security Target meeting Dependencies or FCS_CKM.1, FCS_CKM.4, FMT_MSA.2 FDP_RIP.1 None Satisfied FIA_AFL.1 FIA_UAU.1 Satisfied by FIA_UAU.2 FIA_UID.2 None Satisfied FIA_UAU.2 FIA_UID.1 Satisfied by FIA_UAU.2 FMT_MSA.2 ADV_SPM.1, FDP_ACC.1 or FDP_IFC.1, FMT_MSA.1, FMT_SMR.1 Satisfied Note: FMT_MSA.2 is present to cover the handling of encryption keys. In this context the dependency on ADV_SPM.1 is not required, as ‘secure values’ are defined as those appropriate for the algorithm FPT_AMT.1 None Satisfied FPT_SEP.1 None Satisfied FPT_TST.1 FPT_AMT.1 Satisfied Table 8-3 Mapping of SFR Dependencies 8.3.4 Security Requirements are mutually supportive The only interactions between the security requirements specified for the TOE are those which are identified in the CC Part 2 as dependencies between the SFRs. These dependencies are documented and demonstrated to be satisfied in Section 8.3.2. These interactions are specified in the CC Part 2, and are therefore mutually supportive. Version 2.0 Page 51 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. 8.3.5 Security assurance requirements rationale The assurance level EAL2 was selected as providing a moderate level of independently assured security, including confidence that the TOE will not be tampered with during delivery. This level of assurance should be sufficient to allow the TOE to be used to protect unclassified but sensitive information such as that found in government organisations. Such applications require evidence of third party functional and known vulnerability testing, good quality guidance documentation and a well specified external interface. 8.3.6 ST complies with the referenced PPs This Security Target does not claim compliance with a Protection Profile. Page 52 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. 8.4 IT security functions rationale 8.4.1 IT security functions are appropriate The Table below provides a mapping of Section 6 IT functions to SFRs (Section 5.1). IT Function Security Functional Requirement(s) F1 FPT_RVM.1, FIA_UAU.2, FIA_UID.2, FIA_ATD.1 F2 FPT_RVM.1, FDP_ACC.1, FDP_ACF.1, FMT_SMR.1., FPT_ITT.1, FDP_ITT.1 F3 FPT_RVM.1, FMT_SMR.1, FMT_SMF.1, FIA_ATD.1., FMT_MSA.1, FMT_MSA.3, FDP_ACC.1., FDP_ACF.1 F4 FPT_RVM.1, FDP_ITT.1, FPT_ITT.1, FCS_COP.1(1) F5 FPT_RVM.1, FDP_ITT.1, FPT_ITT.1, FTP_ITC.2 F6 FPT_RVM.1, FMT_SMR.1, FMT_SMF.1, FMT_MSA.1, FMT_MSA.3, FDP_ACC.1, FDP_ACF.1, FIA_ATD.1 F7 FMT_MOF.1(1), FMT_SMR.1, FMT_SMF.1, FDP_ACC.1, FDP_ACF.1 F8 FMT_MOF.1(2), FMT_SMR.1, FMT_SMF.1, FDP_ACC.1, FDP_ACF.1 Table 8-4 Mapping of IT Functions to SFRs As can be seen by the table above all Security Functional Requirements of the TOE are fully provided by the IT security functions specified in the TOE Summary Specification. Also demonstrated in Table 8-4, all IT Security Functions identified for the TOE in the TOE Summary Specification are required to meet the TOE Security Functional Requirements. Note that FPT_RVM.1 ensures that all and any security functionality of the TOE is invoked as required. As such, all Security Functions map to it. Version 2.0 Page 53 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. F1 – User Authentication A user will be authorised to enumerate or to launch an application on the ICA Server only if the user identity and password or smartcard and smartcard PIN, supplied by the user are valid. FIA_UAU.2 and FIA_UID.2 ensure that users must be identified and authenticated before being able to use TOE functionality. FIA_ATD.1 ensures the security attributes are available to achieve this. F2 - User Access An authorised user will be allowed access to a published application only if the published application is a member of the user’s set of permitted published applications FDP_ACC.1 ensures that the access control policy is operated on applications. FDP_ACF.1 defines the rules regarding when access is allowed. Note that it is necessary for the TOE to recognise a user as distinct from an administrator. This is provided by FMT_SMR.1. Additionally, FPT_ITT.1 and FDP_ITT.1 protect access to data since they provide correct implementation of data transfer encryption between the client and the secure gateway server, hence enforcing confidentiality and integrity. F3 – Membership of user’s permitted application set An application is a member of the set of permitted published applications for a given user only if an administrator has published the application and has set the access permission list to allow that. Implementation of this function is dependent upon administrators having the ability to publish applications and to manage the security attributes of users, specifically the ability to set access permissions to published applications. The SFRs associated with this are FMT_SMR.1, FMT_SMF.1 and FIA_ATD.1. Once an administrator has used the TOE to set the access rights, the TOE must then implement a mechanism to enforce them. This is covered by FMT_MSA.1, FMT_MSA.3, FDP_ACC.1. FDP_ACF.1 defines the rules regarding what access is allowed (Note: It also defines when access is allowed). F4 – Inter-Component Encryption All data transmitted between client and server components is encrypted using the TLS protocol. Page 54 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. This is carried out by calls to the Microsoft Cryptographic Service Providers (CSPs) and associated crypto algorithms associated with Windows 2000 CryptoAPI to encrypt/decrypt communication between client and server. . The cipher algorithm 3DES_EDE_CBC performs encryption of traffic between client and server components. The cipher algorithm 3DES_EDE_CBC specifies TripleDES in Encrypt-Decrypt-Encrypt mode with Cipher-Block Chaining. The size of the TripleDES key is 192 bits. Further details can be found at http://www.ietf.org/rfc/rfc2246.txt. FDP_ITT.1 and FPT_ITT.1 map to this Security Function. FCS_COP.1 states what encryption methods will be implemented by the TOE. The TOE performs the following encryption: • RSA_WITH_3DES_EDE_CBC_SHA, which has the following attributes: • Key Exchange = RSA • Cipher algorithm =3DES_EDE_CBC • Hash algorithm = SHA FCS_COP.1 states what encryption methods will be implemented by the TOE. This is carried out by calls to the Microsoft Cryptographic Service Providers (CSPs) and associated crypto algorithms associated with Windows 2000 CryptoAPI to encrypt/decrypt communication between client and server. Further details can be found at http://www.faqs.org/rfcs/rfc2246.html and http://support.microsoft.com/ F5 – Secure authentication mechanism The TLS mechanism will ensure that client components are able to identify server components as authentic. Further details can be found at http://www.faqs.org/rfcs/rfc2246.html and http://support.microsoft.com/ This security function is mapped to by FTP_ITC.2, FPT_ITT.1 and FDP_ITT.1. FTP_ITC.2 is concerned directly with authentication. The other two SFRs require that the traffic on the link is not disclosed or modified, and the authenticated link helps to ensure this. F6 – Availability of permitted published applications Following authentication, authorised users are provided with access to all of their permitted published applications. Note: The intent of this function is that authorised users will have applications available to them. However, it is not intended to be so strong that continued access is Version 2.0 Page 55 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. ensured – i.e. it’s allowable for a server to become unavailable or an internet connection to be lost. Nor is any claim made regarding speed of connection or processing. The restriction of an authorised user to only his permitted published set is covered in F2. Access to permitted published applications will be available as long as users security attributes are maintained correctly (FMT_SMR.1, FMT_SMF.1, FMT_MSA.1, FMT_MSA.3, FIA_ATD.1) and the access control SFRs are in place (FDP_ACC.1 and FDP_ACF.1.). F7 – Cut and Paste When the function is enabled by the authorised administrator, users may cut and paste information between a published application and a Windows clipboard on the client. The TOE provides a function to allow or disallow use of cut and paste between accessible applications and a Windows clipboard (FDP_ACC.1 and FDP_ACF.1). This function is under the control of the authorised administrator (FMT_MOF.1(1), FMT_SMF.1 and FMT_SMR.1). F8 – Client Drive Mapping When the function is enabled by the authorised administrator; a published application, if allowed by the user, may access the local drives on the client machine. The TOE provides a function to allow or disallow use of Client Drive Mapping whereby a published application can access a client drive if permitted by the user (FDP_ACC.1 and FDP_ACF.1). Use of this function is controlled by the authorised administrator (FMT_MOF.1(2), FMT_SMF.1 and FMT_SMR.1). 8.4.2 IT security functions are mutually supportive The mutually supportive nature of the IT security functions can be derived from the mutual support of the SFRs (demonstrated in Section 8.3.4), as each of the IT functions can be mapped to one or more SFRs, as demonstrated in Table 8-4. 8.4.3 Strength of Function claims are appropriate The SoF claim made by the TOE is SOF-BASIC, which is defined in the CC Part 1 as “adequate protection against casual breaches of security”. AVA_VLA.1, one of the assurance components from which the EAL2 assurance level is comprised, determines that “obvious vulnerabilities cannot be exploited in the intended environment of the TOE” (CC Part 3). Therefore, a SoF claim of SOF-BASIC demonstrates that the functions with an associated SoF would ensure that obvious vulnerabilities have been addressed. Page 56 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. Therefore, the claim of SOF-BASIC made by the TOE is viewed to be appropriate for this use. 8.4.4 Assurance measures satisfy assurance requirements Table 8-5 Mapping of Assurance Measures to Assurance Requirements, below, provides a tracing of the Assurance Measures to the assurance requirements that they meet. From the table it can be seen that all assurance requirements trace to at least one assurance measure. The assurance requirements identified in the table are those required to meet the CC assurance level EAL2, with the addition of ALC_FLR.2 (Flaw Reporting Procedures). As all assurance requirements are traced to at least one of the assurance measures, the identified assurance measures are sufficient to meet the assurance requirements. It is also asserted that the assurance measures have been produced with EAL2 in mind and as a consequence contains sufficient information to meet the assurance requirements of the TOE. Assurance Measures (documentation) Assurance Requirements Met by Assurance Measure Configuration Management Documentation ACM_CAP.2 Configuration items ADO_DEL.1 Delivery Procedures Delivery, Installation and generation Procedures ADO_IGS.1 Installation, generation and start-up procedures Functional Specification Documentation ADV_FSP.1 Informal Functional Specification High-Level Design Documentation ADV_HLD.1 Descriptive high-level design Flaw Remediation Documentation ALC_FLR.2 Flaw reporting procedures Correspondence Demonstration Document ADV_RCR.1 Informal correspondence demonstration Administrator Guidance Documentation AGD_ADM.1 Administrator guidance User Guidance Documentation AGD_USR.1 User guidance Version 2.0 Page 57 of 58 July 2007 Ref.: ST/CPS4.5 Copyright 2007 Citrix Systems, Inc. All rights reserved. Assurance Measures (documentation) Assurance Requirements Met by Assurance Measure Test Coverage Documentation ATE_COV.1 Evidence of coverage Test Plan and actual tests and Results ATE_FUN.1 Functional testing Independent Testing Resources ATE_IND.2 Independent testing Strength of Function Documentation AVA_SOF.1 Strength of TOE security function evaluation Vulnerability Assessment Analysis Documentation AVA_VLA.1 Developer vulnerability analysis Table 8-5 Mapping of Assurance Measures to Assurance Requirements Page 58 of 58 Version 2.0 Ref.: ST/CPS4.5 July 2007 Copyright 2007 Citrix Systems, Inc. All rights reserved. This Page is Intentionally Blank