Luna® XP plus

Certificate #173

Webpage information ?

Status historical
Historical reason Validation Sunsetting Policy - FIPS 140-1 Certificate
Validation dates 11.10.2001 , 18.10.2004
Standard FIPS 140-1
Security level 3
Type Hardware
Embodiment Multi-Chip Stand Alone
Caveat When operated in FIPS mode
Description Luna® XPplus offers hardware-accelerated signing, secure key management, and signature validation for high volume transaction applications such as transaction coordinators and OCSP (Online Certificate Status Protocol) responders. Luna® XPplus is a scalable, hardware security module for high-performance digital signing of e-business transactions in a FIPS 140-1 level 3-validated solution. The product operates in conjunction with Luna® CA³ root key protection systems leveraging ultimate private key integrity for high-volume digital signing applications. Luna® XPplus signing devices allow you to add signature processing throughput as needed.
Version (Hardware) 3.9
Vendor SafeNet, Inc.
References

This certificate's webpage directly references 0 certificates, transitively this expands into 0 certificates.

Document information ?

Security policy

Symmetric Algorithms
CAST, CAST5, RC4, RC2, RC5, DES
Asymmetric Algorithms
RSA-1024, RSA-2048, DSA
Hash functions
SHA-1, MD5
Schemes
MAC
Protocols
SSL
Block cipher modes
CCM

Security level
level 3, Level 3, Level 2, level 2, level 1
Side-channel analysis
timing attacks

Standards
FIPS 140-1, PKCS#11

File metadata

Title: CR-0540_v12.PDF
Author: jhsiung
Creation date: D:20011017112136
Modification date: D:20011017125518-04'00'
Pages: 19
Creator: CR-0540_v12.doc - Microsoft Word
Producer: Acrobat PDFWriter 4.05 for Windows NT

References

Heuristics ?

No heuristics are available for this certificate.

References ?

No references are available for this certificate.

Updates ?

  • 09.02.2023 The certificate data changed.
    Certificate changed

    The cert_id was updated.

    • The new value is 173.

    The web extraction data was updated.

    • The following values were inserted: {'validation_history': [{'_type': 'sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry', 'date': '2001-10-11', 'validation_type': 'Initial', 'lab': 'SAIC-VA'}, {'_type': 'sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry', 'date': '2004-10-18', 'validation_type': 'Update', 'lab': ''}], 'vendor_url': 'http://www.safenet-inc.com', 'certificate_pdf_url': 'https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/140crt173.pdf', 'hw_versions': '3.9', 'fw_versions': None}.
    • The standard property was set to FIPS 140-1.
    • The status property was set to historical.
    • The level property was set to 3.
    • The embodiment property was set to Multi-Chip Stand Alone.
    • The following properties were deleted: ['date_validation', 'algorithms', 'vendor_www', 'lab', 'lab_nvlap', 'security_policy_www', 'certificate_www', 'hw_version', 'fw_version', 'product_url'].

    The PDF extraction data was updated.

    • The following values were inserted: {'policy_metadata': {'pdf_file_size_bytes': 894453, 'pdf_is_encrypted': False, 'pdf_number_of_pages': 19, '/Creator': 'CR-0540_v12.doc - Microsoft Word', '/CreationDate': 'D:20011017112136', '/Title': 'CR-0540_v12.PDF', '/Author': 'jhsiung', '/Producer': 'Acrobat PDFWriter 4.05 for Windows NT', '/ModDate': "D:20011017125518-04'00'", 'pdf_hyperlinks': {'_type': 'Set', 'elements': []}}}.
    • The following properties were deleted: ['cert_id', 'algorithms', 'clean_cert_ids', 'st_metadata'].

    The computed heuristics were updated.

    • The following values were inserted: {'policy_prunned_references': {'_type': 'Set', 'elements': ['484']}, 'module_prunned_references': {'_type': 'Set', 'elements': []}, 'policy_processed_references': {'_type': 'sec_certs.sample.certificate.References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': {'_type': 'Set', 'elements': ['484']}, 'indirectly_referencing': {'_type': 'Set', 'elements': ['484', '88']}}, 'module_processed_references': {'_type': 'sec_certs.sample.certificate.References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}, 'direct_transitive_cves': None, 'indirect_transitive_cves': None}.
    • The algorithms property was set to {'_type': 'Set', 'elements': ['Triple-DES#73', 'SHA-1#64', 'DSA#51']}.
    • The following properties were deleted: ['keywords', 'unmatched_algs', 'clean_cert_ids', 'st_references', 'web_references'].

    The state was updated.

    • The following values were inserted: {'module_download_ok': True, 'policy_download_ok': True, 'policy_convert_garbage': False, 'policy_convert_ok': True, 'module_extract_ok': True, 'policy_extract_ok': True, 'policy_pdf_hash': '2352edc06a96ba0e2b7eca26df6d80b3cacccfba2395c704db68ad78c6fbaaf3', 'policy_txt_hash': '4b001d6034d1d6d3e8931bf93d9fcbffd6175a4fb16090987e66a7d806c930b9'}.
    • The following properties were deleted: ['sp_path', 'html_path', 'tables_done', 'file_status', 'txt_state'].
  • 19.12.2022 The certificate data changed.
    Certificate changed

    The computed heuristics were updated.

    • The st_references property was updated, with the {'indirectly_referenced_by': {'__add__': {'_type': 'Set', 'elements': ['3453']}}} data.
  • 18.12.2022 The certificate data changed.
    Certificate changed

    The computed heuristics were updated.

    • The st_references property was updated, with the {'indirectly_referenced_by': {'__discard__': {'_type': 'Set', 'elements': ['3453']}}} data.
  • 07.12.2022 The certificate data changed.
    Certificate changed

    The computed heuristics were updated.

    • The st_references property was updated, with the {'directly_referenced_by': {'__add__': {'_type': 'Set', 'elements': ['730', '377', '341']}}, 'indirectly_referenced_by': {'__add__': {'_type': 'Set', 'elements': ['1563', '1403', '1226', '3409', '3563', '1791', '2378', '1792', '2544', '1829', '2024', '1228', '2206', '2514', '3378', '341', '1885', '1978', '3172', '883', '377', '2606', '2591', '3149', '1551', '2596', '1581', '2173', '1614', '2729', '1552', '1016', '2445', '3099', '1447', '1909', '2404', '1507', '2304', '2319', '3184', '3453', '730', '2075', '2842', '2605', '2593']}}} data.
  • 05.11.2022 The certificate data changed.
    Certificate changed

    The web extraction data was updated.

    • The algorithms property was set to {'_type': 'Set', 'elements': []}.

    The computed heuristics were updated.

    • The algorithms property was set to {'_type': 'Set', 'elements': []}.
    • The st_references property was updated, with the {'directly_referenced_by': {'_type': 'Set', 'elements': ['1547', '1013']}, 'indirectly_referenced_by': {'_type': 'Set', 'elements': ['2216', '1547', '1825', '1013']}} data.
  • 25.10.2022 The certificate data changed.
    Certificate changed

    The PDF extraction data was updated.

    • The keywords property was updated, with the {'fips_cert_id': {'__update__': {'Cert': {'__delete__': ['#11']}}}, 'fips_security_level': {'__update__': {'Level': {'__delete__': ['Level 1']}}}, 'fips_certlike': {'__update__': {'Certlike': {'__update__': {'SHA-1': 3, 'PKCS#11': 6}, '__delete__': ['SHA1', 'RSA 1024', 'RSA 1', 'DES-CBC1']}}}, 'symmetric_crypto': {'__update__': {'AES_competition': {'__update__': {'CAST': {'__update__': {'CAST': 1, 'CAST5': 1}, '__delete__': ['CAST-']}, 'RC': {'__update__': {'RC2': 1, 'RC5': 1}}}}, 'DES': {'__update__': {'DES': {'__update__': {'DES': 6}}}, '__delete__': ['3DES']}}, '__delete__': ['miscellaneous', 'constructions']}, 'asymmetric_crypto': {'__update__': {'RSA': {'__delete__': ['RSA 1024']}, 'FF': {'__update__': {'DSA': {'__update__': {'DSA': 1}}}, '__delete__': ['DH']}}}, 'hash_function': {'__update__': {'SHA': {'__update__': {'SHA1': {'__update__': {'SHA-1': 3}, '__delete__': ['SHA1']}}}, 'MD': {'__update__': {'MD5': {'__update__': {'MD5': 2}}}}}}, 'crypto_scheme': {'__update__': {'MAC': {'__update__': {'MAC': 1}}}}, 'crypto_protocol': {'__update__': {'TLS': {'__update__': {'SSL': {'__update__': {'SSL': 1}}}}}}, 'cipher_mode': {'__update__': {'CCM': {'__update__': {'CCM': 6}}}, '__delete__': ['ECB', 'CBC', 'XTR', 'XTS']}, 'tee_name': {}, 'standard_id': {'__update__': {'PKCS': {'__update__': {'PKCS#11': 3}}}}} data.

    The state was updated.

    • The tables_done property was set to True.
  • 16.10.2022 The certificate data changed.
    Certificate changed

    The PDF extraction data was updated.

    • The keywords property was set to {'fips_cert_id': {'Cert': {'#11': 4, '#484': 1}}, 'fips_security_level': {'Level': {'Level 1': 19, 'level 3': 9, 'Level 3': 4, 'Level 2': 1, 'level 2': 6, 'level 1': 2}}, 'fips_certlike': {'Certlike': {'HMAC-SHA1': 2, 'SHA-1': 4, 'SHA1': 2, 'RSA 1024': 1, 'RSA 1': 1, 'PKCS#11': 8, 'DES-CBC1': 1, 'DSA-1024': 1}}, 'vendor': {}, 'eval_facility': {}, 'symmetric_crypto': {'AES_competition': {'CAST': {'CAST-': 6, 'CAST': 10, 'CAST5': 8}, 'RC': {'RC2': 6, 'RC4': 2, 'RC5': 4}}, 'DES': {'DES': {'DES': 22}, '3DES': {'3-DES': 7}}, 'miscellaneous': {'SEED': {'SEED': 1}}, 'constructions': {'MAC': {'HMAC': 2}}}, 'asymmetric_crypto': {'RSA': {'RSA 1024': 1, 'RSA-1024': 3, 'RSA-2048': 3}, 'FF': {'DH': {'DH': 2}, 'DSA': {'DSA': 2}}}, 'pq_crypto': {}, 'hash_function': {'SHA': {'SHA1': {'SHA-1': 4, 'SHA1': 2}}, 'MD': {'MD5': {'MD5': 7}}}, 'crypto_scheme': {'MAC': {'MAC': 12}}, 'crypto_protocol': {'TLS': {'SSL': {'SSL': 5}}}, 'randomness': {}, 'cipher_mode': {'ECB': {'ECB': 19}, 'CBC': {'CBC': 13}, 'XTR': {'XTR': 1}, 'CCM': {'CCM': 10}, 'XTS': {'XTS': 2}}, 'ecc_curve': {}, 'crypto_engine': {}, 'tls_cipher_suite': {}, 'crypto_library': {}, 'vulnerability': {}, 'side_channel_analysis': {'SCA': {'timing attacks': 1}}, 'device_model': {}, 'tee_name': {'IBM': {'SE': 92}}, 'os_name': {}, 'cplc_data': {}, 'ic_data_group': {}, 'standard_id': {'FIPS': {'FIPS 140-1': 14}, 'PKCS': {'PKCS#11': 4}}, 'javacard_version': {}, 'javacard_api_const': {}, 'javacard_packages': {}, 'certification_process': {}}.
    • The clean_cert_ids property was set to {'#484': 1}.
    • The st_metadata property was set to {'pdf_file_size_bytes': 894453, 'pdf_is_encrypted': False, 'pdf_number_of_pages': 19, '/Creator': 'CR-0540_v12.doc - Microsoft Word', '/CreationDate': 'D:20011017112136', '/Title': 'CR-0540_v12.PDF', '/Author': 'jhsiung', '/Producer': 'Acrobat PDFWriter 4.05 for Windows NT', '/ModDate': "D:20011017125518-04'00'", 'pdf_hyperlinks': {'_type': 'Set', 'elements': []}}.

    The state was updated.

    • The txt_state property was set to True.
  • 15.10.2022 The certificate data changed.
    Certificate changed

    The PDF extraction data was updated.

    • The keywords property was set to None.
    • The clean_cert_ids property was set to {}.
    • The st_metadata property was set to None.

    The state was updated.

    • The txt_state property was set to False.
  • 17.07.2022 The certificate data changed.
    Certificate changed

    The _type was updated.

    • The new value is sec_certs.sample.fips.FIPSCertificate.

    The computed heuristics were updated.

    • The following values were inserted: {'clean_cert_ids': {}}.
    • The _type property was set to sec_certs.sample.fips.FIPSCertificate.Heuristics.
    • The keywords property was set to {}.
    • The algorithms property was set to {'_type': 'Set', 'elements': [{'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '#64', 'algorithm_type': 'SHA-1', 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '#51', 'algorithm_type': 'DSA', 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '#73', 'algorithm_type': 'Triple-DES', 'vendor': None, 'implementation': None, 'date': None}]}.
    • The st_references property was updated, with the {'_type': 'sec_certs.sample.certificate.References'} data.
    • The web_references property was updated, with the {'_type': 'sec_certs.sample.certificate.References'} data.

    The state was updated.

    • The _type property was set to sec_certs.sample.fips.FIPSCertificate.InternalState.
    • The following properties were deleted: ['fragment_path'].
  • 14.06.2022 The certificate data changed.
    Certificate changed

    The pdf_scan was updated.

    • The keywords property was updated, with the {'rules_cert_id': {}, 'rules_standard_id': {'__update__': {'FIPS ?(?:PUB )?[0-9]+-[0-9]+?': {'__update__': {'FIPS 140-1': {'__update__': {'count': 1}}}}, 'PKCS[ #]*[1-9]+': {'__update__': {'PKCS#11': {'__update__': {'count': 1}}}}}}, 'rules_security_assurance_components': {'__update__': {'ATE(?:_[A-Z]{3,4}){1,2}(?:\\.[0-9]|\\.[0-9]\\.[0-9]|)': {'__update__': {'ATE_KEY': {'__update__': {'count': 1}}}, '__delete__': ['ATE_USER', 'ATE_KEY_PAIR']}}}, 'rules_block_cipher_modes': {'CCM': {'CCM': {'count': 1}}, 'XTS': {'XTS': {'count': 1}}}} data.

    The computed heuristics were updated.

    • The keywords property was updated, with the {'rules_cert_id': {}, 'rules_standard_id': {'__update__': {'FIPS ?(?:PUB )?[0-9]+-[0-9]+?': {'__update__': {'FIPS 140-1': {'__update__': {'count': 1}}}}, 'PKCS[ #]*[1-9]+': {'__update__': {'PKCS#11': {'__update__': {'count': 1}}}}}}, 'rules_security_assurance_components': {'__update__': {'ATE(?:_[A-Z]{3,4}){1,2}(?:\\.[0-9]|\\.[0-9]\\.[0-9]|)': {'__update__': {'ATE_KEY': {'__update__': {'count': 1}}}, '__delete__': ['ATE_USER', 'ATE_KEY_PAIR']}}}, 'rules_block_cipher_modes': {'CCM': {'CCM': {'count': 1}}, 'XTS': {'XTS': {'count': 1}}}} data.
  • 08.03.2022 The certificate data changed.
    Certificate changed

    The web_scan was updated.

    • The following properties were deleted: ['connections'].

    The pdf_scan was updated.

    • The following properties were deleted: ['connections'].

    The computed heuristics were updated.

    • The following values were inserted: {'st_references': {'_type': 'References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}, 'web_references': {'_type': 'References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}}.
    • The following properties were deleted: ['connections', 'directly_affected_by', 'indirectly_affected_by', 'directly_affecting', 'indirectly_affecting'].
  • 18.02.2022 The certificate data changed.
    Certificate changed

    The computed heuristics were updated.

    • The extracted_versions property was set to {'_type': 'Set', 'elements': ['3.9']}.
  • 02.02.2022 The certificate data changed.
    Certificate changed

    The web_scan was updated.

    • The module_type property was set to Hardware.
  • 30.01.2022 The certificate was first processed.
    New certificate

    A new FIPS 140 certificate with the product name was processed.

Raw data

{
  "_type": "sec_certs.sample.fips.FIPSCertificate",
  "cert_id": 173,
  "dgst": "4a8596a7790b5ca9",
  "heuristics": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.Heuristics",
    "algorithms": {
      "_type": "Set",
      "elements": [
        "SHA-1#64",
        "DSA#51",
        "Triple-DES#73"
      ]
    },
    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
        "3.9"
      ]
    },
    "indirect_transitive_cves": null,
    "module_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "module_prunned_references": {
      "_type": "Set",
      "elements": []
    },
    "policy_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": {
        "_type": "Set",
        "elements": [
          "484"
        ]
      },
      "indirectly_referenced_by": null,
      "indirectly_referencing": {
        "_type": "Set",
        "elements": [
          "484",
          "88"
        ]
      }
    },
    "policy_prunned_references": {
      "_type": "Set",
      "elements": [
        "484"
      ]
    },
    "related_cves": null,
    "verified_cpe_matches": null
  },
  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
      "asymmetric_crypto": {
        "FF": {
          "DSA": {
            "DSA": 1
          }
        },
        "RSA": {
          "RSA-1024": 3,
          "RSA-2048": 3
        }
      },
      "certification_process": {},
      "cipher_mode": {
        "CCM": {
          "CCM": 6
        }
      },
      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {
        "TLS": {
          "SSL": {
            "SSL": 1
          }
        }
      },
      "crypto_scheme": {
        "MAC": {
          "MAC": 1
        }
      },
      "device_model": {},
      "ecc_curve": {},
      "eval_facility": {},
      "fips_cert_id": {
        "Cert": {
          "#484": 1
        }
      },
      "fips_certlike": {
        "Certlike": {
          "DSA-1024": 1,
          "HMAC-SHA1": 2,
          "PKCS#11": 6,
          "SHA-1": 3
        }
      },
      "fips_security_level": {
        "Level": {
          "Level 2": 1,
          "Level 3": 4,
          "level 1": 2,
          "level 2": 6,
          "level 3": 9
        }
      },
      "hash_function": {
        "MD": {
          "MD5": {
            "MD5": 2
          }
        },
        "SHA": {
          "SHA1": {
            "SHA-1": 3
          }
        }
      },
      "ic_data_group": {},
      "javacard_api_const": {},
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {},
      "randomness": {},
      "side_channel_analysis": {
        "SCA": {
          "timing attacks": 1
        }
      },
      "standard_id": {
        "FIPS": {
          "FIPS 140-1": 14
        },
        "PKCS": {
          "PKCS#11": 3
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
          "CAST": {
            "CAST": 1,
            "CAST5": 1
          },
          "RC": {
            "RC2": 1,
            "RC4": 2,
            "RC5": 1
          }
        },
        "DES": {
          "DES": {
            "DES": 6
          }
        }
      },
      "tee_name": {},
      "tls_cipher_suite": {},
      "vendor": {},
      "vulnerability": {}
    },
    "policy_metadata": {
      "/Author": "jhsiung",
      "/CreationDate": "D:20011017112136",
      "/Creator": "CR-0540_v12.doc - Microsoft Word",
      "/ModDate": "D:20011017125518-04\u002700\u0027",
      "/Producer": "Acrobat PDFWriter 4.05 for Windows NT",
      "/Title": "CR-0540_v12.PDF",
      "pdf_file_size_bytes": 894453,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": []
      },
      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 19
    }
  },
  "state": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.InternalState",
    "module_download_ok": true,
    "module_extract_ok": true,
    "policy_convert_garbage": false,
    "policy_convert_ok": true,
    "policy_download_ok": true,
    "policy_extract_ok": true,
    "policy_pdf_hash": "2352edc06a96ba0e2b7eca26df6d80b3cacccfba2395c704db68ad78c6fbaaf3",
    "policy_txt_hash": "4b001d6034d1d6d3e8931bf93d9fcbffd6175a4fb16090987e66a7d806c930b9"
  },
  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "When operated in FIPS mode",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/140crt173.pdf",
    "date_sunset": null,
    "description": "Luna\u00ae XPplus offers hardware-accelerated signing, secure key management, and signature validation for high volume transaction applications such as transaction coordinators and OCSP (Online Certificate Status Protocol) responders. Luna\u00ae XPplus is a scalable, hardware security module for high-performance digital signing of e-business transactions in a FIPS 140-1 level 3-validated solution. The product operates in conjunction with Luna\u00ae CA\u00b3 root key protection systems leveraging ultimate private key integrity for high-volume digital signing applications. Luna\u00ae XPplus signing devices allow you to add signature processing throughput as needed.",
    "embodiment": "Multi-Chip Stand Alone",
    "exceptions": null,
    "fw_versions": null,
    "historical_reason": "Validation Sunsetting Policy - FIPS 140-1 Certificate",
    "hw_versions": "3.9",
    "level": 3,
    "mentioned_certs": {},
    "module_name": "Luna\u00ae XP plus",
    "module_type": "Hardware",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-1",
    "status": "historical",
    "sw_versions": null,
    "tested_conf": null,
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2001-10-11",
        "lab": "SAIC-VA",
        "validation_type": "Initial"
      },
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2004-10-18",
        "lab": "",
        "validation_type": "Update"
      }
    ],
    "vendor": "SafeNet, Inc.",
    "vendor_url": "http://www.safenet-inc.com"
  }
}